SNl?gˇt^[c[c~￠P:R8W?证R8b?资W?金
2019^t{,3[c^?b￥TJ
2019^t9g?30e?
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W?金bX{?N”：N-V?^?设银行股N?g?限QlS?
b￥TJ送Q?e?g?：2019^t10g?22e?
SNl?gˇt^[c[c~￠P:R82019 ^t{,3 [c^?b￥TJ
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重要c—y:§1
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N;要财R?c?h?T?W?金Q?P<表s?§3
N;要财R?c?h?3.1
SUOM：N”l?^?QC
N;要财R?c?h?
b￥TJg?（ 2019^t7g?1e? － 2019^t9g?30e? ）
1.g,g?][?s?e6v? 13,885,026.30
2.g,g?R)m? 15,014,410.02
3.R?gC^sWGW?金N?额g,g?R)m? 0.0134
4.g?+W?金资N§Q?P< 1,254,324,859.34
5.g?+W?金N?额Q?P< 1.0440
l?：10?b@述W?金N?~?c?h?N?S?b?c?g?N”认购b?N?f?W?金v?T?项费u(，计Qe费u(T?[?际e6v?l4^s
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20?g,g?][?s?e6v?c?W?金g,g?R)‘oe6Qe0?b?资e6v?0?QvN?e6Qe（N?T+QlQAN?P
自W?金T??u?eHN?geW?金}/计Q?P
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l?：V?y:e?g?N:2013^t11g?13e?至2019^t9g?30e?0?
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资W?金0?SNl?gˇt^锦
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b￥TJg?Q?W?金v?N?~?表s?4.5
b*至g,b￥TJg?+，g,W?金N?额Q?P
页 Qq12
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b?资~?T?b￥TJ§5
b￥TJg?+W?金资N§~?T?‘ˉQ? 5.1
^?S? 项v? 金额（QC） S‘W?金‘;资N§v?k?O?（%）
1 gCv?b?资 - -
QvN-：股yh - -
2 W?金b?资 - -
3 V?[?e6v?b?资 1,313,643,500.00 98.53
QvN-：P:R8
1,313,643,500.00 98.53
资N§e/c?证R8
- -
4 贵金\^b?资 - -
5 金融衍u?T`b?资 - -
6 NpQe返U.金融资N§ - -
QvN-：Npe?_?V?购v?NpQe返U.
金融资N§
- -
7 银行[Xk>T?~?{?Y?N?金T?计 4,055,596.04 0.30
8 QvN?资N§
15,498,313.82 1.16
9 T?计
1,333,197,409.86
100.00
b￥TJg?+c?行N?R?|{v?股yhb?资~?T? 5.2
b￥TJg?+c?行N?R?|{v?X?Q?股yhb?资~?T?
5.2.1
l?：g,W?金g,b￥TJg?+g*c?g?股yh0?
b￥TJg?+c?行N?R?|{v?n/股通b?资股yhb?资~?T?5.2.2
l?：g,W?金g,b￥TJg?+g*c?g?n/股通b?资股yh0?
b￥TJg?+c?QlQAN?P
b￥TJg?+c?P:R8T`y?R?|{v?P:R8b?资~?T?
5.4
^?S? P:R8T`y? QlQAN?P<（QC）
S‘W?金资N§Q?P
页 Qq12
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QvN-：e?{V‘’金融P: 9,973,000.00 0.80
4 O?N?P:R8 120,326,000.00 9.59
5 O?N?w?g?融资R8 300,936,000.00 23.99
6 N-g?yhcn 727,559,000.00 58.00
7
S?转P:（S?N?cbP:）
- -
8
T?N?[XSU
29,100,000.00 2.32
9 QvN? - -
10 T?计 1,313,643,500.00 104.73
b￥TJg?+c?QlQAN?P
b￥TJg?+c?QlQAN?P
页 Qq12
页
g,g?VP:g?货b?资评N?5.9.3
l?：g,W?金g,b￥TJg?+g*c?g?V?P:g?货0?
b?资~?T?b￥TJ附l?5.10
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W?金b?资v?RMSAT?股yh超Q?W?金T??规[?v?Y?选股yh^?‘ˉQ?v?说f?5.1.2
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^?S? T?y? 金额（QC）
1 [XQ?O?证金 22,120.12
2 ^?e6证R8n?{?k> -
3 ^?e6股R) -
4 ^?e6R)‘o 13,993,766.55
5 ^?e6u3购k> 1,482,427.15
6 QvN?^?e6k> -
7 _?dJ费u( -
8 QvN?
9 T?计 15,498,313.82
b￥TJg?+c?g?v?Y?N?转股g?v?S?转cbP:R8f?~?5.1.4
l?：g,W?金g,b￥TJg?+g*c?g?Y?N?转股g?v?S?转cbP:R80?
b￥TJg?+RMSAT?股yhN-[XW(mA通S?限‘ˉQ?v?说f?5.1.5
l?：g,W?金g,b￥TJg?+g*c?g?股yh0?
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_?e>_?W?金N?额S?R¤§6
SUOM：N?
b￥TJg??R?W?金N?额‘;额
1,078,019,505.05
b￥TJg??间W?金‘;u3购N?额 410,183,049.77
Qˇ:b￥TJg??间W?金‘;赎V?N?额 286,761,996.56
b￥TJg??间W?金b?R?S?R¤N?额（N?额Qˇ\?N?"-
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-
b￥TJg??+W?金N?额‘;额
1,201,440,558.26
W?金{?t?N”运u(V?g?资金b?资g,W?金‘ˉQ?§7
W?金{?t?N”c?g?,W?金N?额S?R¤‘ˉQ?7.1
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_qT?b?资者Q?{Vv?QvN?重要O?‘o8.2
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10?g,W?金v?N-V?证v?O?byQ?R?集e?N?
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50?W?金{?t?N”N?R?资hW0p?9.2
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b?资者[?g,b￥TJY?g?u?问，S?T¤询W?金{?t?N”SNl?gˇt^W?金{?t?g?限QlS?0?
[￠b7g?R?p?~?：400-888-0001（QM长途费） 021-3878 4638
QlS?网W@：www.huatai-pb.com
SNl?gˇt^W?金{?t?g?限QlS?
2019^t10g?22e?
