SNl?gˇt^量S?驱R¤pum;配置m?T?W?证R8b?
资W?金
2019^t{,3[c^?b￥TJ
2019^t9g?30e?
W?金{?t?N”：SNl?gˇt^W?金{?t?g?限QlS?
W?金bX{?N”：N-V?银行股N?g?限QlS?
b￥TJ送Q?e?g?：2019^t10g?22e?
SNl?gˇt^量S?驱R¤m?T?2019 ^t{,3 [c^?b￥TJ
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重要c—y:§1
W?金{?t?N”v?董N?O?S?董N?O?证g,b￥TJb@载资e?N?[XW(虚PG记载0?误[?‘’陈述b?重Y’遗o?，
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v?财R?c?h?0?Q?P<表s?T?b?资~?T?b￥TJ{IQ?[?，O?证Y?h8Q?[?N?[XW(虚PG记载0?误[?‘’陈述b?者
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W?金v?b?R?说f?Nf0?
g,b￥TJN-v?财R?资e?g*~ˇ[?计0?
g,b￥TJg?自2019^t7g?1e?起至2019^t9g?30e?kb0?
SNl?gˇt^量S?驱R¤pum;配置m?T?W?证R8b?资W?金N?2018^t10g?16e?h9cne6费e?_?R?N?T?，e?
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W?金N§T`i?Q?§2
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N?f?Nax? 001074
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g,W?金N:m?T?W譗?金，Qv预g?风险N?e6v?高N?
P:R8W譗?金N?货^??W:W?金，ON?股yhW譗?
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W?金{?t?N” SNl?gˇt^W?金{?t?g?限QlS?
W?金bX{?N” N-V?银行股N?g?限QlS?
N?\^R?~§W?金v?W?金{?y?
SNl?gˇt^量S?驱R¤m?
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SNl?gˇt^量S?驱R¤m?
T?C
N?\^R?~§W?金v?N?f?Nax? 001074 006531
b￥TJg?+N?\^R?~§W?金v?N?额‘;额 484,340,602.74N? 811,231.52N?
SNl?gˇt^量S?驱R¤m?T?2019 ^t{,3 [c^?b￥TJ
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N;要财R?c?h?T?W?金Q?P<表s?§3
N;要财R?c?h?3.1
SUOM：N”l?^?QC
N;要财R?c?h?
b￥TJg?（ 2019^t7g?1e? － 2019^t9g?30e? ）
SNl?gˇt^量S?驱R¤m?T?A SNl?gˇt^量S?驱R¤m?T?C
1．g,g?]?[?s?e6v? 21,356,607.25 12,304.60
2．g,g?R)m? 18,227,149.24 7,005.19
3．R?gC^sWGW?金N?额g,g?R)m? 0.0352 0.0227
4．g?+W?金资N§Q?P< 520,586,286.55 876,356.69
5．g?+W?金N?额Q?P< 1.0748 1.0803
l?：10?N?述W?金N?~?c?h?N?S?b?c?g?N”认购b?N?f?W?金v?T?项费u(，计Qe费u(T?[?际e6v?l4^s要
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SNl?gˇt^量S?驱R¤m?T?2019 ^t{,3 [c^?b￥TJ
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l?：A~§V?y:e?g?N:2015^t3g?24e?至2019^t9g?30e?0?C~§V?y:e?g?N:2018^t10g?16e?至2019^t9
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至2012^t8g?N?Goldenberg
Hehmeyer Trading
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g?限QlS?，S?N?量S?b?资
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SNl?gˇt^量S?驱R¤m?T?2019 ^t{,3 [c^?b￥TJ
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金T?SNl?gˇt^量S?驱R¤pu
m;配置m?T?W?证R8b?资W?
金v?W?金~ˇt?0?2016^t12
g?至2018^t11g?N?SNl?gˇ
t^行N?z?N?O?R?pum;配置
m?T?W?证R8b?资W?金v?W?
金~ˇt?0?2017^t3g?至2018
^t10g?N?SNl?gˇt^v?R)pu
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金v?W?金~ˇt?0?2017^t3g?
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b?资W?金v?W?金~ˇ
t?0?2017^t3g?至2018^t3
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资W?金0?SNl?gˇt^锦R)pu
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金0?SNl?gˇt^裕R)pum;配
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至2019^t3g?N?SNl?gˇt^w?
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^t6g?起N?SNl?gˇt^|?选V?
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t?0?2017^t12g?起N?SNl?
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金~ˇt?0?2019^t3g?起N?SN
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2012^t8g?R?QeSNl?gˇt^W?
金{?t?g?限QlS?，2013^t8
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金~ˇt?，2013^t10g?起N?
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g?起N?SNl?gˇt^量S?QH行
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金~ˇt?T?SNl?gˇt^量S?驱
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资W?金v?W?金~ˇt?，2015
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资W?金v?W?金~ˇt?T?SNl?
SNl?gˇt^量S?驱R¤m?T?2019 ^t{,3 [c^?b￥TJ
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gˇt^量S?~?[?e6v?{Vue[?
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资W?金v?W?金~ˇt?0?2017
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gˇt^‘?R)pum;配置m?T?W?
证R8b?资W?金v?W?金~ˇ
t?0?2017^t5g?起N?SNl?gˇ
t^量S?R?O?pum;配置m?T?
W?证R8b?资W?金v?W?金~ˇ
t?0?2017^t9g?起N?SNl?gˇ
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b?资~?T?b￥TJ§5
b￥TJg?+W?金资N§~?T?‘ˉQ? 5.1
^?S? 项v? 金额（QC） S‘W?金‘;资N§v?k?O?（%）
1 gCv?b?资 492,588,089.68 93.95
QvN-：股yh 492,588,089.68 93.95
2 W?金b?资 - -
3 V?[?e6v?b?资 15,004,500.00 2.86
QvN-：P:R8
15,004,500.00 2.86
资N§e/c?证R8 - -
4 贵金\^b?资 - -
5 金融衍u?T`b?资 - -
6 NpQe返U.金融资N§ - -
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U.金融资N§
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7 银行[Xk>T?~?{?Y?N?金T?计 15,728,679.87 3.00
8 QvN?资N§
977,437.15 0.19
9 T?计
524,298,706.70
100.00
b￥TJg?+c?行N?R?|{v?股yhb?资~?T?5.2
b￥TJg?+c?行N?R?|{v?X?Q?股yhb?资~?T?
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Nax? 行N?|{R+ QlQAN?P<（QC） S‘W?金资N§Q?PO?]?O\ - -
R e?S?0?OS育T?Z1NPN? 1,537,785.00 0.29
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T?计 492,588,089.68 94.46
SNl?gˇt^量S?驱R¤m?T?2019 ^t{,3 [c^?b￥TJ
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b￥TJg?+c?行N?R?|{v?n/股通b?资股yhb?资~?T?5.2.2
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l?：g,W?金g,b￥TJg?+g*c?g?资N§e/c?证R80?
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1 [XQ?O?证金 124,413.77
2 ^?e6证R8n?{?k> -
3 ^?e6股R) -
4 ^?e6R)‘o 348,965.24
5 ^?e6u3购k> 504,058.14
6 QvN?^?e6k> -
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8 QvN? -
9 T?计 977,437.15
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544,348,469.00
277,245.89
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677,197.84
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b￥TJg??+W?金N?额‘;额
484,340,602.74
811,231.52
W?金{?t?N”运u(V?g?资金b?资g,W?金‘ˉQ?§7
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