SNl?gˇt^[?R)pum;配置m?T?W?证R8b?资W?
金
2019^tSJ^t^?b￥TJdX要
2019^t6g?30e?
W?金{?t?N”：SNl?gˇt^W?金{?t?g?限QlS?
W?金bX{?N”：N-V?^?设银行股N?g?限QlS?
送Q?e?g?：2019^t8g?29e?
SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
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页 Qq33
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重要c—y:§1
重要c—y:1.1
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SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
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页 Qq33
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W?金{?N?§2
W?金W?g,‘ˉQ?2.1
W?金{?y?
SNl?gˇt^[?R)m?T?
W?金N;Nax?
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2017^t9g?12e?
W?金{?t?N”
SNl?gˇt^W?金{?t?g?限QlS?
W?金bX{?N”
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b￥TJg?+W?金N?额‘;额
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W?金T??[X~?g?
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W(N%h
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N;要财R?c?h?T?W?金Q?P<表s?§3
N;要O?计epcnT?财R?c?h?3.1
金额SUOM：N”l?^?QC
3.1.1
g?间epcnT?c?h?
b￥TJg?(2019^t1g?1e? - 2019^t6g?30e? )
g,g?]?[?s?e6v?
-2,607,105.53
g,g?R)m?
89,837,180.51
R?gC^sWGW?金N?额g,g?R)m?
0.1901
g,g?W?金N?额Q?P
g?+epcnT?c?h?
b￥TJg?+( 2019^t6g?30e? )
g?+S?O?R?配W?金N?额R)m?
-0.1066
g?+W?金资N§Q?P<
400,830,434.57
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0.8934
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SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
{, 6
页 Qq33
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{?t?N”b￥TJ§4
W?金{?t?N”S?W?金~ˇt?‘ˉQ?4.1
W?金{?t?N”S?Qv{?t?W?金v?~ˇ验4.1.1
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配置m?T?W?证R8b?资W?金0?SNl?gˇt^N-证500N?f?W?_?e>_?c?ep证R8b?资W?金0?SNl?gˇt^N-证500
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R8b?资W?金0?SNl?gˇt^鼎R)pum;配置m?T?W?证R8b?资W?金0?SNl?gˇt^行N?z?N?O?R?pum;配置m?T?
W?证R8b?资W?金0?SNl?gˇt^N?R)pum;配置m?T?W?证R8b?资W?金0?SNl?gˇt^QtR)pum;配置m?T?W?证
R8b?资W?金0?SNl?gˇt^锦R)pum;配置m?T?W?证R8b?资W?金0?SNl?gˇt^l?R)pum;配置m?T?W?证R8b?
SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
{, 7
页 Qq33
页
资W?金0?SNl?gˇt^裕R)pum;配置m?T?W?证R8b?资W?金0?SNl?gˇt^N?P<|?选30pum;配置m?T?W?证R8
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b?资W?金0?SNl?gˇt^量S?阿\?l?pum;配置m?T?W?证R8b?资W?金0?SNl?gˇt^n/股通量S?pum;配置m?
T?W?证R8b?资W?金0?SNl?gˇt^b?ue?QtN§N?mT?W?证R8b?资W?金0?SNl?gˇt^e?金融W0N§pum;配置
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V?O?etT?|?选m?T?W?证R8b?资W?金0?SNl?gˇt^S;u?Pe^?m?T?W?证R8b?资W?金0?b*至2019^t6g?30
e?，QlS?W?金{?t?规j!N:1030.82N?QC0?
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资~ˇt?0?b?资~ˇt?0?W?金
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g?R?Qeg,QlS?，N?N?b7b?
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g?至2015^t4g?N?x?zv部
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至2018^t4g?N?SNl?gˇt^
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t?0?2015^t5g?至2017
^t12g?N?SNl?gˇt^‘?R)pu
m;配置m?T?W?证R8b?资W?
金v?W?金~ˇt?0?2016^t8
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金v?W?金~ˇt?0?2016^t9
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金v?W?金~ˇt?0?2016^t11
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t^w?R)pum;配置m?T?W?证
R8b?资W?金v?W?金~ˇ
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m;配置m?T?W?证R8b?资W?
SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
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页 Qq33
页
金v?W?金~ˇt?0?2016^t12
g?起N?SNl?gˇt^N?R)pum;
配置m?T?W?证R8b?资W?金
v?W?金~ˇt?0?2016^t12g?
至2019^t3g?N?SNl?gˇt^
QtR)pum;配置m?T?W?证R8
b?资W?金v?W?金~ˇ
t?0?2017^t1g?至2018^t3
g?N?SNl?gˇt^l?R)pum;配
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SNl?gˇt^锦R)pum;配置m?
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gˇt^裕R)pum;配置m?T?W?
证R8b?资W?金v?W?金~ˇ
t?0?2017^t2g?起N?SNl?
gˇt^N?P<|?选30pum;配置
m?T?W?证R8b?资W?金v?W?
金~ˇt?0?2017^t2g?
至2018^t3g?N?SNl?gˇV?
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资W?金v?W?金~ˇt?0?2017
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m?T?W?证R8b?资W?金v?W?
金~ˇt?0?2018^t6g?起N?
SNl?gˇt^V?O?etT?|?选m?
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v?RMQlS?QlR?W?金0?N?b7t?财T?mwY?b?资N?R?v?W?金~ˇt?N?[XW(Q|N?Qv[?b?资{?t?部门N?R?v?‘ˉ
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SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
{, 10
页 Qq33
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股获_?超额e6v?v?eg:，部R?S?V?f/V?N:过S?2-3^tc?~?}/y?v?N?^s衡^?W:~?g?，部R?V?N:NN?
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bX{?N”b￥TJ§5
b￥TJg?Q?g,W?金bX{?N”遵规[?O?‘ˉQ?X?f?5.1
g,b￥TJg?，N-V?^?设银行股N?g?限QlS?W(g,W?金v?bX{?过z?N-，N%h<遵[?N?0?证R8b?资W?金
l?0??W?金T??0?bX{?SO议T?QvN?g?Qs规[?，N?[XW(c_[?W?金N?额c?g?N”R)v?v?行N:，[?Qh\=职
\=责W0\e行N?W?金bX{?N”^?\=v?NIR?0?
bX{?N”[?b￥TJg?Q?g,W?金b?资运O\遵规[?O?0?Q?P<计{?0?R)m?R?配{I‘ˉQ?v?说5.2
f?
g,b￥TJg?，g,bX{?N”c?qgV?[?g?Qs规[?0?W?金T??0?bX{?SO议T?QvN?g?Qs规[?，[?g,W?金v?
W?金资N§Q?P<计{?0?W?金费u(_?e/{Ie?面进行N?认w?v?Y?h8，[?g,W?金v?b?资运O\e?面进行N?v?
wc，g*S?s?W?金{?t?N”g?c_[?W?金N?额c?g?N”R)v?v?行N:0?
b￥TJg?Q?，g,W?金g*[?e‰R)m?R?配0?
bX{?N”[?g,SJ^t^?b￥TJN-财R?O?‘o{IQ?[?v?w?[?0?Q?xnT?[?etS?表a?见5.3
g,bX{?N”Y?h8[?g?N?g,b￥TJN-v?财R?c?h?0?Q?P<表s?0?R)m?R?配‘ˉQ?0?财R?O?计b￥TJ0?b?资
~?T?b￥TJ{IQ?[?，O?证Y?h8Q?[?N?[XW(虚PG记载0?误[?‘’陈述b?者重Y’遗o?0?
SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
{, 12
页 Qq33
页
SJ^t^?财R?O?计b￥TJ（g*~ˇ[?计）§6
资N§负P:表6.1
O?计N;OS：SNl?gˇt^[?R)pum;配置m?T?W?证R8b?资W?金
b￥TJb*kbe?： 2019^t6g?30e?
SUOM：N”l?^?QC
资 N§
g,g?+
2019^t6g?30e?
N?^t^?g+
2018^t12g?31e?
资 N§：
银行[Xk>
21,731,948.83 19,237,844.19
~?{?Y?N?金
767,153.11 733,066.31
[XQ?O?证金
136,293.16 129,792.48
N?f?‘’金融资N§
379,374,339.40 338,421,855.83
QvN-：股yhb?资
379,374,339.40 338,421,855.83
W?金b?资 - -
P:R8b?资 - -
资N§e/c?证R8b?资 - -
贵金\^b?资 - -
衍u?金融资N§
- -
NpQe返U.金融资N§
- -
^?e6证R8n?{?k>
- 4,928,428.10
^?e6R)‘o
4,767.24 4,731.31
^?e6股R)
- -
^?e6u3购k>
3,847.66 7,114.77
递^?b@_?z?资N§
- -
QvN?资N§
- -
资N§‘;计
402,018,349.40 363,462,832.99
负P:T?b@g?者gCv?
g,g?+
2019^t6g?30e?
N?^t^?g+
2018^t12g?31e?
负 P:：
w?g?P?k>
- -
N?f?‘’金融负P:
- -
衍u?金融负P:
- -
SVQ?V?购金融资N§k>
- -
^?N?证R8n?{?k>
- 4,522,882.07
^?N?赎V?k>
7,629.57 221,108.72
^?N?{?t?N”b￥酬
487,717.23 474,371.01
^?N?bX{?费
81,286.23 79,061.83
^?N?销U.g?R?费
- -
^?N??f?费u(
412,922.12 311,156.75
^?N?z?费
- -
^?N?R)‘o
- -
^?N?R)m?
- -
递^?b@_?z?负P:
- -
QvN?负P:
198,359.68 400,000.34
SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
{, 13
页 Qq33
页
负P:T?计
1,187,914.83 6,008,580.72
b@g?者gCv?：
[?e6W?金
448,649,803.29 500,823,641.58
g*R?配R)m?
-47,819,368.72 -143,369,389.31
b@g?者gCv?T?计
400,830,434.57 357,454,252.27
负P:T?b@g?者gCv?‘;计
402,018,349.40 363,462,832.99
l?：b￥TJb*kbe?2019^t6g?30e?，W?金N?额Q?P<0.8934QC，W?金N?额‘;额448649803.29N?0?
R)m?表6.2
O?计N;OS：SNl?gˇt^[?R)pum;配置m?T?W?证R8b?资W?金
g,b￥TJg?：2019^t1g?1e?至2019^t6g?30e?
SUOM：N”l?^?QC
项 v?
g,g?
2019^t1g?1e?至2019
^t6g?30e?
N?^t^?S?k?g?间
2018^t1g?1e?至2018
^t6g?30e?
N?0?e6Qe 95,170,899.99 -53,027,418.33
1. R)‘oe6Qe
91,228.77 1,033,014.76
QvN-：[Xk>R)‘oe6Qe
85,843.56 184,589.97
P:R8R)‘oe6Qe 5,385.21 94,951.38
资N§e/c?证R8R)‘oe6Qe - -
NpQe返U.金融资N§e6Qe - 753,473.41
QvN?R)‘oe6Qe - -
2. b?资e6v?（c_Y1N? ?- ” XkR?）
2,626,051.89 18,778,482.55
QvN-：股yhb?资e6v?
-4,422,074.46 10,758,056.11
W?金b?资e6v? - -
P:R8b?资e6v? -2,600.00 356,246.28
资N§e/c?证R8b?资e6v? - -
贵金\^b?资e6v? - -
衍u?]?Qwe6v? - -
股R)e6v? 7,050,726.35 7,664,180.16
3. QlQAN?P
-
0.45
7 ．QvN?费u(
220,641.97 228,370.00
N?0?R)m?‘;额（N?c_‘;额N? ?- ? 89,837,180.51 -63,949,322.13
SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
{, 14
页 Qq33
页
S?XkR?）
Qˇ：b@_?z?费u(
- -
V?0?Q?R)m?（Q?N?c_N? ?- ?S?Xk
R?）
89,837,180.51 -63,949,322.13
b@g?者gCv?（W?金Q?P<）S?R¤表6.3
O?计N;OS：SNl?gˇt^[?R)pum;配置m?T?W?证R8b?资W?金
g,b￥TJg?：2019^t1g?1e?至2019^t6g?30e?
SUOM：N”l?^?QC
项v?
g,g?
2019^t1g?1e?至2019^t6g?30e?
[?e6W?金 g*R?配R)m? b@g?者gCv?T?计
N?0?g?R?b@g?者gCv?（
W?金Q?P<）
500,823,641.58 -143,369,389.31 357,454,252.27
N?0?g,g?~ˇ营m;R¤N§u?
v?W?金Q?P
5,751,191.84 -661,236.99 5,089,954.85
2.W?金赎V?k> -57,925,030.13 6,374,077.07 -51,550,953.06
V?0?g,g?T?W?金N?额c?
g?N”R?配R)m?N§u?v?W?
金Q?P
161,791,955.54 -15,379,453.39 146,412,502.15
2.W?金赎V?k> -766,252,519.13 -32,765,554.63 -799,018,073.76
SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
{, 15
页 Qq33
页
V?0?g,g?T?W?金N?额c?
g?N”R?配R)m?N§u?v?W?
金Q?P
______ b?O?R?______
____ 赵foN?____
W?金{?t?N”负责N”
N;{?O?计]?O\负责N”
O?计g:g?负责N”
b￥表附l?6.4
W?金W?g,‘ˉQ?6.4.1
SNl?gˇt^[?R)pum;配置m?T?W?证R8b?资W?金(N?{?y? ?g,W?金 ?)~ˇN-V?证R8v?wc{?t?Y?TX
O?(N?{?y? ?N-V?证v?O? ?)证v?许S?[2015]1468S?0?QsN?Q?N?SNl?gˇt^[?R)pum;配置m?T?W?证
R8b?资W?金l?Q?v?byY?0?T?g:g?部Q?[2017]341S?0?QsN?SNl?gˇt^[?R)pum;配置m?T?W?证R8b?资
W?金^?g?R?集Y?hHv?V?Q?0?h8Q?，u1SNl?gˇt^W?金{?t?g?限QlS?O?qg0?N-SN”l?QqT?V?证R8b?资
W?金l?0?T?0?SNl?gˇt^[?R)pum;配置m?T?W?证R8b?资W?金W?金T??0?负责Ql_?R?集0?g,W?金N:YQ
~?W?_?e>_?，[X~?g?限N?[?，首k!设z?R?集N?S?b?认购资金R)‘oQqR?集N”l?^?1,386,755,880.23
QC，N?~ˇfnSNl8道N-Y)O?计^?N?R?b@(ryk?fn通T?O?)fnSNl8道N-Y)验[W(2017){,821S?验资b￥TJ
N衎?验证0?~ˇT?N-V?证v?O?Y?hH，0?SNl?gˇt^[?R)pum;配置m?T?W?证R8b?资W?金W?金T??0?
N?2017^t9g?12e?kc_?u?eH，W?金T??u?eHe?vW?金N?额‘;额1,387,409,473.64N?W?金N?额，Qv
N-认购资金R)‘ob?T?653,593.41N?W?金N?额0?g,W?金v?W?金{?t?N”N:SNl?gˇt^W?金{?t?g?限Ql
S?，W?金bX{?N”N:N-V?^?设银行股N?g?限QlS?0?
h9cn0?N-SN”l?QqT?V?证R8b?资W?金l?0?T?0?SNl?gˇt^[?R)pum;配置m?T?W?证R8b?资W?金W?
金T??0?v?g?Qs规[?，g,W?金v?b?资范V?N:Qwg?良Y}mAR¤‘’v?金融]?Qw，S?b?V?Q?O?l?S?行v?股
yh(S?T+N-\?g?0?R?N?g?S?QvN?~ˇN-V?证v?O?h8Q?N?^?v?股yh)0?P:R8(V?P:0?金融P:0?O?N?P:0?
QlS?P:0?k!~§P:0?S?转cbP:R8(T+R?y?N?f?S?转P:)0?Y.行yhcn0?w?g?融资R80?超w?g?融资R80?N-
g?yhcn{I)0?资N§e/c?证R80?P:R8V?购0?银行[Xk>0?货^??W:]?Qw0?股c?g?货0?gC证N?S?l?_?l?
规b?N-V?证v?O?QA许W?金b?资v?QvN?金融]?Qw(OF须{&T?N-V?证v?O?v?Qs规[?)0?g,W?金c?g?v?股
yh资N§v?b?资k?O?S‘W?金资N§v?0-95%；kˇN*N?f?e?~¨W(bc除股c?g?货T?~?需缴~?v?N?f?O?证
SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
{, 16
页 Qq33
页
金T?，s?金T?R0g?e?W(N?^tN?Q?v?e?^?P:R8v?b?资k?O?N?ON?W?金资N§Q?P0??N-V?证R8b?资W?金N?SO?颁^?v?0?证R8b?资W?金O?计h8{?N?R?c?_?0???SN
l?gˇt^m?费b?长pum;配置m?T?W?证R8b?资W?金W?金T??0?T?W(财R?b￥表附l?7.4.4b@R?y:v?N-V?
证v?O?S?^?v?g?Qs规[?S?QA许v?W?金行N?[?R?d?O\编R60?
g,财R?b￥表N?c?~?ˇ营N:W?x@编R60?
遵_“O?N?O?计Q?R?S?QvN?g?Qs规[?v?X?f?6.4.3
g,W?金2019^t1g?1e?至2019^t6g?30e?kbg?间v?财R?b￥表{&T?O?N?O?计Q?R?v?要lB，w?[?0?
[?etW0S?f N?g,W?金2019^t6g?30e?v?财R?r?Q?N?S?2019^t1g?1e?至2019^t6g?30e?kbg?间v?~ˇ营
b?g?T?W?金Q?P
页 Qq33
页
z?[2016]36S?0?QsN?Qh面c¤_?营N?z?e9_?X?P而订z?v?0?
SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
{, 18
页 Qq33
页
g,b￥TJg?S?N?^t^?S?k?g?间v?Qs联e?N?f?6.4.8
通过Qs联e?N?f?SUQC进行v?N?f?6.4.8.1
股yhN?f?6.4.8.1.1
金额SUOM：N”l?^?QC
Qs联e?T?y?
g,g?
2019^t1g?1e?至2019^t6g?30e?
N?^t^?S?k?g?间
2018^t1g?1e?至2018^t6g?30e?
b?N?金额
S‘_Sg?股yh
b?N?‘;额v?k?O?
b?N?金额
S‘_Sg?股yh
b?N?‘;额v?k?O?
SNl?证R8 31,574,372.06 2.94% 1,119,068,600.85 32.56%
^?e/N?Qs联e?v?Oc金6.4.8.1.2
金额SUOM：N”l?^?QC
Qs联e?T?y?
g,g?
2019^t1g?1e?至2019^t6g?30e?
_Sg?Oc金
S‘_Sg?Oc金‘;量
v?k?O?
g?+^?N?Oc金OY额
S‘g?+^?N?Oc金
‘;额v?k?O?
SNl?证R8 28,773.78 3.05% 0.00 0.00%
Qs联e?T?y?
N?^t^?S?k?g?间
2018^t1g?1e?至2018^t6g?30e?
_Sg?Oc金
S‘_Sg?Oc金‘;
量v?k?O?
g?+^?N?Oc金OY额
S‘g?+^?N?Oc金
‘;额v?k?O?
SNl?证R8 1,042,188.41 32.91% 43.91 0.00%
Qs联e?b￥酬6.4.8.2
W?金{?t?费6.4.8.2.1
SUOM：N”l?^?QC
项v?
g,g?
2019^t1g?1e?至2019^t6g?30
e?
N?^t^?S?k?g?间
2018^t1g?1e?至2018^t6g?30e?
_Sg?S?u?v?W?金^?e/N?
v?{?t?费
3,010,913.94 4,773,936.05
QvN-：e/N?销U.g:g?v?
[￠b7~?b?费
1,387,202.73 3,347,773.02
l?1：g,W?金^?e/N?W?金{?t?N”b￥酬，c?RMN?e?W?金资N§Q?P
页 Qq33
页
W?金{?t?N”b￥酬kˇe?计c—，逐e?}/计至kˇg??^?，c?g?e/N?，u1W?金bX{?N”N?k!g?RMN$N*]?O\e?
Q?N?W?金资N§N-N?k!‘’e/N?~?W?金{?t?N”0?
W?金bX{?费6.4.8.2.2
SUOM：N”l?^?QC
项v?
g,g?
2019^t1g?1e?至2019^t6g?30e?
N?^t^?S?k?g?间
2018^t1g?1e?至2018^t6g?30e?
_Sg?S?u?v?W?金^?e/N?
v?bX{?费
501,818.99 795,656.04
l?1：g,W?金^?e/N?W?金bX{?N”bX{?费，c?RMN?e?W?金资N§Q?POY额S?_Sg?N§u?v?R)‘oe6Qe6.4.8.5
SUOM：N”l?^?QC
Qs联e?
T?y?
g,g?
2019^t1g?1e?至2019^t6g?30e?
N?^t^?S?k?g?间
2018^t1g?1e?至2018^t6g?30e?
g?+OY额
_Sg?R)‘oe6Qe g?+OY额 _Sg?R)‘oe6Qe
N-V?^?设银
行股N?g?限
QlS?
21,731,948.83
77,624.33 30,152,133.76 134,945.28
SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
{, 20
页 Qq33
页
l?：g,W?金v?银行[Xk>u1W?金bX{?N”N-V?^?设银行O?{?，c?银行T?N?R)s?计‘o0?
g,W?金W(b?销g?Q?S′N?Qs联e?b?销证R8v?‘ˉQ?6.4.8.6
l?：e?0?
QvN?Qs联N?f?N?项v?说f?6.4.8.7
l?：e?0?
g?+（ 2019^t6g?30e? ）g,W?金c?g?v?mA通S?限证R86.4.9
V?认购e?S?/X?S?证R8而N?g?+c?g?v?mA通S?限证R86.4.9.1
金额SUOM：N”l?^?QC
6.4.12.1.1 S?限证R8|{R+：股yh
证R8
Nax?
证R8
T?y?
b?R?
认购e?
S?mA
通e?
mA通S?
限|{W?
认购
N?h<
g?+O0
P
页 Qq33
页
b?资~?T?b￥TJ§7
g?+W?金资N§~?T?‘ˉQ?7.1
金额SUOM：N”l?^?QC
^?S? 项v? 金额
S‘W?金‘;资N§v?k?O?
（% ）
1
gCv?b?资 379,374,339.40 94.37
QvN-：股yh 379,374,339.40 94.37
7
银行[Xk>T?~?{?Y?N?金T?计 22,499,101.94 5.60
8
QvN?T?项资N§ 144,908.06 0.04
9
T?计 402,018,349.40 100.00
g?+c?行N?R?|{v?股yhb?资~?T?7.2
b￥TJg?+c?行N?R?|{v?X?Q?股yhb?资~?T?7.2.1
金额SUOM：N”l?^?QC
Nax? 行N?|{R+ QlQAN?P<（QC） S‘W?金资N§Q?P
页 Qq33
页
9 600153 ^?S?股N? 2,258,731 20,057,531.28 5.00
10 000425 _?]?g:h? 4,494,700 20,046,362.00 5.00
l?：b?资者k2N?解g,b￥TJg?+W?金b?资v?b@g?股yhf?~?，^?阅读v{载N?{?t?N”网z?v?SJ^t^?b￥TJkc
e?0?
b￥TJg?Q?股yhb?资~?T?v?重Y’S?R¤7.4
}/计NpQe金额超Q?g?R?W?金资N§Q?P<2%b?RM20T?v?股yhf?~?7.4.1
金额SUOM：N”l?^?QC
^?S? 股yhNax? 股yhT?y? g,g?}/计NpQe金额
S‘g?R?W?金资N§Q?P<
k?O?（％）
1 600325 SNS?股N? 24,591,853.40 6.88
2 600585 mw螺l4l? 23,590,919.61 6.60
3 601288 Q?N?银行 21,994,450.00 6.15
4 601186 N-V?铁^? 21,953,428.41 6.14
5 601328 N?通银行 21,876,180.00 6.12
6 601225 陕西qdN? 21,861,960.83 6.12
7 601668 N-V?^?{Q 21,645,674.00 6.06
8 000830 鲁西S?]? 21,586,920.81 6.04
9 600000 mfS?银行 21,563,176.50 6.03
10 600153 ^?S?股N? 21,457,952.63 6.00
11 002024 苏[?f?购 20,986,505.36 5.87
12 000069 SNO¤W?A 20,855,001.20 5.83
13 601717 郑qdg: 20,708,848.00 5.79
14 600567 \q鹰~?N? 19,207,784.00 5.37
15 000425 _?]?g:h? 19,129,482.00 5.35
16 000581 Z?[Z高y? 16,770,704.75 4.69
17 601155 e?W?c§股 16,310,456.90 4.56
18 002146 荣v?S?\U 16,268,878.00 4.55
19 600708 QIf?W0N§ 15,823,969.16 4.43
20 600340 SNY?^xy? 14,309,703.42 4.00
21 600308 SNl?股N? 11,071,719.80 3.10
22 600491 龙QC^?设 10,922,013.00 3.06
23 000671 阳QIW? 10,590,124.00 2.96
24 600373 N-e?O Z? 9,612,627.00 2.69
25 002128 露Y)qdN? 8,118,534.00 2.27
26 601233 hPf?股N? 7,243,112.60 2.03
l?：g,项NpQe金额WGc?NpSVb?N?金额（b?N?SUN?XN?bN?ep量）XkR?，N?考虑QvN??f?费u(0?
SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
{, 23
页 Qq33
页
}/计SVQ?金额超Q?g?R?W?金资N§Q?P<2%b?RM20T?v?股yhf?~?7.4.2
金额SUOM：N”l?^?QC
^?S? 股yhNax? 股yhT?y? g,g?}/计SVQ?金额
S‘g?R?W?金资N§Q?P<
k?O?（％）
1 000830 鲁西S?]? 40,758,130.97 11.40
2 600585 mw螺l4l? 31,308,405.00 8.76
3 601318 N-V?^s[? 26,553,604.37 7.43
4 000581 Z?[Z高y? 26,526,111.32 7.42
5 601155 e?W?c§股 26,309,224.60 7.36
6 002142 [?l?银行 25,108,011.16 7.02
7 600000 mfS?银行 22,261,372.60 6.23
8 601225 陕西qdN? 22,091,974.83 6.18
9 002024 苏[?f?购 22,025,892.00 6.16
10 000059 SN锦股N? 20,643,457.41 5.78
11 600325 SNS?股N? 19,882,585.57 5.56
12 002146 荣v?S?\U 19,833,213.83 5.55
13 002051 N-]?V?际 19,116,492.82 5.35
14 000932 SN菱钢铁 19,007,917.04 5.32
15 600188 QV]?qdN? 18,742,473.31 5.24
16 600708 QIf?W0N§ 18,422,358.94 5.15
17 600567 \q鹰~?N? 18,202,186.99 5.09
18 300182 cwb?股N? 18,037,622.45 5.05
19 601288 Q?N?银行 16,989,460.00 4.75
20 002110 N?钢闽QI 15,684,590.15 4.39
21 600282 SW钢股N? 15,564,720.00 4.35
22 601717 郑qdg: 14,335,183.00 4.01
23 601233 hPf?股N? 13,653,598.80 3.82
24 002078 Y*阳~?N? 11,439,661.84 3.20
25 000426 QtN?w?N? 10,952,813.34 3.06
26 002128 露Y)qdN? 7,599,925.00 2.13
l?：g,项SVQ?金额WGc?NpSVb?N?金额（b?N?SUN?XN?bN?ep量）XkR?，N?考虑QvN??f?费u(0?
NpQe股yhv?b?g,‘;额S?SVQ?股yhv?e6Qe‘;额7.4.3
SUOM：N”l?^?QC
NpQe股yhb?g,（b?N?）‘;额
513,812,081.37
SVQ?股yhe6Qe（b?N?）‘;额
560,881,809.38
l?： ?NpQe股yhb?g, ?b? ?SVQ?股yhe6Qe ?WGc?NpSVb?N?金额（b?N?SUN?XN?bN?ep量）XkR?，
N?考虑v?QsN?f?费u(0?
SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
{, 24
页 Qq33
页
g?+c?P:R8T`y?R?|{v?P:R8b?资~?T?7.5
l?：e?0?
g?+c?QlQAN?P
页 Qq33
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责N?N;OS0?g,项v?]?z?e‰]?T??额~?N:1.48 N?QC，g,k!N?eE预计N?O?[?QlS?u?N§~ˇ营S?N?~?N§u?
重Y’_qT?，[?QlS?_Sg?c_v?N_e?较Y’_qT?0?[?该股yhb?资Q?{Vz?^?v?说f?：h9cnb?S?v?W?金b?资
{?t?v?QsR6^?，N?v?^?v?x?zvb￥TJN:W?x@，~?T?Qvg*geX?长RMfo，u1W?金~ˇt?Q?[?QwOSb?资行
N:0?
g,W?金g,b￥TJg?+b?资v?RMSAT?证R8N-，g,W?金g,b￥TJg?+b?资v?RMSAT?证R8N-，N-V?银行
O?险v?wc{?t?Y?TXO?N?2018^t11g?9e?[?l?u?银行（600016）O\Q?行e?Y?罚Q?[?，[?QlS?贷k>N?
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资；yhcnNat?g*f?y:，X?O?g*|?记T?计c—资g,S‘u(；N:非O?g,t?财N§T`c—O魏?g,b?诺{I行N:Y?N?
罚k>3160N?QC0?[?该股yhb?资Q?{Vz?^?v?说f?：h9cnb?S?v?W?金b?资{?t?v?QsR6^?，N?v?^?v?x?
zvb￥TJN:W?x@，~?T?Qvg*geX?长RMfo，u1W?金~ˇt?Q?[?QwOSb?资行N:0?
b￥TJg?Q?W?金b?资v?RMSAT?证R8v?QvN?S?行N;OS，l?g?Q?s?被v?{?部门z?hH调g?，b?W(b￥TJ
编R6e?RMN?^tQ?S?R0Ql_?谴责0?Y?罚v?‘ˉ_b0?
W?金b?资v?RMSAT?股yh超Q?W?金T??规[?v?Y?选股yh^?‘ˉQ?v?说f?7.12.2
W?金b?资v?RMSAT?股yhN-，l?g?b?资N?超Q?W?金T??规[?Y?选股yh^?NKY?v?‘ˉ_b0?
g?+QvN?T?项资N§g?b?7.12.3
SUOM：N”l?^?QC
^?S? T?y?
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4
^?e6R)‘o
4,767.24
5
^?e6u3购k>
3,847.66
9
T?计
144,908.06
g?+c?g?v?Y?N?转股g?v?S?转cbP:R8f?~?7.12.4
l?：e?0?
g?+RMSAT?股yhN-[XW(mA通S?限‘ˉQ?v?说f?7.12.5
l?：e?0?
SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
{, 26
页 Qq33
页
W?金N?额c?g?N”O?‘o§8
g?+W?金N?额c?g?N”b7epS?c?g?N”~?g?8.1
N?额SUOM：N?
c?g?N”b7
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b7WGc?g?v?
W?金N?额
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g:g?b?资者 N*N”b?资者
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c?g?N?额
S‘;N?
额k?O?
5,880 76,300.99 0.00 0.00% 448,649,803.29 100.00%
g?+W?金{?t?N”v?N?N?”TXc?g?,W?金v?‘ˉQ?8.2
项v? c?g?N?额‘;ep（N?） S‘W?金‘;N?额k?O?
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g,QlS?高~§{?t?N”TX0?W?金b?资T?x?zv
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0
g,W?金W?金~ˇt?c?g?,_?e>_?W?金 0
SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
{, 27
页 Qq33
页
_?e>_?W?金N?额S?R¤§9
SUOM：N?
W?金T??u?eHe?（ 2017^t9g?12e? ）W?金N?额‘;额
1,387,409,473.64
g,b￥TJg??R?W?金N?额‘;额 500,823,641.58
g,b￥TJg??间W?金‘;u3购N?额 5,751,191.84
Qˇ:g,b￥TJg??间W?金‘;赎V?N?额 57,925,030.13
g,b￥TJg??+W?金N?额‘;额 448,649,803.29
SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
{, 28
页 Qq33
页
重Y’N譎?c?y:§10
W?金N?额c?g?N”Y’O?Q?议10.1
b￥TJg?Q?g*S?_?W?金N?额c?g?N”Y’O?0?
W?金{?t?N”0?W?金bX{?N”v?N?门W?金bX{?部门v?重Y’N”N?SR¤10.2
2019^t3g?11e?，QlS?股N?byQ?Anthony Gerard FassoQHu?N:QlS?董N?0?N?述N”N?SR¤]?c?
v?Qs规[?Y?hH0?b￥TJ0?
2019^t4g?4e?，QlS?股N?byQ?s?l8{‘YsXoN:QlS?v?N?0?
2019^t4g?15e?，~ˇQlS?董N?O?byQ?R?N?e?QHu?N:QlS?Ro‘;~ˇt?0?
bX{?N”N-V?^?设银行2019^t6g?4e?S?^?QlTJ，聘N?蔡N?蓉N:N-V?^?设银行股N?g?限QlS?资
N§bX{?N?R?部‘;~ˇt?0?
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m?S?W?金{?t?N”0?W?金财N§0?W?金bX{?N?R?v?诉讼10.3
b￥TJg?Q?e?m?S?W?金{?t?N”0?W?金财N§0?W?金bX{?N?R?v?诉讼0?
W?金b?资{Vuev?e9S?10.4
b￥TJg?Q?W?金b?资{Vueg*e9S?0?
N:W?金进行[?计v?O?计^?N?R?b@‘ˉQ?10.5
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{?t?N”0?bX{?N”S?Qv高~§{?t?N”TXS?z=g?b?Y?罚{I‘ˉQ?10.6
b￥TJg?Q?W?金{?t?N”0?W?金bX{?N”S?Qv高~§{?t?N”TXg*S?v?{?部门z=g?b?Y?罚0?
W?金y?u(证R8QlS?N?f?SUQCv?g?Qs‘ˉQ?
10.7
W?金y?u(证R8QlS?N?f?SUQC进行股yhb?资S?Oc金e/N?‘ˉQ?10.7.1
金额SUOM：N”l?^?QC
R8UFT?y?
N?f?SUQC
ep量
股yhN?f? ^?e/N?该R8UFv?Oc金
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S‘_Sg?Oc金
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SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
{, 29
页 Qq33
页
mw通证R8 2 236,345,056.45 22.03% 171,548.29 18.17% -
r1^?证R8 1 201,189,823.17 18.75% 187,368.42 19.84% -
l?u?证R8 1 153,658,101.32 14.32% 140,029.24 14.83% -
SWN?证R8 1 142,005,461.65 13.24% 132,249.55 14.01% -
e?kc证R8 1 135,036,507.55 12.59% 123,058.93 13.03% -
SN西证R8 1 62,018,757.94 5.78% 57,760.43 6.12% -
西藏N?e?财
[?
2 38,280,888.19 3.57% 35,651.38 3.78% -
西SW证R8 1 38,146,635.71 3.56% 35,526.11 3.76% -
mYUF证R8 1 34,696,496.66 3.23% 32,311.99 3.42% -
SNl?证R8 5 31,574,372.06 2.94% 28,773.78 3.05% -
[?O?证R8 2 - - - - -
Y)风证R8 2 - - - - -
O?达证R8 1 - - - - -
SN[?证R8 1 - - - - -
N-O?^?b? 2 - - - - -
N?mw证R8 1 - - - - -
N?T4证R8 1 - - - - -
V?O?证R8 2 - - - - -
‘Rl?证R8 1 - - - - -
e??Na证R8 1 - - - - -
N?联证R8 2 - - - - -
SNR?证R8 1 - - - - -
财达证R8 1 - - - - -
N?S?证R8 1 - - - - -
W?金y?u(证R8QlS?N?f?SUQC进行QvN?证R8b?资v?‘ˉQ?10.7.2
金额SUOM：N”l?^?QC
R8UFT?y? P:R8N?f? P:R8V?购N?f? gC证N?f?
b?N?金额
S‘_Sg?P:R8
b?N?‘;额v?k?
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b?N?‘;额
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b?N?‘;额v?
k?O?
mw通证R8 - - - - - -
r1^?证R8 - - - - - -
l?u?证R8 - - - - - -
SWN?证R8 - - - - - -
e?kc证R8 - - - - - -
SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
{, 30
页 Qq33
页
SN西证R8 - - - - - -
西藏N?e?财
[?
1,002,600.00 100.00% - - - -
西SW证R8 - - - - - -
mYUF证R8 - - - - - -
SNl?证R8 - - - - - -
[?O?证R8 - - - - - -
Y)风证R8 - - - - - -
O?达证R8 - - - - - -
SN[?证R8 - - - - - -
N-O?^?b? - - - - - -
N?mw证R8 - - - - - -
N?T4证R8 - - - - - -
V?O?证R8 - - - - - -
‘Rl?证R8 - - - - - -
e??Na证R8 - - - - - -
N?联证R8 - - - - - -
SNR?证R8 - - - - - -
财达证R8 - - - - - -
N?S?证R8 - - - - - -
SNl?gˇt^[?R)m?T?2019 ^tSJ^t^?b￥TJdX要
{, 31
页 Qq33
页
_qT?b?资者Q?{Vv?QvN?重要O?‘o§11
b￥TJg?Q?SUN?b?资者c?g?W?金N?额k?O?达R0b?超过20%v?‘ˉQ?11.1
l?：g,W?金g,b￥TJg?Q?g*g?SUN?b?资者c?g?W?金N?额k?O?达R0b?超过20%v?‘ˉQ?0?
_qT?b?资者Q?{Vv?QvN?重要O?‘o11.2
-
SNl?gˇt^W?金{?t?g?限QlS?
2019^t8g?29e?
