SNl?gˇt^y?g?b?长m?T?W?证R8b?资W?金
2019^tSJ^t^?b￥TJ
2019^t6g?30e?
W?金{?t?N”：SNl?gˇt^W?金{?t?g?限QlS?
W?金bX{?N”：N-V?银行股N?g?限QlS?
送Q?e?g?：2019^t8g?29e?
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
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重要c—y:S?v?_U§1
重要c—y:1.1
W?金{?t?N”v?董N?O?S?董N?O?证g,b￥TJb@载资e?N?[XW(虚PG记载0?误[?‘’陈述b?重Y’遗o?，
^v[?QvQ?[?v?w?[?‘’0?Q?xn‘’T?[?et‘’b罢ˉN*R+S?连^&责N?0?g,SJ^t^?b￥TJ]?~ˇN?R?NKN豎?r
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v?财R?c?h?0?Q?P<表s?T?b?资~?T?b￥TJ{IQ?[?，O?证Y?h8Q?[?N?[XW(虚PG记载0?误[?‘’陈述b?者
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W?金{?t?N”b?诺N?诚[?O?u(0?R?\=责v?S?R?{?t?T?运u(W?金资N§，OFN?O?证W?金N?[?v¨
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v?_U1.2
§ 1
重要c—y:S?v?_U................................................................................................................................... 2
1.1
重要c—y:...................................................................................................................................... 2
1.2
v?_U.............................................................................................................................................. 3
§ 2
W?金{?N?............................................................................................................................................... 6
2.1
W?金W?g,‘ˉQ?............................................................................................................................... 6
2.2
W?金N§T`说f?............................................................................................................................... 6
2.3
W?金{?t?N”T?W?金bX{?N”........................................................................................................... 6
2.4
O?‘ob?露e?_?............................................................................................................................... 7
2.5
QvN?v?Qs资e?............................................................................................................................... 7
§ 3
N;要财R?c?h?T?W?金Q?P<表s?............................................................................................................ 8
3.1
N;要O?计epcnT?财R?c?h?........................................................................................................... 8
3.2
W?金Q?P<表s?............................................................................................................................... 8
3.3
QvN?c?h?...................................................................................................................................... 9
§ 4
{?t?N”b￥TJ......................................................................................................................................... 10
4.1
W?金{?t?N”S?W?金~ˇt?‘ˉQ?..................................................................................................... 10
4.2
{?t?N”[?b￥TJg?Q?g,W?金运O\遵规[?O?‘ˉQ?v?说f?............................................................. 12
4.3
{?t?N”[?b￥TJg?Q蕑l^sN?f?‘ˉQ?v?N?项说f?......................................................................... 1 2
4.4
{?t?N”[?b￥TJg?Q?W?金v?b?资{VueT?N?~?表s?v?说f?......................................................... 12
4.5
{?t?N”[?[?观~ˇmN0?证R8^?W:S?行N?走R?v?{?要\Ug?......................................................... 13
4.6
{?t?N”[?b￥TJg?Q?W?金O0P
{?t?N”[?b￥TJg?Q?W?金R)m?R?配‘ˉQ?v?说f?......................................................................... 13
4.8
b￥TJg?Q?{?t?N”[?g,W?金c?g?N”epb?W?金资N§Q?P<预警‘ˉ_bv?说f?................................. 14
§ 5
bX{?N”b￥TJ......................................................................................................................................... 15
5.1
b￥TJg?Q?g,W?金bX{?N”遵规[?O?‘ˉQ?X?f?............................................................................. 15
5.2
bX{?N”[?b￥TJg?Q?g,W?金b?资运O\遵规[?O?0?Q?P<计{?0?R)m?R?配{I‘ˉQ?v?说f?.......... 15
5 .3
bX{?N”[?g,SJ^t^?b￥TJN-财R?O?‘o{IQ?[?v?w?[?0?Q?xnT?[?etS?表a?见......................... 15
§ 6
SJ^t^?财R?O?计b￥TJ（g*~ˇ[?计）.................................................................................................. 16
6.1
资N§负P:表................................................................................................................................. 16
6.2
R)m?表........................................................................................................................................ 17
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
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6.3
b@g?者gCv?（W?金Q?P<）S?R¤表............................................................................................. 18
6.4
b￥表附l?.................................................................................................................................... 19
§ 7
b?资~?T?b￥TJ..................................................................................................................................... 43
7.1
g?+W?金资N§~?T?‘ˉQ?............................................................................................................. 43
7.2
g?+c?行N?R?|{v?股yhb?资~?T?............................................................................................. 43
7.3
g?+c?QlQAN?P
b￥TJg?Q?股yhb?资~?T?v?重Y’S?R¤......................................................................................... 46
7.5
g?+c?P:R8T`y?R?|{v?P:R8b?资~?T?..................................................................................... 49
7.6
g?+c?QlQAN?P
g?+c?QlQAN?P
b￥TJg?+c?QlQAN?P
g?+c?QlQAN?P
b￥TJg?+g,W?金b?资v?股c?g?货N?f?‘ˉQ?说f?................................................................... 50
7.11
b￥TJg?+g,W?金b?资v?V?P:g?货N?f?‘ˉQ?说f?................................................................... 50
7.12
b?资~?T?b￥TJ附l?................................................................................................................... 50
§ 8
W?金N?额c?g?N”O?‘o.......................................................................................................................... 52
8.1
g?+W?金N?额c?g?N”b7epS?c?g?N”~?g?................................................................................. 52
8.2
g?+W?金{?t?N”v?N?N?”TXc?g?,W?金v?‘ˉQ?..................................................................... 52
8.3
g?+W?金{?t?N”v?N?N?”TXc?g?,_?e>_?W?金N?额‘;量S:间v?‘ˉQ?................................. 52
§ 9
_?e>_?W?金N?额S?R¤.......................................................................................................................... 53
§ 10
重Y’N譎?c?y:................................................................................................................................... 54
10.1
W?金N?额c?g?N”Y’O?Q?议....................................................................................................... 54
10.2
W?金{?t?N”0?W?金bX{?N”v?N?门W?金bX{?部门v?重Y’N”N?SR¤....................................... 54
10.3
m?S?W?金{?t?N”0?W?金财N§0?W?金bX{?N?R?v?诉讼........................................................... 54
10.4
W?金b?资{Vuev?e9S?............................................................................................................... 54
10.5
N:W?金进行[?计v?O?计^?N?R?b@‘ˉQ?................................................................................... 54
10.6
{?t?N”0?bX{?N”S?Qv高~§{?t?N”TXS?z=g?b?Y?罚{I‘ˉQ?................................................... 54
10.7
W?金y?u(证R8QlS?N?f?SUQCv?g?Qs‘ˉQ?............................................................................... 54
10.8
QvN?重Y’N譎?........................................................................................................................... 57
§ 11
_qT?b?资者Q?{Vv?QvN?重要O?‘o.................................................................................................... 59
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
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11.1
b￥TJg?Q?SUN?b?资者c?g?W?金N?额k?O?达R0b?超过20% v?‘ˉQ?........................................ 59
11.2
_qT?b?资者Q?{Vv?QvN?重要O?‘o........................................................................................... 59
§ 12
Y?g?e?N?v?_U................................................................................................................................... 60
12.1
Y?g?e?N?v?_U........................................................................................................................... 60
12.2
[Xe>W0p?.................................................................................................................................. 60
12.3
g?阅e?_?.................................................................................................................................. 60
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
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W?金{?N?§2
W?金W?g,‘ˉQ?2.1
W?金T?y?
SNl?gˇt^y?g?b?长m?T?W?证R8b?资W?金
W?金{?y?
SNl?gˇt^y?g?b?长m?T?
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2007^t5g?29e?
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W?金bX{?N”
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b￥TJg?+W?金N?额‘;额
760,643,265.99N?
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N?[?g?
W?金N§T`说f?2.2
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v{载W?金SJ^t^?b￥TJkce?v?{?t?N”N?联网
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N?mw^?mfN?e?S:l?u?路1199_?N?mw证Y’N?道Sa^?
W:1S?17\BS?W?金bX{?N”OOb@
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N;要财R?c?h?T?W?金Q?P<表s?§3
N;要O?计epcnT?财R?c?h?3.1
金额SUOM：N”l?^?QC
3.1.1
g?间epcnT?c?h?
b￥TJg?(2019^t1g?1e? - 2019^t6g?30e? )
g,g?]?[?s?e6v?
-36,981,425.39
g,g?R)m?
147,770,852.20
R?gC^sWGW?金N?额g,g?R)m?
0.1916
g,g?R?gC^sWGQ?P
g?+epcnT?c?h?
b￥TJg?+( 2019^t6g?30e? )
g?+S?O?R?配R)m?
62,759,800.43
g?+S?O?R?配W?金N?额R)m?
0.0825
g?+W?金资N§Q?P<
823,403,066.42
g?+W?金N?额Q?P<
1.0825
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{?t?N”b￥TJ§4
W?金{?t?N”S?W?金~ˇt?‘ˉQ?4.1
W?金{?t?N”S?Qv{?t?W?金v?~ˇ验4.1.1
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SNl?证R8股N?g?限QlS?0?gˇt^b?资g?限责N?QlS?（S?AIGGIC）T?苏]?e?S:高e?b?g/N§N?股N?g?限
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配置m?T?W?证R8b?资W?金0?SNl?gˇt^MSCIN-V?A股V?际通N?f?W?_?e>_?c?ep证R8b?资W?金0?SNl?
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{?t?N”[?b￥TJg?Q?g,W?金运O\遵规[?O?‘ˉQ?v?说f?4.2
g,b￥TJg?Q?，g,W?金{?t?N”N%h<遵[?0?N-SN”l?QqT?V?证R8l?0???N-SN”l?QqT?V?证R8b?
资W?金l?0???Ql_?R?集证R8b?资W?金运O\{?t?R?l?0?S?QvN?v?Qsl?_?0?l?规v?规[?N?S?g,W?金
v?0?W?金T??0?v?~?[?，W(N%h
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l?_o速N?m¤行‘ˉ0?OFf/N?[c^?_bR?Q?s?逆转0?随w@[?观e?{Vv?调etN?S?N-美贸f?b?v?‘vS?，N?[c
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S?u?s*Q{k?行N?0?针[?_bR?v?S??，g,W?金W(N?[c^?[?c?N?~?g?进行调et，S?e?SVQ?R8UF股0?降
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{?t?N”[?b￥TJg?Q?W?金R)m?R?配‘ˉQ?v?说f?4.7
h9cnW?金T??v?规[?，W({&T?g?QsW?金R?~￠gaN?v?RMc—N?，W?金e6v?R?配kˇ^t至Y?6k!；Qh
^tW?金e6v?R?配k?O?N?_?ON?^t^?W?金]?[?s?Q?e6v?v?25%；W?金e6v?R?配T?kˇN?W?金N?额v?Q?
P
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bX{?N”b￥TJ§5
b￥TJg?Q?g,W?金bX{?N”遵规[?O?‘ˉQ?X?f?5.1
g,b￥TJg?Q?，N-V?银行股N?g?限QlS?（N?y? ?g,bX{?N” ?）W([?SNl?gˇt^y?g?b?长m?T?W?
证R8b?资W?金（N?y? ?g,W?金 ?）v?bX{?过z?N-，N%h<遵[?0?证R8b?资W?金l?0?S?QvN?g?Qsl?
_?l?规0?W?金T???bX{?SO议v?g?Qs规[?，N?[XW(c_[?W?金N?额c?g?N”R)v?v?行N:，[?Qh\=职\=
责W0\e行N?^?\=v?NIR?0?
bX{?N”[?b￥TJg?Q?g,W?金b?资运O\遵规[?O?0?Q?P<计{?0?R)m?R?配{I‘ˉQ?v?说5.2
f?
g,b￥TJg?Q?，g,bX{?N”h9cn0?证R8b?资W?金l?0?S?QvN?g?Qsl?_?l?规0?W?金T???bX{?SO议
v?规[?，[?g,W?金{?t?N”v?b?资运O\进行N?_ˉ要v葶?wc，[?W?金资N§Q?P
页 Qq59
页
SJ^t^?财R?O?计b￥TJ（g*~ˇ[?计）§6
资N§负P:表6.1
O?计N;OS：SNl?gˇt^y?g?b?长m?T?W?证R8b?资W?金
b￥TJb*kbe?： 2019^t6g?30e?
SUOM：N”l?^?QC
资 N§ 附l?S?
g,g?+
2019^t6g?30e?
N?^t^?g+
2018^t12g?31e?
资 N§：
银行[Xk>
6.4.7.1
71,398,550.25 123,951,239.41
~?{?Y?N?金
2,593,244.31 1,138,079.07
[XQ?O?证金
319,393.59 195,977.10
N?f?‘’金融资N§
6.4.7.2
755,368,564.90 580,728,872.09
QvN-：股yhb?资
725,089,564.90 550,695,872.09
W?金b?资 - -
P:R8b?资 30,279,000.00 30,033,000.00
资N§e/c?证R8b?资 - -
贵金\^b?资 - -
衍u?金融资N§
6.4.7.3
- -
NpQe返U.金融资N§
6.4.7.4
- -
^?e6证R8n?{?k>
5,714,014.78 6,019,051.44
^?e6R)‘o
6.4.7.5
435,638.49 666,031.95
^?e6股R)
- -
^?e6u3购k>
12,084.38 39,558.00
递^?b@_?z?资N§
- -
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
{, 17
页 Qq59
页
QvN?资N§
6.4.7.6
- -
资N§‘;计
835,841,490.70 712,738,809.06
负P:T?b@g?者gCv? 附l?S?
g,g?+
2019^t6g?30e?
N?^t^?g+
2018^t12g?31e?
负 P:：
w?g?P?k>
- -
N?f?‘’金融负P:
- -
衍u?金融负P:
6 .4.7.3
- -
SVQ?V?购金融资N§k>
- -
^?N?证R8n?{?k>
8,578,592.30 12,324,792.27
^?N?赎V?k>
670,469.69 841,047.60
^?N?{?t?N”b￥酬
986,044.10 927,820.34
^?N?bX{?费
164,340.68 154,636.74
^?N?销U.g?R?费
- -
^?N??f?费u(
6.4.7.7
1,490,015.31 436,520.81
^?N?z?费
- -
^?N?R)‘o
- -
^?N?R)m?
- -
递^?b@_?z?负P:
- -
QvN?负P:
6.4.7.8
548,962.20 1,000,140.58
负P:T?计
12,438,424.28 15,684,958.34
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
{, 18
页 Qq59
页
b@g?者gCv?：
[?e6W?金
6.4.7.9
760,643,265.99 780,625,776.89
g*R?配R)m?
6.4.7.10
62,759,800.43 -83,571,926.17
b@g?者gCv?T?计
823,403,066.42 697,053,850.72
负P:T?b@g?者gCv?‘;计
835,841,490.70 712,738,809.06
l?： b￥TJb*kbe?2019^t6g?30e?，W?金N?额Q?P<1.0825QC，W?金N?额‘;额760,643,265.99N?0?
R)m?表6.2
O?计N;OS：SNl?gˇt^y?g?b?长m?T?W?证R8b?资W?金
g,b￥TJg?：2019^t1g?1e?至2019^t6g?30e?
SUOM：N”l?^?QC
项 v? 附l?S?
g,g?
2019^t1g?1e?至2019
^t6g?30e?
N?^t^?S?k?g?间
2018^t1g?1e?至2018
^t6g?30e?
N?0?e6Qe
160,039,177.47 -79,123,303.92
1. R)‘oe6Qe
527,940.77 517,689.73
QvN-：[Xk>R)‘oe6Qe
6.4.7.11
236,833.92 480,693.41
P:R8R)‘oe6Qe 291,106.85 36,996.32
资N§e/c?证R8R)‘oe6Qe - -
NpQe返U.金融资N§e6Qe - -
QvN?R)‘oe6Qe - -
2. b?资e6v?（c_Y1N? ?- ” XkR?）
-25,262,207.36 48,094,101.31
QvN-：股yhb?资e6v?
6.4.7.12
-31,811,544.67 41,395,135.26
W?金b?资e6v? - -
P:R8b?资e6v?
6.4.7.13
-9,330.00 19,849.59
资N§e/c?证R8b?资e6v?
6.4.7.13. 5
- -
贵金\^b?资e6v?
6 .4.7.14
- -
衍u?]?Qwe6v?
6.4.7.1 5
- -
股R)e6v?
6.4.7.1 6
6,558,667.31 6,679,116.46
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
{, 19
页 Qq59
页
3. QlQAN?P
-
0.29
7 ．QvN?费u(
6.4.7. 20
224,917.84 224,750.62
N?0?R)m?‘;额（N?c_‘;额N? ?- ?
S?XkR?）
147,770,852.20 -91,552,129.69
Qˇ：b@_?z?费u(
- -
V?0?Q?R)m?（Q?N?c_N? ?- ?S?Xk
R?）
147,770,852.20 -91,552,129.69
b@g?者gCv?（W?金Q?P<）S?R¤表6.3
O?计N;OS：SNl?gˇt^y?g?b?长m?T?W?证R8b?资W?金
g,b￥TJg?：2019^t1g?1e?至2019^t6g?30e?
SUOM：N”l?^?QC
项v?
g,g?
2019^t1g?1e?至2019^t6g?30e?
[?e6W?金 g*R?配R)m? b@g?者gCv?T?计
N?0?g?R?b@g?者gCv?（
W?金Q?P<）
780,625,776.89 -83,571,926.17 697,053,850.72
N?0?g,g?~ˇ营m;R¤N§u?
v?W?金Q?P
页 Qq59
页
g?R)m?）
N?0?g,g?W?金N?额N?f?
N§u?v?W?金Q?P
20,566,408.03 2,620,228.65 23,186,636.68
2.W?金赎V?k> -40,548,918.93 -4,059,354.25 -44,608,273.18
V?0?g,g?T?W?金N?额c?
g?N”R?配R)m?N§u?v?W?
金Q?P
40,001,494.80 10,174,158.13 50,175,652.93
2.W?金赎V?k> -60,907,599.71 -17,059,751.92 -77,967,351.63
V?0?g,g?T?W?金N?额c?
g?N”R?配R)m?N§u?v?W?
金Q?P
______ b?O?R?______
____ 赵foN?____
W?金{?t?N”负责N”
N;{?O?计]?O\负责N”
O?计g:g?负责N”
b￥表附l?6.4
W?金W?g,‘ˉQ?6.4.1
SNl?gˇt^y?g?b?长m?T?W?证R8b?资W?金(N?{?y?"g,W?金")~ˇN-V?证R8v?wc{?t?Y?TXO?(N?
N?{?y?"N-V?证v?O?")证v?W?金[W[2007]{,131S?0?QsN?T?a?S?邦SNl?y?g?b?长m?T?W?证R8b?资W?
金R?集v?byY?0?h8Q?，u1SNl?gˇt^W?金{?t?g?限QlS?O?qg0?N-SN”l?QqT?V?证R8b?资W?金l?0?T?
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
{, 21
页 Qq59
页
0?SNl?gˇt^y?g?b?长m?T?W?证R8b?资W?金W?金T??0?负责Ql_?R?集0?g,W?金N:YQ~?W?_?e>_?，[X
~?g?限N?[?，首k!设z?R?集N?S?b?认购资金R)‘oQqR?集N”l?^?8,920,448,257.95QC，N?~ˇfnSNl8
道N-Y)O?计^?N?R?b@g?限QlS?fnSNl8道N-Y)验[W(2007){,065S?验资b￥TJN衎?验证0?~ˇT?N-V?证
v?O?Y?hH，0?SNl?gˇt^y?g?b?长m?T?W?证R8b?资W?金W?金T??0?N?2007^t5g?29e?kc_?u?eH，W?
金T??u?eHe?vW?金N?额‘;额N:8,921,315,668.58N?W?金N?额，QvN-认购资金R)‘ob?
T?867,410.63N?W?金N?额0?g,W?金v?W?金{?t?N”N:SNl?gˇt^W?金{?t?g?限QlS?，W?金bX{?N”N:N-
V?银行股N?g?限QlS?0?
h9cn0?N-SN”l?QqT?V?证R8b?资W?金l?0?T?0?SNl?gˇt^y?g?b?长m?T?W?证R8b?资W?金W?金T?
T?0?v?g?Qs规[?，g,W?金v?b?资范V?N:Qwg?良Y}mAR¤‘’v?金融]?Qw，S?b?V?Q?O?l?S?行N?^?v?股
yh0?P:R80?s?金0?w?g?金融]?Qw0?gC证S?l?_?l?规b?N-V?证v?O?QA许W?金b?资v?QvN?金融]?Qw0?
g,W?金v?b?资~?T?k?O?N:：股yh资N§S‘W?金资N§v?30%-95%；s?金0?P:R8资N§0?gC证N?S?N-V?证
v?O?QA许W?金b?资v?QvN?证R8T`y?S‘W?金资N§v?5%-70%，QvN-，g,W?金c?g?Qh部股e9gC证v?^?P<
N?_?超过W?金资N§Q?P
{I）T?R0g?e?W(N?^tN?Q?v?e?^?P:R8v?b?资k?O?N?ON?W?金资N§Q?P0??N-V?证R8b?资W?金N?SO?颁^?v?0?证R8b?资W?金O?计h8{?N?R?c?_?0???SN
l?gˇt^y?g?b?长m?T?W?证R8b?资W?金W?金T??0?T?W(财R?b￥表附l?7.4.4b@R?y:v?N-V?证v?O?S?
^?v?g?Qs规[?S?QA许v?W?金行N?[?R?d?O\编R60?g,财R?b￥表N?c?~?ˇ营N:W?x@编R60?
遵_“O?N?O?计Q?R?S?QvN?g?Qs规[?v?X?f?6.4.3
g,W?金2019^t1g?1e?至2019^t6g?30e?kbg?间财R?b￥表{&T?O?N?O?计Q?R?v?要lB，w?[?0?[?
etW0S?f N?g,W?金2019^t6g?30e?v?财R?r?Q?N?S?2019^t1g?1e?至2019^t6g?30e?kbg?间v?~ˇ营b?
g?T?W?金Q?P
页 Qq59
页
g,b￥TJg?b@采u(v?O?计e?{V0?O?计O0计N?g?近N?g?^t^?b￥TJv?N?致v?说f?6.4.4
g,b￥TJg?b@采u(v?O?计e?{V0?O?计O0计N?g?近N?g?^t^?b￥TJv?N?致0?
O?计e?{VT?O?计O0计S?f?N?S?]?错f?kcv?说f?6.4.5
O?计e?{VS?f?v?说f?6.4.5.1
g,W?金g,b￥TJg?e?O?计e?{VS?f?0?
O?计O0计S?f?v?说f?6.4.5.2
g,W?金g,b￥TJg?e?O?计O0计S?f?0?
]?错f?kcv?说f?6.4.5.3
g,W?金g,b￥TJg?e?重Y’O?计]?错0?
z?项6.4.6
h9cn财e?部0?V?[?z?R?‘;\@财z?[2008]1S?0?QsN?O?N?b@_?z?若^rO?‘?e?{Vv?通w?0??财
z?[2012]85S?0?QsN?[?e‰N?^?QlS?股‘o~￠R)]?R+S?N*N”b@_?z?e?{Vg?Qs问题v?通w?0??财
z?[2015]101S?0?QsN蹎?^?QlS?股‘o~￠R)]?R+S?N*N”b@_?z?e?{Vg?Qs问题v?通w?0??财
z?[2016]36S?0?QsN?Qh面c¤_?营N?z?e9_?X?Pg?R?，
N?2018^t1g?1e?起N§u?v?R)‘oS?R)‘o‘’质v?e6QeN:销U.额0?资{?N§T`{?t?N”运营资{?N§T`转
让2017^t12g?31e?RMS?_?v?W?金0?非货rig?货，S?N?选b?c?qg[?际NpQeN?计{?销U.额，b?者
N?2017^tg?T?NN*N?f?e?v?W?金N?额Q?P<0?非货rig?货~?{?N?h
页 Qq59
页
(b) [?W?金N?证R8^?W:N-S?_?v?e6Qe，S?b?NpSV股yh0?P:R8v?]?N?e6Qe，股yhv?股‘o0?~￠R)
e6Qe，P:R8v?R)‘oe6QeS?QvN?e6Qe，f?N?_?e6O?N?b@_?z?0?
(c) [?W?金S?_?v?O?N?P:R8R)‘oe6Qe，^?u1S?行P:R8v?O?N?W(T?W?金e/N?R)‘oe?NabcNa
缴20%v?N*N”b@_?z?0?[?W?金N?N?^QlS?S?_v?股‘o~￠R)b@_?，c?股g?限W(1N*g?N?Q?(T+1N*g?)
v?，Qv股‘o~￠R)b@_?Qh额计Qe^?~?z?b@_?额；c?股g?限W(1N*g?N?至1^t(T+1^t)v?，f?Qˇc?50%
计Qe^?~?z?b@_?额；c?股g?限超过1^tv?，f?QM_?e6N*N”b@_?z?0?[?W?金c?g?v?N?^?QlS?限U.
股，解y?T?S?_?v?股‘o0?~￠R)e6Qe，c?qgN?述规[?计{?~?z?，c?股e?间自解y?e?起计{?；解y?RM
S?_?v?股‘o0?~￠R)e6Qe~?f?Qˇc?50%计Qe^?~?z?b@_?额0?N?述b@_?~?N?适u(20%v?z?s?计_?N*N”
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(d) W?金SVQ?股yhc?0.1%v?z?s?缴~?股yhN?f?Sp花z?，NpQe股yhN?_?e6股yhN?f?Sp花z?0?
(e) g,W?金v?W?^?~?b?^?设z?0?eY育费附R?T?W0e?eY育费附R?{Iz?费c?qg[?际缴~?X?P6.4.7.1
SUOM：N”l?^?QC
项v?
g,g?+
2019^t6g?30e?
m;g?[Xk> 71,398,550.25
[?g?[Xk> -
QvN-：[Xk>g?限1N*g?N?Q?
-
[Xk>g?限1-3N*g?
-
[Xk>g?限3N*g?N?
-
QvN?[Xk> -
T?计： 71,398,550.25
N?f?‘’金融资N§6.4.7.2
SUOM：N”l?^?QC
项v?
g,g?+
2019^t6g?30e?
b?g, QlQAN?P< QlQAN?P
页 Qq59
页
资N§e/c?证R8 - - -
W?金 - - -
QvN? - - -
T?计 715,982,461.27 755,368,564.90 39,386,103.63
l?：10?P:R8b?资N-银行间T?N?^?W:N?f?P:R8WGc?s?金mA量b?s?l?O0P<，QwOSO0PR)‘o 13,095.01
^?e6[?g?[Xk>R)‘o -
^?e6QvN?[Xk>R)‘o -
^?e6~?{?Y?N?金R)‘o 1,166.90
^?e6P:R8R)‘o 421,232.88
^?e6资N§e/c?证R8R)‘o -
^?e6NpQe返U.证R8R)‘o -
^?e6u3购k>R)‘o -
^?e6黄金T?~?b?P?[s‘o -
QvN? 143.70
T?计 435,638.49
QvN?资N§6.4.7.6
l?：g,W?金g,b￥TJg?+g*c?g?QvN?资N§0?
^?N??f?费u(6.4.7.7
SUOM：N”l?^?QC
项v?
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N?f?b@^?W:^?N??f?费u( 1,489,790.31
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
{, 25
页 Qq59
页
银行间^?W:^?N??f?费u( 225.00
T?计
1,490,015.31
QvN?负P:6.4.7.8
SUOM：N”l?^?QC
项v?
g,g?+
2019^t6g?30e?
^?N?R8UFN?f?SUQCO?证金 250,000.00
^?N?赎V?费 607.92
预c—费u( 298,354.28
T?计
548,962.20
[?e6W?金6.4.7.9
金额SUOM：N”l?^?QC
项v?
g,g?
2019^t1g?1e?至2019^t6g?30e?
W?金N?额（N?） 账面金额
N?^t^?g+
780,625,776.89 780,625,776.89
g,g?u3购
20,566,408.03 20,566,408.03
g,g?赎V?( N?"-" S?XkR?)
-40,548,918.93 -40,548,918.93
- W?金b?R?/ N?额b?{?RM
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760,643,265.99 760,643,265.99
l?：u3购T+转cbQeN?额；赎V?T+转cbQ?N?额0?
g*R?配R)m?6.4.7.10
SUOM：N”l?^?QC
项v? ]?[?s?部R? g*[?s?部R? g*R?配R)m?T?计
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114,245,267.12 -197,817,193.29 -83,571,926.17
g,g?R)m?
-36,981,425.39 184,752,277.59 147,770,852.20
g,g?W?金N?额N?f?
N§u?v?S?R¤ep
-1,871,279.85 432,154.25 -1,439,125.60
QvN-：W?金u3购k>
1,965,508.80 654,719.85 2,620,228.65
W?金赎V?k> -3,836,788.65 -222,565.60 -4,059,354.25
g,g?]?R?配R)m?
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g,g?+
75,392,561.88 -12,632,761.45 62,759,800.43
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
{, 26
页 Qq59
页
[Xk>R)‘oe6Qe6.4.7.11
SUOM：N”l?^?QC
项v?
g,g?
2019^t1g?1e?至2019^t6g?30e?
m;g?[Xk>R)‘oe6Qe 214,417.41
[?g?[Xk>R)‘oe6Qe -
QvN?[Xk>R)‘oe6Qe -
~?{?Y?N?金R)‘oe6Qe 20,382.01
QvN? 2,034.50
T?计
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股yhb?资e6v?6.4.7.12
股yhb?资e6v? ??NpSV股yh]?N?e6Qe6.4.7.12.1
SUOM：N”l?^?QC
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g,g?
2019^t1g?1e?至2019^t6g?30e?
SVQ?股yhb?N?‘;额 1,651,462,898.80
Qˇ：SVQ?股yhb?g,‘;额 1,683,274,443.47
NpSV股yh]?N?e6Qe -31,811,544.67
P:R8b?资e6v?6.4.7.13
P:R8b?资e6v?项v?g?b?6.4.7.13.1
SUOM：N”l?^?QC
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2019^t1g?1e?至2019^t6g?30e?
P:R8b?资e6v? ??NpSVP:R8（0?P:转股S?P:
R8R0g?QQN?）]?N?e6Qe
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T?计 -9,330.00
P:R8b?资e6v? ??NpSVP:R8]?N?e6Qe6.4.7.13.2
SUOM：N”l?^?QC
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2019^t1g?1e?至2019^t6g?30e?
SVQ?P:R8（0?P:转股S?P:R8R0g?QQN?）b?N?
‘;额
30,924,000.00
Qˇ：SVQ?P:R8（0?P:转股S?P:R8R0g?QQN?）
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30,009,330.00
Qˇ：^?e6R)‘o‘;额 924,000.00
NpSVP:R8]?N?e6Qe -9,330.00
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
{, 27
页 Qq59
页
P:R8b?资e6v? ??赎V?]?N?e6Qe6.4.7.13.3
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衍u?]?Qwe6v? ??QvN?b?资e6v?6.4.7.15.2
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项v?
g,g?
2019^t1g?1e?至2019^t6g?30e?
股yhb?资N§u?v?股R)e6v? 6,558,667.31
W?金b?资N§u?v?股R)e6v? -
T?计
6,558,667.31
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
{, 28
页 Qq59
页
QlQAN?P
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[?计费u( 49,588.57
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
{, 29
页 Qq59
页
O?‘ob?露费 148,765.71
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银行间^?b7g?R?费 18,000.00
QvN?费u( 600.00
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224,917.84
R?部b￥TJ6.4.7.21
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{, 30
页 Qq59
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g,b￥TJg?S?N?^t^?S?k?g?间v?Qs联e?N?f?6.4.10
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股yhN?f?6.4.10.1.1
金额SUOM：N”l?^?QC
Qs联e?T?y?
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2019^t1g?1e?至2019^t6g?30e?
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^?e/N?Qs联e?v?Oc金6.4.10.1.2
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项v?
g,g?
2019^t1g?1e?至2019^t6g?30
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g,g?
2019^t1g?1e?至2019^t6g?30e?
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{, 32
页 Qq59
页
N-V?银行股
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214,417.41 98,796,505.22 460,667.52
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{, 34
页 Qq59
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c?长g?O?u(评~§R?y:v?P:R8b?资6.4.13.2.4
SUOM：N”l?^?QC
长g?O?u(评~§
g,g?+
2019^t6g?30e?
N?^t^?g+
2018^t12g?31e?
AAA 0.0 0.00
AAAN? 0.00 0.00
g*评~§ 30,279,000.00 30,033,000.00
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
{, 35
页 Qq59
页
T?计 30,279,000.00 30,033,000.00
l?：g*评~§v?P:R8S?b?e?{V‘’金融P:0?P:R8O?u(评~§S?自{,N?e?评~§g:g?v?评~§0?
c?长g?O?u(评~§R?y:v?资N§e/c?证R8b?资6.4.13.2.5
l?：e?0?
c?长g?O?u(评~§R?y:v?T?N?[XSUb?资6.4.13.2.6
l?：e?0?
mAR¤‘’风险6.4.13.3
mAR¤‘’风险f/c?W?金W(\e行N?金融负P:g?Qsv?NIR?e?遇R0资金w?缺v?风险0?g,W?金v?mAR¤‘’
风险N?e?面ge自N?W?金N?额c?g?N”S?随e?要lB赎V?Qvc?g?v?W?金N?额，S?N?e?面ge自N?b?资T`y?
b@Y?v?N?f?^?W:N?m;跃而^&gev?S?s?V?难b?V?b?资集N-而e?l?W(^?W:Q?s?Rgp¨l?R¤v?‘ˉQ?N??T?
t?v?N?h，~?[?W(非^8‘ˉQ?N?赎V?u3请v?Y?t?e?_?，c§R6V?_?e>u3购
赎V?j!_?^&gev?mAR¤‘’风险，g?eHO?障W?金c?g?N”R)v?0?
N?2019^t6g?30e?，g,W?金b@b罢ˉv?Qh部金融负P:v?T?~?~?[?R0g?e?WGN:NN*g?N?Q?N??计
‘o，S?赎V?W?金N?额Q?P<(b@g?者gCv?)e?V?[?R0g?e?N??计‘o，V?kd账面OY额SsN:g*b?s?v?T?~?
R0g?s?金mA量0?
金融资N§T?金融负P:v?R0g??限R?g?6.4.13.3.1
l?：e?0?
b￥TJg?Q?g,W?金~?T?资N§v?mAR¤‘’风险R?g?6.4.13.3.2
g,W?金v?W?金{?t?N”W(W?金运O\过z?N-N%h_?证R8b?资W?金mAR¤‘’风险{?t?规[?0?(自2017^t10g?1e?起e‰行){Il?规v?要lB
[?g,W?金~?T?资N§v?mAR¤‘’风险进行{?t?，通过r?z?v?风险{?t?部门[?g,W?金v?~?T?c?N?集N-^?
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
{, 36
页 Qq59
页
c?h?0?mA通S?限R6v?b?资T`y?k?O?N?S?~?T?W(w?e?间Q?S?s?能R?v?~?T?c?h?{ImAR¤‘’c?h?进行c?
~?v葶?mKT?R?g?0?
g,W?金b?资N蹎?[?QlS?S?行v?证R8^?P_?W?金QqT?c?g?N?[?N?^?QlS?S?行v?S?mA通股yhN?_?超过该N?
^?QlS?S?mA通股yhv?15%，g,W?金N?u1g,W?金v?W?金{?t?N”{?t?v?Qh部b?资~?T?c?g?N?[?N?^?Ql
S?S?行v?S?mA通股yh，N?_?超过该N?^?QlS?S?mA通股yhv?30%([?Qhc?qg?Qsc?epg?b?k?O?进行证
R8b?资v?_?e>_?W?金S?N-V?证v?O?认[?v?ryk?b?资~?T?N?S?N?述k?O?限R6)0?
g,W?金b@c?部R?证R8W(证R8N?f?b@N?^?，QvOYN?S?W(银行间T?N?^?W:N?f?，部R?W?金资N§mA
通f?e?S?限R6N?能自u1转让v?‘ˉQ?S′见附l?7.4.120?kdY?，g,W?金S?通过SVQ?V?购金融资N§e?_?
P?Qew?g?资金^?[?mAR¤‘’需lB，QvN?限N?般N?超过W?金c?g?v?P:R8b?资v?QlQAN?P<0?g,W?金N;R¤
b?资N?mAR¤‘’S?限资N§v?^?P
页 Qq59
页
R)s?风险6.4.13.4.1
R)s?风险f/c?金融]?Qwv?QlQAN?P0?~?{?
Y?N?金0?[XQ?O?证金{I0?
R)s?风险e^Sa6.4.13.4.1.1
SUOM：N”l?^?QC
g,g?+
2019^t6g?30e?
1N*g?N?Q?
1-3N*
g?
3N*g?-1^t 1-5^t5^tN? N?计‘o T?计
资N§
银行[Xk>
71,398,550.25 - - - - - 71,398,550.25
~?{?Y?N?金
2,593,244.31 - - - - - 2,593,244.31
[XQ?O?证金
319,393.59 - - - - - 319,393.59
N?f?‘’金融资N§
- -30,279,000.00 - -725,089,564.90755,368,564.90
^?e6证R8n?{?k>
- - - - - 5,714,014.78 5,714,014.78
^?e6R)‘o
- - - - - 435,638.49 435,638.49
^?e6u3购k>
- - - - - 12,084.38 12,084.38
QvN?资N§
- - - - - - -
资N§‘;计
74,311,188.15 -30,279,000.00 - -731,251,302.55835,841,490.70
负P:
^?N?证R8n?{?k>
- - - - - 8,578,592.30 8,578,592.30
^?N?赎V?k>
- - - - - 670,469.69 670,469.69
^?N?{?t?N”b￥酬
- - - - - 986,044.10 986,044.10
^?N?bX{?费
- - - - - 164,340.68 164,340.68
^?N??f?费u(
- - - - - 1,490,015.31 1,490,015.31
QvN?负P:
- - - - - 548,962.20 548,962.20
负P:‘;计
- - - - - 12,438,424.28 12,438,424.28
R)s?eOa?^?缺Sa
74,311,188.15 -30,279,000.00 - -718,812,878.27823,403,066.42
N?^t^?g+ 1N*g?N?Q?
1-3N*
g?
3N*g?-1^t1-5^t 5^tN?N?计‘o T?计
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
{, 38
页 Qq59
页
2018^t12g?31e?
资N§
银行[Xk>
123,951,239.41 - - - - -123,951,239.41
~?{?Y?N?金
1,138,079.07 - - - - - 1,138,079.07
[XQ?O?证金
195,977.10 - - - - - 195,977.10
N?f?‘’金融资N§
- -30,033,000.00 - -550,695,872.09580,728,872.09
^?e6证R8n?{?k>
- - - - - 6,019,051.44 6,019,051.44
^?e6R)‘o
- - - - - 666,031.95 666,031.95
^?e6u3购k>
- - - - - 39,558.00 39,558.00
QvN?资N§
- - - - - - -
资N§‘;计
125,285,295.58 -30,033,000.00 - -557,420,513.48712,738,809.06
负P:
^?N?证R8n?{?k>
- - - - - 12,324,792.27 12,324,792.27
^?N?赎V?k>
- - - - - 841,047.60 841,047.60
^?N?{?t?N”b￥酬
- - - - - 927,820.34 927,820.34
^?N?bX{?费
- - - - - 154,636.74 154,636.74
^?N??f?费u(
- - - - - 436,520.81 436,520.81
QvN?负P:
- - - - - 1,000,140.58 1,000,140.58
负P:‘;计
- - - - - 15,684,958.34 15,684,958.34
R)s?eOa?^?缺Sa
125,285,295.58 -30,033,000.00 - -541,735,555.14697,053,850.72
R)s?风险v?eOa?‘’R?g?6.4.13.4.1.2
l?：N?2019^t6g?30e?，g,W?金c?g?v?N?f?‘’P:R8b?资QlQAN?P
页 Qq59
页
g,W?金v?W?金{?t?N”W(g?^?T?{?t?b?资~?T?v?过z?N-，采u( ?自N?而N? ?v?{Vue，通过[?[?
观~ˇmN‘ˉQ?S?e?{Vv?R?g?，~?T?证R8^?W:运行‘ˉQ?，PZQ?资N§配置S?~?T?g?^?v?Q?[?；通过[?SU
N*证R8v?[?‘’R?g?S?[?量R?g?，选b?{&T?W?金T??~?[?范V?v?b?资T`y?进行b?资0?g,W?金v?W?金
{?t?N”[?g?~?T?[?观S?_fi观sflX?v?S??，[?b?资{Vue0?资N§配置0?b?资~?T?进行O?kc，geN;R¤^?
[?S?能S?u?v?^?W:N?h<风险0?
g,W?金通过b?资~?T?v?R?ecS?降ONQvN??h<风险0?g,W?金b?资~?T?N-股yh资N§S‘W?金资N§
v?30%-95%；s?金0?P:R8资N§0?gC证N?S?N-V?证v?O?QA许W?金b?资v?QvN?证R8T`y?S‘W?金资N§
v?5%-70%0?kdY?，g,W?金v?W?金{?t?N”kˇe?[?g,W?金b@c?g?v?证R8N?h<[?e‰v?c§，[?g?运u(Y?y?
[?量e?l?[?W?金进行风险^?量，S?e?S?靠W0[?风险进行跟踪T?c§R60?
QvN??h<风险e^Sa6.4.13.1.3.1
金额SUOM：N”l?^?QC
项v?
g,g?+
2019^t6g?30e?
N?^t^?g+
2018^t12g?31e?
QlQAN?P<
S‘W?金
资N§Q?
P
页 Qq59
页
g?R'N?t?解T?R?g?O?计b￥表需要说f?v?QvN??项6.4.14
l?：e?0?
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
{, 41
页 Qq59
页
b?资~?T?b￥TJ§7
g?+W?金资N§~?T?‘ˉQ?7.1
金额SUOM：N”l?^?QC
^?S? 项v? 金额
S‘W?金‘;资N§v?k?O?
（% ）
1
gCv?b?资 725,089,564.90 86.75
QvN-：股yh 725,089,564.90 86.75
2 W?金b?资 - -
3
V?[?e6v?b?资 30,279,000.00 3.62
QvN-：P:R8 30,279,000.00 3.62
资N§e/c?证R8 - -
4
贵金\^b?资 - -
5
金融衍u?T`b?资 - -
6
NpQe返U.金融资N§ - -
QvN-：Npe?_?V?购v?NpQe返U.金融资N§ - -
7
银行[Xk>T?~?{?Y?N?金T?计 73,991,794.56 8.85
8
QvN?T?项资N§ 6,481,131.24 0.78
9
T?计 835,841,490.70 100.00
g?+c?行N?R?|{v?股yhb?资~?T?7.2
b￥TJg?+c?行N?R?|{v?X?Q?股yhb?资~?T?7.2.1
金额SUOM：N”l?^?QC
Nax? 行N?|{R+ QlQAN?P<（QC） S‘W?金资N§Q?PO?]?O\ 18,187,890.00 2.21
R e?S?0?OS育T?Z1NPN? 23,106.60 0.00
S ~?T? - -
T?计 725,089,564.90 88.06
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
{, 42
页 Qq59
页
b￥TJg?+c?行N?R?|{v?n/股通b?资股yhb?资~?T?7.2.2
l?：g,W?金g,b￥TJg?l?g?通过n/股通b?资v?股yh0?
g?+c?QlQAN?P
页 Qq59
页
32 601128 ^8q?银行 1,070,100 8,261,172.00 1.00
33 300661 W#邦股N? 81,146 8,258,228.42 1.00
34 000651 h[?\E 69,310 7,459,142.20 0.91
42 002024 苏[?f?购 631,400 7,248,472.00 0.88
43 601066 N-O?^?b? 338,700 7,139,796.00 0.87
44 600570 ‘Ru?5[P 102,000 6,951,300.00 0.84
45 603939 v?N0药b? 99,100 6,936,009.00 0.84
46 000002 N?
y?Ａ 248,900 6,921,909.00 0.84
47 600975 e?N鑎0 626,200 6,906,986.00 0.84
48 002371 S?e?SNR? 92,200 6,384,850.00 0.78
49 600383 金W0集V? 499,993 5,964,916.49 0.72
50 002567 U?N”y^ 463,100 5,348,805.00 0.65
51 600340 SNY?^xy? 163,700 5,331,709.00 0.65
52 600887 O?R)股N? 156,800 5,238,688.00 0.64
53 300271 SN[?软N? 273,400 5,194,600.00 0.63
54 000786 S?e?^?gP 278,822 5,055,042.86 0.61
55 300760 迈t^S;u? 30,200 4,928,640.00 0.60
56 600004 v}N?g:W: 243,200 4,426,240.00 0.54
57 002468 u3通_o递 174,300 4,347,042.00 0.53
58 600519 贵]?茅S? 4,400 4,329,600.00 0.53
59 300725 药w?y?b? 67,300 4,194,809.00 0.51
60 600050 N-V?联通 668,500 4,117,960.00 0.50
61 600196 Y?f?S;药 157,400 3,982,220.00 0.48
62 600028 N-V?w?S? 724,100 3,960,827.00 0.48
63 603000 N”l?网 215,400 3,840,582.00 0.47
64 600031 N??重]? 223,200 2,919,456.00 0.35
65 600104 N?l}集V? 110,900 2,827,950.00 0.34
66 300572 [?车h?mK 53,920 2,501,888.00 0.30
67 600562 V?w?y?b? 160,228 2,461,102.08 0.30
68 000671 阳 QI W? 355,101 2,301,054.48 0.28
69 600968 mwl?S?\U 102,375 363,431.25 0.04
70 300770 e?qd股N? 1,271 109,941.50 0.01
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
{, 44
页 Qq59
页
71 300782 SS胜_fi 743 80,927.56 0.01
72 300775 N?角防R? 2,164 63,621.60 0.01
73 002714 rgS?股N? 1,000 58,790.00 0.01
74 603982 l?\?l}车 1,845 42,121.35 0.01
75 601698 N-V?Sk通 10,103 39,603.76 0.00
76 603217 QCR)y?b? 584 39,268.16 0.00
77 603863 g~p?资n? 1,612 37,204.96 0.00
78 601236 ~￠XT证R8 9,789 33,869.94 0.00
79 300781 V?赛集V? 727 33,165.74 0.00
80 300594 g?进y?b? 721 31,803.31 0.00
81 300780 _?‘i|?]? 935 27,676.00 0.00
82 603867 e?S?股N? 1,045 26,971.45 0.00
83 300788 N-O?Q?rH 1,556 23,106.60 0.00
84 601689 b?fn集V? 8 122.56 0.00
b￥TJg?Q?股yhb?资~?T?v?重Y’S?R¤7.4
}/计NpQe金额超Q?g?R?W?金资N§Q?P<2%b?RM20T?v?股yhf?~?7.4.1
金额SUOM：N”l?^?QC
^?S? 股yhNax? 股yhT?y? g,g?}/计NpQe金额
S‘g?R?W?金资N§Q?P<
k?O?（％）
1 601939 ^?设银行 62,169,526.00 8.92
2 300498 n)l?股N? 50,281,271.79 7.21
3 600837 mw通证R8 44,684,442.80 6.41
4 601398 ]?UF银行 42,937,021.00 6.16
5 002415 mw^?Z?视 40,043,488.82 5.74
6 002475 z?讯|?[? 32,027,975.30 4.59
7 601318 N-V?^s[? 30,544,316.27 4.38
8 600507 e?Y’ry钢 27,600,418.08 3.96
9 002736 V?O?证R8 27,015,813.68 3.88
10 601288 Q?N?银行 26,863,298.00 3.85
11 600030 N-O?证R8 26,784,331.04 3.84
12 601881 N-V?银l? 25,947,379.40 3.72
13 002120 韵达股N? 25,661,611.06 3.68
14 000625 长[?l}车 24,211,755.12 3.47
15 300059 N?e?财[? 22,701,810.00 3.26
16 000776 ^?S?证R8 22,617,264.22 3.24
17 600570 ‘Ru?5[P 22,517,458.65 3.23
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
{, 45
页 Qq59
页
18 600309 N?SNS?[f 21,638,609.18 3.10
19 601186 N-V?铁^? 20,330,505.00 2.92
20 002508 老g?u5Vh 20,283,543.95 2.91
21 002851 麦h<|sry 20,113,138.74 2.89
22 000717 韶钢g~\q 18,434,002.23 2.64
23 600273 V?S?能n? 17,921,001.86 2.57
24 600690 mw\?fz[? 17,489,581.00 2.51
25 002051 N-]?V?际 17,180,818.00 2.46
26 600109 V?金证R8 17,084,210.00 2.45
27 603707 PeS?股N? 16,773,922.25 2.41
28 000333 美v?集V? 16,578,936.00 2.38
29 600999 b?UF证R8 16,389,743.52 2.35
30 002024 苏[?f?购 16,254,290.86 2.33
31 601166 QtN?银行 16,068,216.75 2.31
32 600975 e?N鑎0 16,017,529.00 2.30
33 600547 \qN?黄金 15,882,369.82 2.28
34 000651 h
页 Qq59
页
5 002736 V?O?证R8 32,905,747.26 4.72
6 600845 [?O?软N? 30,721,502.56 4.41
7 300059 N?e?财[? 30,489,072.52 4.37
8 600837 mw通证R8 29,509,906.09 4.23
9 600036 b?UF银行 29,416,387.33 4.22
10 601881 N-V?银l? 28,822,527.10 4.13
11 000717 韶钢g~\q 28,726,067.53 4.12
12 002110 N?钢闽QI 27,299,376.76 3.92
13 601288 Q?N?银行 26,563,680.17 3.81
14 000776 ^?S?证R8 26,517,832.11 3.80
15 300750 [?_?e?Na 24,862,825.33 3.57
16 600570 ‘Ru?5[P 22,825,414.80 3.27
17 002415 mw^?Z?视 22,120,175.15 3.17
18 000625 长[?l}车 22,110,179.74 3.17
19 600030 N-O?证R8 21,536,778.18 3.09
20 600340 SNY?^xy? 20,325,130.78 2.92
21 600309 N?SNS?[f 19,674,164.00 2.82
22 002035 SN^?股N? 18,746,244.16 2.69
23 002475 z?讯|?[? 18,314,582.00 2.63
24 600547 \qN?黄金 17,861,379.06 2.56
25 600352 mYl_龙v? 17,454,013.33 2.50
26 601888 N-V??eˉ 17,453,315.58 2.50
27 300274 阳QIu5n? 17,198,987.00 2.47
28 600999 b?UF证R8 16,998,274.95 2.44
29 600690 mw\?fz[? 16,691,372.00 2.39
30 600782 e?钢股N? 16,480,341.61 2.36
31 000932 SN菱钢铁 15,872,600.89 2.28
32 600569 [?阳钢铁 15,838,444.00 2.27
33 300347 l?h
页 Qq59
页
l?： ?NpQe股yhb?g, ?b? ?SVQ?股yhe6Qe ?WGc?NpSVb?N?金额（b?N?SUN?XN?bN?ep量）XkR?，
N?考虑v?QsN?f?费u(0?
g?+c?P:R8T`y?R?|{v?P:R8b?资~?T?7.5
金额SUOM：N”l?^?QC
^?S? P:R8T`y? QlQAN?P< S‘W?金资N§Q?P
页 Qq59
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b￥TJg?+g,W?金b?资v?V?P:g?货N?f?‘ˉQ?说f?7.11
g,g?V?P:g?货b?资e?{V7.11.1
l?：g,W?金g,b￥TJg?+g*c?g?V?P:g?货0?
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l?：g,W?金g,b￥TJg?+g*c?g?V?P:g?货0?
g,g?V?P:g?货b?资评N?7.11.3
l?：g,W?金g,b￥TJg?+g*c?g?V?P:g?货0?
b?资~?T?b￥TJ附l?7.12
g,W?金b?资v?RMSAT?证R8v?S?行N;OSg,g?S?R0调g?N?S?Y?罚v?‘ˉQ?v?说f?7.12.1
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SUOM：N”l?^?QC
^?S? T?y?
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1
[XQ?O?证金
319,393.59
2
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5,714,014.78
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435,638.49
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12,084.38
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6,481,131.24
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g?+RMSAT?股yhN-[XW(mA通S?限‘ˉQ?v?说f?7.12.5
l?：g,W?金g,b￥TJg?+RMSAT?股yhN-N?[XW(mA通S?限‘ˉQ?0?
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页 Qq59
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W?金N?额c?g?N”O?‘o§8
g?+W?金N?额c?g?N”b7epS?c?g?N”~?g?8.1
N?额SUOM：N?
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33,964 22,395.57 4,896,697.08 0.64% 755,746,568.91 99.36%
g?+W?金{?t?N”v?N?N?”TXc?g?,W?金v?‘ˉQ?8.2
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1,753,998.37 0.2306%
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0
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页 Qq59
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_?e>_?W?金N?额S?R¤§9
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8,921,315,668.58
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g,b￥TJg??+W?金N?额‘;额 760,643,265.99
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{, 51
页 Qq59
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重Y’N譎?c?y:§10
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10.7
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金额SUOM：N”l?^?QC
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SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
{, 52
页 Qq59
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SNl?证R8 2 1,334,666,107.80 40.17% 1,228,241.44 40.11% -
N-O?证R8 1 378,441,282.24 11.39% 352,440.85 11.51% -
西SW证R8 1 266,266,273.14 8.01% 247,975.61 8.10% -
b?UF证R8 1 248,692,721.46 7.48% 226,633.56 7.40% -
银l?证R8 1 231,352,622.82 6.96% 215,459.02 7.04% -
u3N?[?n? 1 194,794,783.96 5.86% 181,409.74 5.92% -
V?金证R8 1 161,708,300.58 4.87% 147,365.02 4.81% -
mYUF证R8 1 144,672,249.20 4.35% 131,840.27 4.30% -
Y*^sm?证R8 2 115,543,703.88 3.48% 105,295.70 3.44% -
e?kc证R8 1 81,814,272.38 2.46% 74,557.21 2.43% -
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N?e?证R8 1 34,464,406.28 1.04% 32,096.55 1.05% -
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SWN?证R8 1 - - - - -
N-S?证R8 1 - - - - -
mw通证R8 1 - - - - -
长W?证R8 1 - - - - -
财通证R8 1 - - - - -
SN[?证R8 1 - - - - -
N-O?^?b? 1 - - - - -
^?S?证R8 1 - - - - -
N?S?证R8 1 - - - - -
财达证R8 1 - - - - -
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N-金QlS? 1 - - - - -
W?金y?u(证R8QlS?N?f?SUQC进行QvN?证R8b?资v?‘ˉQ?10.7.2
金额SUOM：N”l?^?QC
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西SW证R8 - - - - - -
b?UF证R8 - - - - - -
SNl?gˇt^y?g?b?长m?T?2019 ^tSJ^t^?b￥TJ
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页 Qq59
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银l?证R8 - - - - - -
u3N?[?n? - - - - - -
V?金证R8 - - - - - -
mYUF证R8 - - - - - -
Y*^sm?证R8 - - - - - -
e?kc证R8 - - - - - -
V?O?证R8 - - - - - -
V?l?T?[? - - - - - -
N?e?证R8 - - - - - -
_?邦证R8 - - - - - -
SWN?证R8 - - - - - -
N-S?证R8 - - - - - -
mw通证R8 - - - - - -
长W?证R8 - - - - - -
财通证R8 - - - - - -
SN[?证R8 - - - - - -
N-O?^?b? - - - - - -
^?S?证R8 - - - - - -
N?S?证R8 - - - - - -
财达证R8 - - - - - -
\q西证R8 - - - - - -
N-金QlS? - - - - - -
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页 Qq59
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20?选b?Nat?证R8NpSVv?证R8~ˇ营g:g?v?z?^?
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e?N?W?金c?g?v?O?Z?集V?
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