SNl?gˇt^s?Nag?R?N?m?T?W?证R8b?资W?金
2019^tSJ^t^?b￥TJ
2019^t6g?30e?
W?金{?t?N”：SNl?gˇt^W?金{?t?g?限QlS?
W?金bX{?N”：N-V?]?UF银行股N?g?限QlS?
送Q?e?g?：2019^t8g?29e?
SNl?gˇt^s?Nag?R?N?m?T?2019 ^tSJ^t^?b￥TJ
{, 2
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页
重要c—y:S?v?_U§1
重要c—y:1.1
W?金{?t?N”v?董N?O?S?董N?O?证g,b￥TJb@载资e?N?[XW(虚PG记载0?误[?‘’陈述b?重Y’遗o?，
^v[?QvQ?[?v?w?[?‘’0?Q?xn‘’T?[?et‘’b罢ˉN*R+S?连^&v?l?_?责N?0?g,SJ^t^?b￥TJ]?~ˇN?R?NKN?
N?r?z?董N?{~[WT?a?，^vu1董N?长{~S?0?
W?金bX{?N”N-V?]?UF银行股N?g?限QlS?h9cng,W?金T??规[?，N?2019^t8g?28e?Y?h8N?g,b￥
TJN-v?财R?c?h?0?Q?P<表s?0?R)m?R?配‘ˉQ?0?财R?O?计b￥TJ0?b?资~?T?b￥TJ{IQ?[?，O?证Y?h8Q?
[?N?[XW(虚PG记载0?误[?‘’陈述b?者重Y’遗o?0?
W?金{?t?N”b?诺N?诚[?O?u(0?R?\=责v?S?R?{?t?T?运u(W?金资N§，OFN?O?证W?金N?[?v¨
R)0?
W?金v?过_?N?~?^vN?a表Qvg*ge表s?0?b?资g?风险，b?资者W(O\Q?b?资Q?{VRM^?N?~?阅读g,
W?金v?b?R?说f?NfS?Qvf?e?0?
g,b￥TJN-财R?资e?g*~ˇ[?计0?
g,b￥TJg?自2019^t1g?1e?起至2019^t6g?30e?kb0?
SNl?gˇt^s?Nag?R?N?m?T?2019 ^tSJ^t^?b￥TJ
{, 3
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v?_U1.2
§ 1
重要c—y:S?v?_U................................................................................................................................... 2
1.1
重要c—y:...................................................................................................................................... 2
1.2
v?_U.............................................................................................................................................. 3
§ 2
W?金{?N?............................................................................................................................................... 6
2.1
W?金W?g,‘ˉQ?............................................................................................................................... 6
2.2
W?金N§T`说f?............................................................................................................................... 6
2.3
W?金{?t?N”T?W?金bX{?N”........................................................................................................... 6
2.4
O?‘ob?露e?_?............................................................................................................................... 7
2.5
QvN?v?Qs资e?............................................................................................................................... 7
§ 3
N;要财R?c?h?T?W?金Q?P<表s?............................................................................................................ 8
3.1
N;要O?计epcnT?财R?c?h?........................................................................................................... 8
3.2
W?金Q?P<表s?............................................................................................................................... 8
3.3
QvN?c?h?...................................................................................................................................... 9
§ 4
{?t?N”b￥TJ......................................................................................................................................... 10
4.1
W?金{?t?N”S?W?金~ˇt?‘ˉQ?..................................................................................................... 10
4.2
{?t?N”[?b￥TJg?Q?g,W?金运O\遵规[?O?‘ˉQ?v?说f?............................................................. 12
4.3
{?t?N”[?b￥TJg?Q蕑l^sN?f?‘ˉQ?v?N?项说f?......................................................................... 12
4.4
{?t?N”[?b￥TJg?Q?W?金v?b?资{VueT?N?~?表s?v?说f?......................................................... 12
4.5
{?t?N”[?[?观~ˇmN0?证R8^?W:S?行N?走R?v?{?要\Ug?......................................................... 13
4.6
{?t?N”[?b￥TJg?Q?W?金O0P
{?t?N”[?b￥TJg?Q?W?金R)m?R?配‘ˉQ?v?说f?......................................................................... 13
4.8
b￥TJg?Q?{?t?N”[?g,W?金c?g?N”epb?W?金资N§Q?P<预警‘ˉ_bv?说f?................................. 13
§ 5
bX{?N”b￥TJ......................................................................................................................................... 14
5.1
b￥TJg?Q?g,W?金bX{?N”遵规[?O?‘ˉQ?X?f?............................................................................. 14
5.2
bX{?N”[?b￥TJg?Q?g,W?金b?资运O\遵规[?O?0?Q?P<计{?0?R)m?R?配{I‘ˉQ?v?说f?.......... 14
5.3
bX{?N”[?g,SJ^t^?b￥TJN-财R?O?‘o{IQ?[?v?w?[?0?Q?xnT?[?etS?表a?见......................... 14
§ 6
SJ^t^?财R?O?计b￥TJ（g*~ˇ[?计）.................................................................................................. 15
6.1
资N§负P:表................................................................................................................................. 15
6.2
R)m?表........................................................................................................................................ 16
SNl?gˇt^s?Nag?R?N?m?T?2019 ^tSJ^t^?b￥TJ
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6.3
b@g?者gCv?（W?金Q?P<）S?R¤表............................................................................................. 17
6.4
b￥表附l?.................................................................................................................................... 18
§ 7
b?资~?T?b￥TJ..................................................................................................................................... 39
7.1
g?+W?金资N§~?T?‘ˉQ?............................................................................................................. 39
7.2
g?+c?行N?R?|{v?股yhb?资~?T?............................................................................................. 39
7.3
g?+c?QlQAN?P
b￥TJg?Q?股yhb?资~?T?v?重Y’S?R¤......................................................................................... 41
7.5
g?+c?P:R8T`y?R?|{v?P:R8b?资~?T?..................................................................................... 43
7.6
g?+c?QlQAN?P
g?+c?QlQAN?P
b￥TJg?+c?QlQAN?P
g?+c?QlQAN?P
b￥TJg?+g,W?金b?资v?股c?g?货N?f?‘ˉQ?说f?................................................................... 43
7.11
b￥TJg?+g,W?金b?资v?V?P:g?货N?f?‘ˉQ?说f?................................................................... 43
7.12
b?资~?T?b￥TJ附l?................................................................................................................... 43
§ 8
W?金N?额c?g?N”O?‘o.......................................................................................................................... 45
8.1
g?+W?金N?额c?g?N”b7epS?c?g?N”~?g?................................................................................. 45
8.2
g?+W?金{?t?N”v?N?N?”TXc?g?,W?金v?‘ˉQ?..................................................................... 45
8.3
g?+W?金{?t?N”v?N?N?”TXc?g?,_?e>_?W?金N?额‘;量S:间v?‘ˉQ?................................. 45
§ 9
_?e>_?W?金N?额S?R¤.......................................................................................................................... 46
§ 10
重Y’N譎?c?y:................................................................................................................................... 47
10.1
W?金N?额c?g?N”Y’O?Q?议....................................................................................................... 47
10.2
W?金{?t?N”0?W?金bX{?N”v?N?门W?金bX{?部门v?重Y’N”N?SR¤....................................... 47
10.3
m?S?W?金{?t?N”0?W?金财N§0?W?金bX{?N?R?v?诉讼........................................................... 47
10.4
W?金b?资{Vuev?e9S?............................................................................................................... 47
10.5
N:W?金进行[?计v?O?计^?N?R?b@‘ˉQ?................................................................................... 47
10.6
{?t?N”0?bX{?N”S?Qv高~§{?t?N”TXS?z=g?b?Y?罚{I‘ˉQ?................................................... 47
10.7
W?金y?u(证R8QlS?N?f?SUQCv?g?Qs‘ˉQ?............................................................................... 47
10.8
QvN?重Y’N譎?........................................................................................................................... 50
§ 11
_qT?b?资者Q?{Vv?QvN?重要O?‘o.................................................................................................... 52
SNl?gˇt^s?Nag?R?N?m?T?2019 ^tSJ^t^?b￥TJ
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11.1
b￥TJg?Q?SUN?b?资者c?g?W?金N?额k?O?达R0b?超过20% v?‘ˉQ?........................................ 52
11.2
_qT?b?资者Q?{Vv?QvN?重要O?‘o........................................................................................... 52
§ 12
Y?g?e?N?v?_U................................................................................................................................... 53
12.1
Y?g?e?N?v?_U........................................................................................................................... 53
12.2
[Xe>W0p?.................................................................................................................................. 53
12.3
g?阅e?_?.................................................................................................................................. 53
SNl?gˇt^s?Nag?R?N?m?T?2019 ^tSJ^t^?b￥TJ
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W?金{?N?§2
W?金W?g,‘ˉQ?2.1
W?金T?y?
SNl?gˇt^s?Nag?R?N?m?T?W?证R8b?资W?金
W?金{?y?
SNl?gˇt^s?Nag?R?N?m?T?
W?金N;Nax?
006236
W?金运O\e?_?
YQ~?W?_?e>_?
W?金T??u?eHe?
2018^t8g?31e?
W?金{?t?N”
SNl?gˇt^W?金{?t?g?限QlS?
W?金bX{?N”
N-V?]?UF银行股N?g?限QlS?
b￥TJg?g+W?金N?额‘;额
13,377,592.45N?
W?金T??[X~?g?
N?[?g?
W?金N§T`说f?2.2
b?资v?h?
W(N%h
页 Qq51
页
W?金SJ^t^?b￥TJY?置W0p?
N?mw^?mfN?e?S:l?u?路1199_?证Y’N?道Sa^?W:1S?
i|17\B
QvN?v?Qs资e?2.5
项v? T?y? R?QlW0W@
l?Q?v{记g:g?
SNl?gˇt^W?金{?t?g?限QlS?
N?mw^?mfN?e?S:l?u?路1199_?证Y’
N?道Sa^?W:1S?i|17\B
SNl?gˇt^s?Nag?R?N?m?T?2019 ^tSJ^t^?b￥TJ
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N;要财R?c?h?T?W?金Q?P<表s?§3
N;要O?计epcnT?财R?c?h?3.1
金额SUOM：N”l?^?QC
3.1.1
g?间epcnT?c?h?
b￥TJg?(2019^t1g?1e? - 2019^t6g?30e? )
g,g?]?[?s?e6v?
2,999,257.29
g,g?R)m?
5,127,223.89
R?gC^sWGW?金N?额g,g?R)m?
0.2463
g,g?R?gC^sWGQ?P
g?+epcnT?c?h?
b￥TJg?+( 2019^t6g?30e? )
g?+S?O?R?配R)m?
2,366,812.51
g?+S?O?R?配W?金N?额R)m?
0.1769
g?+W?金资N§Q?P<
16,828,452.54
g?+W?金N?额Q?P<
1.2580
3.1.3
}/计g?+c?h?
b￥TJg?+( 2019^t6g?30e? )
W?金N?额}/计Q?P
页 Qq51
页
l?：10?V?y:e?g?N:2018^t8g?31e?至2019^t6g?30e?0?
20?c?W?金T??规[?，g,W?金自W?金T??u?eHe?起6N*g?Q?N:^?N?g?，b*至b￥TJg?+g,W?金v?T?项
b?资k?O?]?达R0W?金T??b?资范V?N-规[?v?k?O?0?
30?自W?金T??u?eH起至g,b￥TJg?+N?n?N?^t0?
SNl?gˇt^s?Nag?R?N?m?T?2019 ^tSJ^t^?b￥TJ
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{?t?N”b￥TJ§4
W?金{?t?N”S?W?金~ˇt?‘ˉQ?4.1
W?金{?t?N”S?Qv{?t?W?金v?~ˇ验4.1.1
g,W?金{?t?N”N:SNl?gˇt^W?金{?t?g?限QlS?0?SNl?gˇt^W?金{?t?g?限QlS?f/~ˇN-V?证v?O?by
Q?，N?2004^t11g?18e?b?z?v?T?资W?金{?t?QlS?，l?Q?资g,N:2N?QCN”l?^?0?v?RMv?股N?g?b?N:
SNl?证R8股N?g?限QlS?0?gˇt^b?资g?限责N?QlS?（S?AIGGIC）T?苏]?e?S:高e?b?g/N§N?股N?g?限
QlS?，Q?资k?O?R?+N:49%0?49%T?2%0?v?RMQlS?e?N?{?t?SNl?gˇt^v?N?-V?m?T?W?证R8b?资W?
金0?SNl?gˇt^金[WXTz3g,X?R)P:R8W?证R8b?资W?金0?N?证~￠R)N?f?W?_?e>_?c?ep证R8b?资W?金0?
SNl?gˇt^y?g?b?长m?T?W?证R8b?资W?金0?SNl?gˇt^N?P_?c?ep证R8b?资W?
金0?SNl?gˇt^N?证N-\?v?N?f?W?_?e>_?c?ep证R8b?资W?金联c￥W?金0?SNl?gˇt^O?u(X?R)P:R8W?证
R8b?资W?金0?SNl?gˇt^l“m?300N?f?W?_?e>_?c?ep证R8b?资W?金0?SNl?gˇt^l“m?300N?f?W?_?e>_?
c?ep证R8b?资W?金联c￥W?金0?SNl?gˇt^z3Pe6v?P:R8W?证R8b?资W?金0?SNl?gˇt^量S?X?_:m?T?W?
证R8b?资W?金0?SNl?gˇt^N0v?~flP:P:R8W?证R8b?资W?金0?SNl?gˇt^[c[c~￠P:R8W?证R8b?资W?金0?
SNl?gˇt^R?e?SG~§m?T?W?证R8b?资W?金0?SNl?gˇt^N0lGP:R8W?证R8b?资W?金0?SNl?gˇt^量S?O?选
pum;配置m?T?W?证R8b?资W?金0?SNl?gˇt^R?e?R¤R?pum;配置m?T?W?证R8b?资W?金0?SNl?gˇt^量S?
驱R¤pum;配置m?T?W?证R8b?资W?金0?SNl?gˇt^y?g?O?选股yhW?证R8b?资W?金0?SNl?gˇt^e?R)pum;
配置m?T?W?证R8b?资W?金0?SNl?gˇt^N-证500N?f?W?_?e>_?c?ep证R8b?资W?金0?SNl?gˇt^N-证500
N?f?W?_?e>_?c?ep证R8b?资W?金联c￥W?金0?SNl?gˇt^m?费b?长pum;配置m?T?W?证R8b?资W?金0?SN
l?gˇt^量S?fzagpum;配置m?T?W?证R8b?资W?金0?SNl?gˇt^Pe^?u?m;pum;配置m?T?W?证R8b?资W?
金0?SNl?gˇt^量S?~?[?e6v?{Vue[?g?_?e>m?T?W?证R8b?资W?金0?SNl?gˇt^N?f?W?货^??W:W?金0?
SNl?gˇt^o?R–R¤R?pum;配置m?T?W?证R8b?资W?金0?SNl?gˇt^|?选V?b￥pum;配置m?T?W?证R8b?资W?
金0?SNl?gˇt^量S?[?Q?z3Pe6v?[?g?_?e>m?T?W?S?起_?证R8b?资W?金0?SNl?gˇt^Y)m?[?货^??W:
W?金0?SNl?gˇt^Y?{Vuepum;配置m?T?W?证R8b?资W?金0?SNl?gˇt^e?~ˇmNl“n/m?pum;配置m?T?W?证
R8b?资W?金0?SNl?gˇt^鼎R)pum;配置m?T?W?证R8b?资W?金0?SNl?gˇt^N?R)pum;配置m?T?W?证R8b?
资W?金0?SNl?gˇt^N?P<|?选30pum;配置m?T?W?证R8b?资W?金0?SNl?gˇt^量S?R?O?pum;配置m?T?W?
证R8b?资W?金0?SNl?gˇt^u?riS;药pum;配置m?T?W?证R8b?资W?金0?SNl?gˇt^[?R)pum;配置m?T?W?
证R8b?资W?金0?SNl?gˇt^量S?阿\?l?pum;配置m?T?W?证R8b?资W?金0?SNl?gˇt^n/股通量S?pum;配
置m?T?W?证R8b?资W?金0?SNl?gˇt^b?ue?QtN§N?mT?W?证R8b?资W?金0?SNl?gˇt^e?金融W0N§pum;
SNl?gˇt^s?Nag?R?N?m?T?2019 ^tSJ^t^?b￥TJ
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页 Qq51
页
配置m?T?W?证R8b?资W?金0?SNl?gˇt^MSCIN-V?A股V?际通N?f?W?_?e>_?c?ep证R8b?资W?金0?SNl?
gˇt^V?O?etT?|?选m?T?W?证R8b?资W?金0?SNl?gˇt^S;u?Pe^?m?T?W?证R8b?资W?金0?SNl?gˇt^s?Na
g?R?N?m?T?W?证R8b?资W?金0?SNl?gˇt^MSCIN-V?A股V?际通c?epW?金联c￥W?金0?SNl?gˇt^N-证~￠
R)ONl?R¤N?f?W?_?e>_?c?ep证R8b?资W?金0?SNl?gˇt^h8_?O?R?m?T?W?证R8b?资W?金0?SNl?gˇt^量
S?f?选m?T?W?证R8b?资W?金0?SNl?gˇt^W?g,面fz选m?T?W?证R8b?资W?金0?b*至2019^t6g?30e?，
QlS?W?金{?t?规j!N:1030.82N?QC0?
W?金~ˇt?（b?W?金~ˇt?\?~?）S?W?金~ˇt?R't?{?N?4.1.2
Y?T? 职R? N?g,W?金v?W?金~ˇt?（R't?）g?限
证R8N?
N?^t限
说f?
N?职e?g? y?N?e?g?
_?fSgp
g,W?金
v?W?金
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2018^t8g?31e? - 13^t
SZXox?zvu?，13^t证R8（
W?金）N?N?~ˇS?0?2006
^t7g?至2007^t9g?N?邦联
资N§{?t?g?限QlS?x?zv
TX；2007^t9g?R?QeSNl?
gˇt^W?金{?t?g?限QlS?，
S?N?x?zvTX0?高~§x?zv
TX0?W?金~ˇt?R't?0?2014
^t4g?至2015^t5g?N?x?zv
部‘;v?R't?0?2015^t5g?
至2018^t5g?N?SNl?gˇt^
行N?领QHm?T?W?证R8b?资
W?金v?W?金~ˇt?0?2015
^t6g?至2018^t5g?N?SNl?
gˇt^Pe^?u?m;pum;配置m?
T?W?证R8b?资W?金v?W?金
~ˇt?0?2015^t10g?起N?SN
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金~ˇt?0?2017^t8g?起N?
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N?SNl?gˇt^S;u?Pe^?m?T?
W?证R8b?资W?金v?W?金~ˇ
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R8b?资W?金v?W?金~ˇt?0?
l?： 证R8N?N?vT+NI遵N?行N?SO?0?证R8N??N?”TX资h<{?t?R?l?0?v葶?Qs规[?0?N?职e?g?T?
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{?t?N”[?[?观~ˇmN0?证R8^?W:S?行N?走R?v?{?要\Ug?4.5
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要N:N?V?Y’e?面：（1）顺^?~ˇmN转W?趋R?，s?Nag?R?N?f/~ˇmNv?e?_?d?，[?GDPb?R¤f>著0?
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SJ^t^?财R?O?计b￥TJ（g*~ˇ[?计）§6
资N§负P:表6.1
O?计N;OS：SNl?gˇt^s?Nag?R?N?m?T?W?证R8b?资W?金
b￥TJb*kbe?： 2019^t6g?30e?
SUOM：N”l?^?QC
资 N§ 附l?S?
g,g?+
2019^t6g?30e?
N?^t^?g+
2018^t12g?31e?
资 N§：
银行[Xk>
6.4.7.1
1,901,692.09 74,064,171.09
~?{?Y?N?金
11,542.60 13,339.10
[XQ?O?证金
12,830.36 1,054.67
N?f?‘’金融资N§
6.4.7.2
14,786,938.45 4,852,415.00
QvN-：股yhb?资
14,786,938.45 4,852,415.00
W?金b?资 - -
P:R8b?资 - -
资N§e/c?证R8b?资 - -
贵金\^b?资 - -
衍u?金融资N§
6.4.7.3
- -
NpQe返U.金融资N§
6.4.7.4
- 30,000,000.00
^?e6证R8n?{?k>
384,783.63 -
^?e6R)‘o
6.4.7.5
669.17 13,923.44
^?e6股R)
- -
^?e6u3购k>
3,927.15 -
递^?b@_?z?资N§
- -
SNl?gˇt^s?Nag?R?N?m?T?2019 ^tSJ^t^?b￥TJ
{, 16
页 Qq51
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QvN?资N§
6.4.7.6
- -
资N§‘;计
17,102,383.45 108,944,903.30
负P:T?b@g?者gCv? 附l?S?
g,g?+
2019^t6g?30e?
N?^t^?g+
2018^t12g?31e?
负 P:：
w?g?P?k>
- -
N?f?‘’金融负P:
- -
衍u?金融负P:
6 .4.7.3
- -
SVQ?V?购金融资N§k>
- -
^?N?证R8n?{?k>
104,788.30 30,000,000.00
^?N?赎V?k>
40,693.12 -
^?N?{?t?N”b￥酬
22,111.72 101,024.92
^?N?bX{?费
3,685.29 16,837.50
^?N?销U.g?R?费
- -
^?N??f?费u(
6.4.7.7
13,246.66 2,370.88
^?N?z?费
0.22 -
^?N?R)‘o
- -
^?N?R)m?
- -
递^?b@_?z?负P:
- -
QvN?负P:
6.4.7.8
89,405.60 180,000.00
负P:T?计
273,930.91 30,300,233.30
SNl?gˇt^s?Nag?R?N?m?T?2019 ^tSJ^t^?b￥TJ
{, 17
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b@g?者gCv?：
[?e6W?金
6.4.7.9
13,377,592.45 78,208,707.06
g*R?配R)m?
6.4.7.10
3,450,860.09 435,962.94
b@g?者gCv?T?计
16,828,452.54 78,644,670.00
负P:T?b@g?者gCv?‘;计
17,102,383.45 108,944,903.30
l?：b￥TJb*kbe?2019^t6g?30e?，W?金N?额Q?P<1.2580QC，W?金N?额‘;额13,377,592.45N?0?
R)m?表6.2
O?计N;OS：SNl?gˇt^s?Nag?R?N?m?T?W?证R8b?资W?金
g,b￥TJg?：2019^t1g?1e?至2019^t6g?30e?
SUOM：N”l?^?QC
项 v? 附l?S?
g,g?
2019^t1g?1e?至2019
^t6g?30e?
N?0?e6Qe
5,538,359.11
1. R)‘oe6Qe
42,877.98
QvN-：[Xk>R)‘oe6Qe
6.4.7.11
30,474.34
P:R8R)‘oe6Qe 6.37
资N§e/c?证R8R)‘oe6Qe -
NpQe返U.金融资N§e6Qe 12,397.27
QvN?R)‘oe6Qe -
2. b?资e6v?（c_Y1N? ?- ” XkR?）
3,204,114.81
QvN-：股yhb?资e6v?
6.4.7.12
3,074,417.90
W?金b?资e6v? -
P:R8b?资e6v?
6.4.7.13
5,034.02
资N§e/c?证R8b?资e6v?
6.4.7.13.5
-
贵金\^b?资e6v?
6.4.7.14
-
衍u?]?Qwe6v?
6.4.7.15
-
股R)e6v?
6.4.7.16
124,662.89
SNl?gˇt^s?Nag?R?N?m?T?2019 ^tSJ^t^?b￥TJ
{, 18
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3. QlQAN?P
0.03
7 ．QvN?费u(
6.4.7.20
100,163.54
N?0?R)m?‘;额（N?c_‘;额N? ?- ?
S?XkR?）
5,127,223.89
Qˇ：b@_?z?费u(
-
V?0?Q?R)m?（Q?N?c_N? ?- ?S?Xk
R?）
5,127,223.89
l?：g,W?金W?金T??u?eHe?N:2018^t8g?31e?，e?N?^t^?S?k?g?间0?
b@g?者gCv?（W?金Q?P<）S?R¤表6.3
O?计N;OS：SNl?gˇt^s?Nag?R?N?m?T?W?证R8b?资W?金
g,b￥TJg?：2019^t1g?1e?至2019^t6g?30e?
SUOM：N”l?^?QC
项v?
g,g?
2019^t1g?1e?至2019^t6g?30e?
[?e6W?金 g*R?配R)m? b@g?者gCv?T?计
N?0?g?R?b@g?者gCv?（
W?金Q?P<）
78,208,707.06 435,962.94 78,644,670.00
N?0?g,g?~ˇ营m;R¤N§u?
v?W?金Q?P
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g?R)m?）
N?0?g,g?W?金N?额N?f?
N§u?v?W?金Q?P
1,334,986.31 279,028.28 1,614,014.59
2.W?金赎V?k> -66,166,100.92 -2,391,355.02 -68,557,455.94
V?0?g,g?T?W?金N?额c?
g?N”R?配R)m?N§u?v?W?
金Q?P
______ b?O?R?______
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W?金{?t?N”负责N”
N;{?O?计]?O\负责N”
O?计g:g?负责N”
b￥表附l?6.4
W?金W?g,‘ˉQ?6.4.1
SNl?gˇt^s?Nag?R?N?m?T?W?证R8b?资W?金(N?{?y? ?g,W?金 ?)~ˇN-V?证R8v?wc{?t?Y?TX
O?(N?{?y? ?N-V?证v?O? ?)证v?许S?[2018]628S?0?QsN?Q?N?SNl?gˇt^s?Nag?R?N?m?T?W?证R8
b?资W?金l?Q?v?byY?0?h8Q?，u1SNl?gˇt^W?金{?t?g?限QlS?O?qg0?N-SN”l?QqT?V?证R8b?资W?金
l?0?T?0?SNl?gˇt^s?Nag?R?N?m?T?W?证R8b?资W?金W?金T??0?负责Ql_?R?集0?g,W?金N:YQ~?W?_?
e>_?，[X~?g?限N?[?，首k!设z?R?集N?S?b?认购资金R)‘oQqR?集N”l?^?255,454,378.96QC，N?~ˇ
fnSNl8道N-Y)O?计^?N?R?b@(ryk?fn通T?O?)fnSNl8道N-Y)验[W(2018){,0601S?验资b￥TJN衎?验
证0?~ˇT?N-V?证v?O?Y?hH，0?SNl?gˇt^s?Nag?R?N?m?T?W?证R8b?资W?金W?金T??0?N?2018^t8
g?31e?kc_?u?eH，W?金T??u?eHe?vW?金N?额‘;额N:255,506,910.76N?W?金N?额，QvN-认购资金
R)‘ob?T?52,531.80N?W?金N?额0?g,W?金v?W?金{?t?N”N:SNl?gˇt^W?金{?t?g?限QlS?，W?金bX{?
N”N:N-V?]?UF银行股N?g?限QlS?0?
h9cn0?N-SN”l?QqT?V?证R8b?资W?金l?0?T?0?SNl?gˇt^s?Nag?R?N?m?T?W?证R8b?资W?金W?金
T??0?v?g?Qs规[?，g,W?金v?b?资范V?N:Qwg?良Y}mAR¤‘’v?金融]?Qw，S?b?V?Q?O?l?S?行N?^?v?
股yh(S?T+N-\?g?0?R?N?g?S?QvN?~ˇN-V?证v?O?h8Q?N?^?v?股yh)0?Q?W0N?香n/股yh^?W:N?f?N?联
N?通g:R6N?QA许b?资v?香n/联T?N?f?b@N?^?v?股yh(N?{?y? ?n/股通h?v?股yh ?)0?P:R8(V?
P:0?金融P:0?O?N?P:0?QlS?P:0?k!~§P:0?S?转cbP:R8(T+R?y?N?f?S?转P:)0?Y.行yhcn0?w?g?融资
SNl?gˇt^s?Nag?R?N?m?T?2019 ^tSJ^t^?b￥TJ
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R80?超w?g?融资R80?N-g?yhcn{I)0?资N§e/c?证R80?P:R8V?购0?银行[Xk>0?货^??W:]?Qw0?股c?
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v?60%-95%，b?资N?g,W?金b@uL[?v?s?Nag?R?N?证R8v?k?O?N?ON?非s?金资N§v?80%；n/股通h?v?
股yhb?资k?O?N?超过股yh资N§v?20%；kˇN*N?f?e?~¨W(bc除股c?g?货T?~?需缴~?v?N?f?O?证金
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T?c?epe6v?s?×20%0?
g,财R?b￥表u1g,W?金v?W?金{?t?N”SNl?gˇt^W?金{?t?g?限QlS?N?2019^t8g?29e?byQ?b￥Q?0?
O?计b￥表v?编R6W?x@6.4.2
g,W?金v?财R?b￥表c?qg财e?部N?2006^t2g?15e?S?N?T?g?间颁^?v?0?O?N?O?计Q?R?－W?g,Q?
R?0??T?项QwOSO?计Q?R?S?v?Qs规[?(N?T?y? ?O?N?O?计Q?R? ?)0?N-V?证v?O?颁^?v?0?证R8b?
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g,财R?b￥表N?c?~?ˇ营N:W?x@编R60?
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g,W?金2019^t1g?1e?至2019^t6g?30e?kbg?间财R?b￥表{&T?O?N?O?计Q?R?v?要lB，w?[?0?[?
etW0S?f N?g,W?金2019^t6g?30e?v?财R?r?Q?N?S?2019^t1g?1e?至2019^t6g?30e?kbg?间v?~ˇ营b?
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SUOM：N”l?^?QC
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m;g?[Xk> 1,901,692.09
[?g?[Xk> -
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页 Qq51
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QvN-：[Xk>g?限1N*g?N?Q?
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^?e6~?{?Y?N?金R)‘o 5.20
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{, 23
页 Qq51
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^?e6资N§e/c?证R8R)‘o -
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N?f?b@^?W:^?N??f?费u( 13,246.66
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13,246.66
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T?计
89,405.60
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项v?
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2019^t1g?1e?至2019^t6g?30e?
W?金N?额（N?） 账面金额
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78,208,707.06 78,208,707.06
g,g?u3购
1,334,986.31 1,334,986.31
g,g?赎V?( N?"-" S?XkR?)
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{, 24
页 Qq51
页
g*R?配R)m?6.4.7.10
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2019^t1g?1e?至2019^t6g?30e?
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QvN?[Xk>R)‘oe6Qe 72.88
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30,474.34
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2019^t1g?1e?至2019^t6g?30e?
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SNl?gˇt^s?Nag?R?N?m?T?2019 ^tSJ^t^?b￥TJ
{, 25
页 Qq51
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36,840.71
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页 Qq51
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股yhb?资N§u?v?股R)e6v? 124,662.89
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124,662.89
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N?f?费u(6.4.7.19
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N?f?b@^?W:N?f?费u( 105,266.21
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g,b￥TJg?S?N?^t^?S?k?g?间v?Qs联e?N?f?6.4.10
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{, 33
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金融资N§T?金融负P:v?R0g??限R?g?6.4.13.3.1
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~?T?N?述T?项mAR¤‘’c?h?v葶?mK~?g?S?mAR¤‘’风险{?t?c“e‰v?[?e‰，g,W?金W(g,b￥TJg?Q?mA
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^?W:风险f/c?W?金b@c?金融]?Qwv?QlQAN?P0?~?{?
Y?N?金0?[XQ?O?证金{I0?
R)s?风险e^Sa6.4.13.4.1.1
SUOM：N”l?^?QC
g,g?+
2019^t6g?30e?
1N*g?N?Q?1-3N*g?
3N*g?-
1^t
1-5^t 5^tN? N?计‘o T?计
资N§
银行[Xk>
1,901,692.09 - - - - - 1,901,692.09
~?{?Y?N?金
11,542.60 - - - - - 11,542.60
[XQ?O?证金
12,830.36 - - - - - 12,830.36
N?f?‘’金融资N§
- - - - - 14,786,938.45 14,786,938.45
^?e6证R8n?{?k>
- - - - - 384,783.63 384,783.63
^?e6R)‘o
- - - - - 669.17 669.17
^?e6u3购k>
- - - - - 3,927.15 3,927.15
资N§‘;计
1,926,065.05 - - - - 15,176,318.40 17,102,383.45
负P:
^?N?证R8n?{?k>
- - - - - 104,788.30 104,788.30
^?N?赎V?k>
- - - - - 40,693.12 40,693.12
^?N?{?t?N”b￥酬
- - - - - 22,111.72 22,111.72
SNl?gˇt^s?Nag?R?N?m?T?2019 ^tSJ^t^?b￥TJ
{, 35
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^?N?bX{?费
- - - - - 3,685.29 3,685.29
^?N??f?费u(
- - - - - 13,246.66 13,246.66
^?N?z?费
- - - - - 0.22 0.22
QvN?负P:
- - - - - 89,405.60 89,405.60
负P:‘;计
- - - - - 273,930.91 273,930.91
R)s?eOa?^?缺Sa
1,926,065.05 - - - - 14,902,387.49 16,828,452.54
N?^t^?g+
2018^t12g?31e?
1N*g?N?Q? 1-3N*g?
3N*g?-
1^t
1-5^t 5^tN?N?计‘o T?计
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银行[Xk>
74,064,171.09 - - - - - 74,064,171.09
~?{?Y?N?金
13,339.10 - - - - - 13,339.10
[XQ?O?证金
1,054.67 - - - - - 1,054.67
N?f?‘’金融资N§
- - - - - 4,852,415.00 4,852,415.00
NpQe返U.金融资
N§
30,000,000.00 - - - - - 30,000,000.00
^?e6R)‘o
- - - - - 13,923.44 13,923.44
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104,078,564.86 - - - - 4,866,338.44108,944,903.30
负P:
^?N?证R8n?{?k>
- - - - - 30,000,000.00 30,000,000.00
^?N?{?t?N”b￥酬
- - - - - 101,024.92 101,024.92
^?N?bX{?费
- - - - - 16,837.50 16,837.50
^?N??f?费u(
- - - - - 2,370.88 2,370.88
QvN?负P:
- - - - - 180,000.00 180,000.00
负P:‘;计
- - - - - 30,300,233.30 30,300,233.30
R)s?eOa?^?缺Sa
104,078,564.86 - - - --25,433,894.86 78,644,670.00
R)s?风险v?eOa?‘’R?g?6.4.13.4.1.2
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b?资~?T?b￥TJ§7
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b￥TJg?+c?行N?R?|{v?n/股通b?资股yhb?资~?T?7.2.2
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3,927.15
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W?金N?额c?g?N”O?‘o§8
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_?e>_?W?金N?额S?R¤§9
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g,b￥TJg??+W?金N?额‘;额 13,377,592.45
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重Y’N譎?c?y:§10
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