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红利LV(512890)

红利LV:华泰柏瑞中证红利低波动交易型开放式指数证券投资基金2019年半年度报告查看PDF公告

SNl?gˇt^N-证~¢R)ONl?R¤N?f?W?_?e>_?c?
ep证R8b?资W?金
2019^tSJ^t^?b¥TJdX要
2019^t6g?30e?
W?金{?t?N”:SNl?gˇt^W?金{?t?g?限QlS?
W?金bX{?N”:N-V?^?设银行股N?g?限QlS?
送Q?e?g?:2019^t8g?29e?
~¢R)LV2019 ^tSJ^t^?b¥TJdX要
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页 W?金{?N?§2 W?金W?g,‘ˉQ?2.1 W?金{?y? ~¢R)LV W:Q?{?y? ~¢R)LV W?金N;Nax? 512890 W?金运O\e?_? N?f?W?_?e>_? W?金T??u?eHe? 2018^t12g?19e? W?金{?t?N” SNl?gˇt^W?金{?t?g?限QlS? W?金bX{?N” N-V?^?设银行股N?g?限QlS? b¥TJg?+W?金N?额‘;额 52,055,390.00N? W?金T??[X~?g? N?[?g? W?金N?额N?^?v?证R8N?f?b@ N?mw证R8N?f?b@ N?^?e?g? 2019^t1g?18e? W?金N§T`说f?2.2 b?资v?h? }’[?跟踪h?v?c?ep表s?,追lB跟踪POy?^?T?跟踪误]? v?g?\?S?0?g,W?金R?N?\?e?WG跟踪POy?^?c§R6W(0.2% N?Q?,^tS?跟踪误]?c§R6W(2%N?Q?0? b?资{Vue g,W?金N;要采S?[?QhY?R6l?,Ss[?Qhc?qgh?v?c?epv? b?N?股~?b?S?QvgC重g?^?W?金股yhb?资~?T?,^vh9cn h?v?c?epb?N?股S?QvgC重v?S?R¤进行v?^?调et0?OFW( V?ryk?‘ˉQ?(Y?mAR¤‘’N?足)[?致e?l?获_?足Y?ep量 v?股yhe?,W?金{?t?N”\?运u(QvN?T?t?v?b?资e?l?g? ^?g,W?金v?[?际b?资~?T?,追lB\=S?能贴近v?h?c?ep v?表s?0? N?~?k?较W?Q? N-证~¢R)ONl?R¤c?epe6v?s? 风险e6v?ry_? g,W?金\^N?股yhW譗?金N-v?c?epW譗?金,采u([?QhY? R6v?被R¤_?b?资{Vue:N?e?面,v?[?N?m?T?W譗?金0? P:R8W譗?金N?货^??W:W?金而言,Qv风险T?e6v?较 高;S?N?e?面,v?[?N?采u(b‰h7Y?R6v?c?epW譗?金而 言,Qv风险T?e6v?ry_?\?f?能N?h?v?c?epO?c?W?g,N? 致0? W?金{?t?N”T?W?金bX{?N”2.3 项v? W?金{?t?N” W?金bX{?N” T?y? SNl?gˇt^W?金{?t?g?限QlS? N-V?^?设银行股N?g?限QlS? O?‘ob?露负责 N” Y?T? 陈fV u0青 联|?u5话 021-38601777 010-67595096 u5[P邮{– cs4008880001@huatai-pb.com tianqing1.zh@ccb.com [¢b7g?R?u5话 400-888-0001 010-67595096 O w? 021-38601799 010-66275853 O?‘ob?露e?_? 2.4 v{载W?金SJ^t^?b¥TJkce?v?{?t?N”N?联网 网W@ http://www.huatai-pb.com W?金SJ^t^?b¥TJY?置W0p? N?mw^?mfN?e?S:l?u?路1199_?证Y’N?道Sa^?W:1S? i|17\B ~¢R)LV2019 ^tSJ^t^?b¥TJdX要 {, 4


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页 N;要财R?c?h?T?W?金Q?P<表s?§3 N;要O?计epcnT?财R?c?h?3.1 金额SUOM:N”l?^?QC 3.1.1 g?间epcnT?c?h? b¥TJg?(2019^t1g?1e? - 2019^t6g?30e? ) g,g?]?[?s?e6v? 19,383,534.12 g,g?R)m? 22,154,077.80 R?gC^sWGW?金N?额g,g?R)m? 0.1412 g,g?W?金N?额Q?P

页 Qq37


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页 T?W?证R8b?资W?金0?SNl?gˇt^e?金融W0N§pum;配置m?T?W?证R8b?资W?金0?SNl?gˇt^MSCIN-V?A股 V?际通N?f?W?_?e>_?c?epW?金0?SNl?gˇt^V?O?etT?|?选m?T?W?证R8b?资W?金0?SNl?gˇt^S;u?Pe^? m?T?W?证R8b?资W?金0?SNl?gˇt^s?Nag?R?N?m?T?W?证R8b?资W?金0?SNl?gˇt^MSCIN-V?A股V?际通 c?epW?金联c¥W?金0?SNl?gˇt^N-证~¢R)ONl?N?f?W?_?e>_?c?ep证R8b?资W?金0?SNl?gˇt^h8_?O?R? m?T?W?证R8b?资W?金0?SNl?gˇt^量S?f?选m?T?W?证R8b?资W?金0?SNl?gˇt^W?g,面fz选m?T?W?证R8 b?资W?金0?b*至2019^t6g?30e?,QlS?W?金{?t?规j!N:1,030.82N?QC0? W?金~ˇt?(b?W?金~ˇt?\?~?)S?W?金~ˇt?R't?{?N?4.1.2 Y?T? 职R? N?g,W?金v?W?金~ˇt?(R't?)g?限 证R8N? N?^t限 说f? N?职e?g? y?N?e?g? g?Q? c?epb? 资部‘; v?0?g, W?金v? W?金~ˇ t? 2018^t12g?19e?- 18^t 18^t证R8(W?金)N?N?~ˇS?, Y?e?Y’[f财R?{?t?xUXo,2000 ^t至2001^tW(N?mwl}车集V?财 R?g?限QlS?N?N?财R?]? O\,2001^t至2004^tN?SN[?W? 金{?t?g?限QlS?高~§W?金h8{? TX,2004^t7g?起R?Qeg,Ql S?,S?N?W?金N?R?部‘;v?0?W? 金~ˇt?R't?0?2009^t6g?起N? SNl?gˇt^(S齓?邦SNl?)N?证 ~¢R)N?f?W?_?e>_?c?epW?金W? 金~ˇt?0?2010^t10g?起N?c?ep b?资部Ro‘;v?0?2011^t1g?起 bˉN?N?证N-\?v?ETFS?SNl?gˇ t^N?证N-\?v?ETF联c¥W?金W? 金~ˇt?0?2012^t5g?起bˉN?SN l?gˇt^l“m?300ETFS?SNl?gˇt^ l“m?300ETF联c¥W?金W?金~ˇ t?0?2015^t2g?起N?c?epb?资 部‘;v?0?2015^t5g?起N?SNl? gˇt^N-证 500 ETFS?SNl?gˇt^ N-证500ETF联c¥W?金v?W?金~ˇ t?0?2018^t3g?至2018^t11g? N?SNl?gˇt^锦R)pum;配置m?T? W?证R8b?资W?金T?SNl?gˇt^裕 R)pum;配置m?T?W?证R8b?资W? 金v?W?金~ˇt?0?2018^t3g? 至2018^t10g?N?SNl?gˇt^l?R) pum;配置m?T?W?证R8b?资W?金 v?W?金~ˇt?0?2018^t4g?起N? SNl?gˇt^MSCIN-V?A股V?际通 N?f?W?_?e>_?c?ep证R8b?资W? 金v?W?金~ˇt?0?2018^t10g?起 N?SNl?gˇt^MSCIN-V?A股V?际 通N?f?W?_?e>_?c?ep证R8b?资 W?金联c¥W?金v?W?金~ˇ t?0?2018^t12g?起N?SNl?gˇt^ N-证~¢R)ONl?R¤N?f?W?_?e>_? c?ep证R8b?资W?金v?W?金~ˇ t?0? ~¢R)LV2019 ^tSJ^t^?b¥TJdX要 {, 9


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页 bX{?N”b¥TJ§5 b¥TJg?Q?g,W?金bX{?N”遵规[?O?‘ˉQ?X?f?5.1 g,b¥TJg?,N-V?^?设银行股N?g?限QlS?W(g,W?金v?bX{?过z?N-,N%h<遵[?N?0?证R8b?资W?金 l?0??W?金T??0?bX{?SO议T?QvN?g?Qs规[?,N?[XW(c_[?W?金N?额c?g?N”R)v?v?行N:,[?Qh\=职 \=责W0\e行N?W?金bX{?N”^?\=v?NIR?0? bX{?N”[?b¥TJg?Q?g,W?金b?资运O\遵规[?O?0?Q?P<计{?0?R)m?R?配{I‘ˉQ?v?说5.2 f? g,b¥TJg?,g,bX{?N”c?qgV?[?g?Qs规[?0?W?金T??0?bX{?SO议T?QvN?g?Qs规[?,[?g,W?金v? W?金资N§Q?P<计{?0?W?金费u(_?e/{Ie?面进行N?认w?v?Y?h8,[?g,W?金v?b?资运O\e?面进行N?v? wc,g*S?s?W?金{?t?N”g?c_[?W?金N?额c?g?N”R)v?v?行N:0? b¥TJg?Q?,g,W?金g*[?e‰R)m?R?配0? bX{?N”[?g,SJ^t^?b¥TJN-财R?O?‘o{IQ?[?v?w?[?0?Q?xnT?[?etS?表a?见5.3 g,bX{?N”Y?h8[?g?N?g,b¥TJN-v?财R?c?h?0?Q?P<表s?0?R)m?R?配‘ˉQ?0?财R?O?计b¥TJ0?b?资 ~?T?b¥TJ{IQ?[?,O?证Y?h8Q?[?N?[XW(虚PG记载0?误[?‘’陈述b?者重Y’遗o?0? ~¢R)LV2019 ^tSJ^t^?b¥TJdX要 {, 13


页 Qq37


页 SJ^t^?财R?O?计b¥TJ(g*~ˇ[?计)§6 资N§负P:表6.1 O?计N;OS:SNl?gˇt^N-证~¢R)ONl?R¤N?f?W?_?e>_?c?ep证R8b?资W?金 b¥TJb*kbe?: 2019^t6g?30e? SUOM:N”l?^?QC 资 N§ g,g?+ 2019^t6g?30e? N?^t^?g+ 2018^t12g?31e? 资 N§: 银行[Xk> 1,039,835.11 18,183,722.40 ~?{?Y?N?金 61,903.42 300,000,000.00 [XQ?O?证金 245,575.42 - N?f?‘’金融资N§ 58,355,718.28 14,727,794.00 QvN-:股yhb?资 58,355,718.28 14,727,794.00 W?金b?资 - - P:R8b?资 - - 资N§e/c?证R8b?资 - - 贵金\^b?资 - - 衍u?金融资N§ - - NpQe返U.金融资N§ - 200,000,000.00 ^?e6证R8n?{?k> - 150,304,890.40 ^?e6R)‘o 308.28 326,978.14 ^?e6股R) - - ^?e6u3购k> - - 递^?b@_?z?资N§ - - QvN?资N§ - - 资N§‘;计 59,703,340.51 683,543,384.94 负P:T?b@g?者gCv? g,g?+ 2019^t6g?30e? N?^t^?g+ 2018^t12g?31e? 负 P:: w?g?P?k> - - N?f?‘’金融负P: - - 衍u?金融负P: - - SVQ?V?购金融资N§k> - - ^?N?证R8n?{?k> 617,209.90 - ^?N?赎V?k> - - ^?N?{?t?N”b¥酬 23,863.87 112,284.52 ^?N?bX{?费 4,772.77 22,456.92 ^?N?销U.g?R?费 - - ^?N??f?费u( 12,985.64 - ^?N?z?费 - - ^?N?R)‘o - - ^?N?R)m? - - 递^?b@_?z?负P: - - QvN?负P: 304,764.43 7,065.22 ~¢R)LV2019 ^tSJ^t^?b¥TJdX要 {, 14


页 Qq37


页 负P:T?计 963,596.61 141,806.66 b@g?者gCv?: [?e6W?金 52,055,390.00 683,555,390.00 g*R?配R)m? 6,684,353.90 -153,811.72 b@g?者gCv?T?计 58,739,743.90 683,401,578.28 负P:T?b@g?者gCv?‘;计 59,703,340.51 683,543,384.94 l?:b¥TJb*kbe?2019^t6g?30e?,W?金N?额Q?P<1.1284QC,W?金N?额‘;额52,055,390.00N?0? R)m?表6.2 O?计N;OS:SNl?gˇt^N-证~¢R)ONl?R¤N?f?W?_?e>_?c?ep证R8b?资W?金 g,b¥TJg?:2019^t1g?1e?至2019^t6g?30e? SUOM:N”l?^?QC 项 v? g,g? 2019^t1g?1e?至2019^t6g?30 e? N?0?e6Qe 24,002,222.76 1. R)‘oe6Qe 664,184.57 QvN-:[Xk>R)‘oe6Qe 230,549.87 P:R8R)‘oe6Qe - 资N§e/c?证R8R)‘oe6Qe - NpQe返U.金融资N§e6Qe 433,634.70 QvN?R)‘oe6Qe - 2. b?资e6v?(c_Y1N? ?- ” XkR?) 19,920,168.02 QvN-:股yhb?资e6v? 18,658,627.14 W?金b?资e6v? - P:R8b?资e6v? - 资N§e/c?证R8b?资e6v? - 贵金\^b?资e6v? - 衍u?]?Qwe6v? - 股R)e6v? 1,261,540.88 3. QlQAN?P

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页 Qq37


页 V?0?Q?R)m?(Q?N?c_N? ?- ?S?XkR?) 22,154,077.80 l?:g,W?金b?z?N?2018^t12g?19e?,e?N?^tS?k?g?间epcn0? b@g?者gCv?(W?金Q?P<)S?R¤表6.3 O?计N;OS:SNl?gˇt^N-证~¢R)ONl?R¤N?f?W?_?e>_?c?ep证R8b?资W?金 g,b¥TJg?:2019^t1g?1e?至2019^t6g?30e? SUOM:N”l?^?QC 项v? g,g? 2019^t1g?1e?至2019^t6g?30e? [?e6W?金 g*R?配R)m? b@g?者gCv?T?计 N?0?g?R?b@g?者gCv?(W? 金Q?P<) 683,555,390.00 -153,811.72 683,401,578.28 N?0?g,g?~ˇ营m;R¤N§u?v? W?金Q?P 53,000,000.00 5,757,628.32 58,757,628.32 2.W?金赎V?k> -684,500,000.00 -21,073,540.50 -705,573,540.50 V?0?g,g?T?W?金N?额c?g? N”R?配R)m?N§u?v?W?金Q? P













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页 Qq37


页 W?金T??0?负责Ql_?R?集0?g,W?金N:N?f?W?_?e>_?,[X~?g?限N?[?,首k!设z?R?集N?S?b?认购资 金R)‘oQqR?集N”l?^?683,534,168.00QC(T+R?集股yh^?P<),N?~ˇfnSNl8道N-Y)O?计^?N?R?b@g?限 QlS?fnSNl8道N-Y)验[W(2018){,0769S?验资b¥TJN衎?验证0?~ˇT?N-V?证v?O?Y?hH,0?SNl?gˇt^N- 证~¢R)ONl?R¤N?f?W?_?e>_?c?ep证R8b?资W?金W?金T??0?N?2018^t12g?19e?kc_?u?eH,W?金T?? u?eHe?vW?金N?额‘;额N:683,555,390.00N?W?金N?额,QvN-认购资金R)‘ob?T?21,222.00N?W?金 N?额0?g,W?金v?W?金{?t?N”N:SNl?gˇt^W?金{?t?g?限QlS?,W?金bX{?N”N:N-V?^?设银行股N?g?限 QlS?0? ~ˇN?mw证R8N?f?b@(N?{?y? ?N??b@ ?)自_?{?t?Q?[?Nf(2019)10S?T?a?,g,W? 金683,555,390.00N?W?金N?额N?2019^t1g?18e?W(N??b@c?rLN?f?0? h9cn0?N-SN”l?QqT?V?证R8b?资W?金l?0?T?0?SNl?gˇt^N-证~¢R)ONl?R¤N?f?W?_?e>_?c?ep证 R8b?资W?金W?金T??0?v?g?Qs规[?,g,W?金N?h?v?c?epb?N?股0?Y?选b?N?股N:N;要b?资[?象0?kd Y?,N:f?Y}W0[?s?b?资v?h?,g,W?金S?\?量b?资N?部R?非b?N?股(S?b?N-\?g?0?R?N?g?N?S?QvN? ~ˇN-V?证v?O?h8Q?S?行v?股yh)0?P:R8(S?b?V?P:0?金融P:0?O?N?P:0?QlS?P:0?k!~§P:0?S?转cb P:R8(T+R?y?N?f?S?转P:)0?Y.行yhcn0?w?g?融资R80?超w?g?融资R80?N-g?yhcn{I)0?资N§e/c? 证R80?P:R8V?购0?银行[Xk>0?货^??W:]?Qw0?股c?g?货0?gC证N?S?l?_?l?规b?N-V?证v?O?QA许W? 金b?资v?QvN?金融]?Qw(OF须{&T?N-V?证v?O?v?Qs规[?)0?g,W?金\?h9cnl?_?l?规v?规[?S′N?融 资S?转融通证R8Q?P?N?R?0?g,W?金b?资h?v?c?epb?N?股S?Y?选b?N?股v?k?O?N?ON?W?金资N§Q?P< v?90%,N??ON?W?金非s?金资N§v?80%,V?l?_?l?规v?规[?而S?限R6v?‘ˉ_b除Y?0?g,W?金v?N?~? k?较W?Q?N:N-证~¢R)ONl?R¤c?epe6v?s?0? g,财R?b¥表u1g,W?金{?t?N”SNl?gˇt^W?金{?t?g?限QlS?N?2019^t8g?29e?byQ?b¥Q?0? O?计b¥表v?编R6W?x@6.4.2 g,W?金v?财R?b¥表c?qg财e?部N?2006^t2g?15e?颁^?v?0?O?N?O?计Q?R?-W?g,Q?R?0?T?38项 QwOSO?计Q?R?0?QvT?颁^?v?O?N?O?计Q?R?^?u(c?SW0?O?N?O?计Q?R?解释N?S?QvN?v?Qs规[?(N? T?y? ?O?N?O?计Q?R? ?)0?N-V?证v?O?QlTJ[2010]5S?0?证R8b?资W?金O?‘ob?露XBRLj!g?{,3S?<^t ^?b¥TJT?SJ^t^?b¥TJ>0??N-V?证R8N?SO?N?2007^t5g?15e?颁^?v?0?证R8b?资W?金O?计h8{?N?R? c?_?0???SNl?gˇt^N-证~¢R)ONl?R¤N?f?W?_?e>_?c?ep证R8b?资W?金W?金T??0?T?N-V?证v?O?QA 许v?Y?财R?b¥表附l?6.4.4b@R?y:v?W?金行N?[?R?d?O\v?g?Qs规[?编R60? 遵_“O?N?O?计Q?R?S?QvN?g?Qs规[?v?X?f?6.4.3 g,W?金2019^tSJ^t^?财R?b¥表{&T?O?N?O?计Q?R?v?要lB,w?[?0?[?etW0S?f N?g,W?金2019 ^t6g?30e?v?财R?r?Q?N?S?2019^tN?SJ^t^?v?~ˇ营b?g?T?W?金Q?P

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页 重要O?计e?{VT?O?计O0计6.4.4 O?计^t^?6.4.4.1 g,W?金O?计^t^?N:QlS?1g?1e?起至12g?31e?kb0? 记账g,OM^?6.4.4.2 g,W?金v?记账g,OM^?N:N”l?^?0? 金融资N§T?金融负P:v?R?|{6.4.4.3 (1) 金融资N§v?R?|{ 金融资N§N?RY?xn认e?R?|{N::N?QlQAN?P<计量N?QvS?R¤计Qe_Sg?c_v?v?金融资N§0?^?e6k> 项0?S?O?Q?U.金融资N§S?c?g?至R0g?b?资0?金融资N§v?R?|{S?Q?N?g,W?金[?金融资N§v?c?g?a?V? T?c?g?能R?0?g,W?金s?e?金融资N§R?|{N:S?O?Q?U.金融资N§S?c?g?至R0g?b?资0? g,W?金v?RMN?f?v??c?g?v?股yhb?资T?P:R8b?资R?|{N:N?QlQAN?P<计量N?QvS?R¤计Qe_Sg? c_v?v?金融资N§0?N?QlQAN?P<计量N?QvS?R¤计Qe_Sg?c_v?v?金融资N§W(资N§负P:表N-N?f?‘’金 融资N§R?y:0? g,W?金c?g?v?QvN?金融资N§R?|{N:^?e6k>项,S?b?银行[Xk>T?QvN?T?|{^?e6k>项{I0?^?e6k> 项f/c?W(m;跃^?W:N-l?g?b¥N?0?V?e6金额V?[?b?S?xn[?v?非衍u?金融资N§0? (2) 金融负P:v?R?|{ 金融负P:N?R?Y?xn认e?R?|{N::N?QlQAN?P<计量N?QvS?R¤计Qe_Sg?c_v?v?金融负P:S?QvN?金 融负P:0?g,W?金W(b?资N”u3购0?赎V?过z?N-而_?N?b?资N”~?{?v?S?退f?Nak>R?|{N:N?QlQAN?P<计 量N?QvS?R¤计Qe_Sg?c_v?v?金融负P:,W(资N§负P:表N-N?f?‘’金融负P:R?y:0?g,W?金c?g?v?Qv N?金融负P:S?b?QvN?T?|{^?N?k>项{I0? 金融资N§T?金融负P:v?R?Y?xn认0?T?~?计量T?~¨kbxn认6.4.4.4 金融资N§T?金融负P:N?g,W?金b?N:金融]?QwT??v?N?e?e?,c?QlQAN?PN-S?T+v?P:R8起‘oe?b?N?k!除‘oe?至购Npe?kbv?R)‘o,SUr?xn认N:^?e6项 v?0?^?e6k>项T?QvN?金融负P:v葶?QsN?f?费u(计QeR?Y?xn认金额0? ~¢R)LV2019 ^tSJ^t^?b¥TJdX要 {, 18


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页 Qq37


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页 Qq37


页 (5) g,W?金v?W?^?~?b?^?设z?0?eY育费附R?T?W0e?eY育费附R?{Iz?费c?qg[?际缴~?X?P而订z?v?0? g,b¥TJg?S?N?^t^?S?k?g?间v?Qs联e?N?f?6.4.8 通过Qs联e?N?f?SUQC进行v?N?f?6.4.8.1 股yhN?f?6.4.8.1.1 金额SUOM:N”l?^?QC Qs联e?T?y? g,g? 2019^t1g?1e?至2019^t6g?30e? b?N?金额 S‘_Sg?股yh b?N?‘;额v?k?O? SNl?证R8 481,327,304.57 55.73% l?:g,W?金b?z?N?2018^t12g?19e?,e?N?^tS?k?g?间epcn0? gC证N?f?6.4.8.1.2 l?:g,b¥TJg?,W?金g*通过Qs联e?N?f?SUQC进行gC证N?f?0?g,W?金b?z?N?2018^t12g?19e?,e?N? ^tS?k?g?间epcn0? ^?e/N?Qs联e?v?Oc金6.4.8.1.3































































































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页 Qq37


页 20?该|{Oc金SO议v?g?R?范V?还S?b?Oc金e6S?e?N:g,W?金c—O?v?证R8b?资x?zvb?g?T?^?W:O?‘og? R?{I0? 30?g,W?金b?z?N?2018^t12g?19e?,e?N?^tS?k?g?间epcn0? Qs联e?b¥酬6.4.8.2 W?金{?t?费6.4.8.2.1 SUOM:N”l?^?QC 项v? g,g? 2019^t1g?1e?至2019^t6g?30e? _Sg?S?u?v?W?金^?e/N?v?{?t?费 406,541.05 QvN-:e/N?销U.g:g?v?[¢b7~?b?费 12,478.61 l?:g,W?金^?e/N?W?金{?t?N”b¥酬,c?RMN?e?W?金资N§Q?P

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页 T?Qs联e?b?资g,W?金v?‘ˉQ?6.4.8.4 b¥TJg?Q?W?金{?t?N”运u(V?g?资金b?资g,W?金v?‘ˉQ?6.4.8.4.1 l?:g,b¥TJg?Q?,W?金{?t?N”g*b?资g,W?金0?g,W?金b?z?N?2018^t12g?19e?,e?N?^tS?k?g?间ep cn0? b¥TJg?+除W?金{?t?N”NKY?v?QvN?Qs联e?b?资g,W?金v?‘ˉQ?6.4.8.4.2 N?额SUOM:N? Qs联e?T?y? g,g?+ 2019 ^t6 g?30 e? N?^t^?g+ 2018 ^t12 g?31 e? c?g?v? W?金N?额 c?g?v?W?金 N?额 S‘W?金‘;N? 额v?k?O? c?g?v? W?金N?额 c?g?v?W?金 N?额 S‘W?金‘;N? 额v?k?O? SNl?证R8股N? g?限QlS? 1,243,413.00 2.3886% 0.00 0.0000% u1Qs联e?O?{?v?银行[Xk>OY额S?_Sg?N§u?v?R)‘oe6Qe6.4.8.5 SUOM:N”l?^?QC Qs联e? T?y? g,g? 2019^t1g?1e?至2019^t6g?30e? g?+OY额 _Sg?R)‘oe6Qe N-V?^?设银行股N?g?限QlS? 1,039,835.11 144,152.04 l?:W?金bX{?N”N-V?^?设银行股N?g?限QlS?O?{?v?银行[Xk>c?银行间T?N?[Xk>R)s?计‘o0?g,W?金 b?z?N?2018^t12g?19e?,e?N?^tS?k?g?间epcn0? g,W?金W(b?销g?Q?S′N?Qs联e?b?销证R8v?‘ˉQ?6.4.8.6 l?:g,W?金b¥TJg?*S′N?Qs联e?b?销证R80?g,W?金b?z?N?2018^t12g?19e?,e?N?^tS?k?g?间ep cn0? QvN?Qs联N?f?N?项v?说f?6.4.8.7 g,W?金W(g,b¥TJg?Q?g*g?QvN?Qs联N?f?N?项0?g,W?金b?z?N?2018^t12g?19e?,e?N?^tS?k?g? 间epcn0? g?+(2019^t6g?30e?)g,W?金c?g?v?mA通S?限证R86.4.9 V?认购e?S?/X?S?证R8而N?g?+c?g?v?mA通S?限证R86.4.9.1 金额SUOM:N”l?^?QC 6.4.12.1.1 S?限证R8|{R+:股yh ~¢R)LV2019 ^tSJ^t^?b¥TJdX要 {, 25


页 Qq37


页 证R8 Nax? 证R8 T?y? b?R? 认购e? S?mA 通e? mA通S? 限|{W? 认购 N?h< g?+O0 P

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页 g?+c?行N?R?|{v?股yhb?资~?T?7.2 b¥TJg?+c?行N?R?|{v?X?Q?股yhb?资~?T?7.2.1


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页 7 600900 长l_u5R? 85,235 1,525,706.50 2.60 8 600377 [?l“高速 129,700 1,392,978.00 2.37 9 000429 |?高速A 184,376 1,392,038.80 2.37 10 002083 [Ze?股N? 245,201 1,385,385.65 2.36 l?:b?资者k2N?解g,b¥TJg?+W?金b?资v?b@g?股yhf?~?,^?阅读v{载N?{?t?N”网z?v?SJ^t^?b¥TJ kce?0? b¥TJg?Q?股yhb?资~?T?v?重Y’S?R¤7.4 }/计NpQe金额超Q?g?R?W?金资N§Q?P<2%b?RM20T?v?股yhf?~?7.4.1 金额SUOM:N”l?^?QC ^?S? 股yhNax? 股yhT?y? g,g?}/计NpQe金额 S‘g?R?W?金资N§Q? P

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页 24 601939 ^?设银行 14,280,847.14 2.09 25 601098 N-SWO Z? 14,106,058.27 2.06 26 000581 Z?[Z高y? 13,763,511.54 2.01 l?:g,项NpQe金额WGc?NpSVb?N?金额(b?N?SUN?XN?bN?ep量)XkR?,N?考虑QvN??f?费u(0? }/计SVQ?金额超Q?g?R?W?金资N§Q?P<2%b?RM20T?v?股yhf?~?7.4.2 金额SUOM:N”l?^?QC ^?S? 股yhNax? 股yhT?y? g,g?}/计SVQ?金额 S‘g?R?W?金资N§Q? P

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页 b?资~?T?b¥TJ附l?7.12 g,W?金b?资v?RMSAT?证R8v?S?行N;OSg,g?S?R0调g?N?S?Y?罚v?‘ˉQ?v?说f?7.12.1 b¥TJg?Q?W?金b?资v?RMSAT?证R8v?S?行N;OSl?g?被v?{?部门z?hH调g?v?,N_l?g?W(b¥TJ编R6 e?RMN?^tQ?S?R0Ql_?谴责0?Y?罚v?0? W?金b?资v?RMSAT?股yh超Q?W?金T??规[?v?Y?选股yh^?‘ˉQ?v?说f?7.12.2 W?金b?资v?RMSAT?股yhN-,l?g?b?资N?超Q?W?金T??规[?Y?选股yh^?NKY?v?0? g?+QvN?T?项资N§g?b?7.12.3 SUOM:N”l?^?QC ^?S? T?y? 金额 1 [XQ?O?证金 245,575.42 2 ^?e6证R8n?{?k> - 3 ^?e6股R) - 4 ^?e6R)‘o 308.28 5 ^?e6u3购k> - 6 QvN?^?e6k> - 7 _?dJ费u( - 8 QvN? - 9 T?计 245,883.70 g?+c?g?v?Y?N?转股g?v?S?转cbP:R8f?~?7.12.4 l?:g,W?金g,b¥TJg?+g*c?g?Y?N?转股g?v?S?转cbP:R80? g?+RMSAT?股yhN-[XW(mA通S?限‘ˉQ?v?说f?7.12.5 l?:g,W?金g,b¥TJg?+RMSAT?股yhN-N?[XW(mA通S?限‘ˉQ?0? ~¢R)LV2019 ^tSJ^t^?b¥TJdX要 {, 31


页 Qq37


页 W?金N?额c?g?N”O?‘o§8 g?+W?金N?额c?g?N”b7epS?c?g?N”~?g?8.1 g,W?金v?g?+W?金N?额c?g?N”b7epS?c?g?N”~?g?8.1.1 N?额SUOM:N? c?g?N”b7 ep(b7) b7WGc?g?v? W?金N?额 c?g?N”~?g? g:g?b?资者 N*N”b?资者 c?g?N?额 S‘;N? 额k?O? c?g?N?额 S‘;N? 额k?O? 1,418 36,710.43 4,447,772.00 8.54% 47,607,618.00 91.46% g?+N?^?W?金RMSAT?c?g?N”8.2 ^?S? c?g?N”T?y? c?g?N?额(N?) S‘N?^?‘;N?额 k?O? 1 OX[?n? 2,688,400.00 5.16% 2 N-O?证R8股N?g?限QlS? 1,839,436.00 3.53% 3 SNl?证R8股N?g?限QlS? 1,243,413.00 2.39% 4 [c[?z 1,084,900.00 2.08% 5 h?g? 1,000,000.00 1.92% 6 s?Q?苓 937,000.00 1.80% 7 邵Z? 900,000.00 1.73% 8 _me?~? 800,000.00 1.54% 9 e?kc证R8股N?g?限QlS? 757,683.00 1.46% 10 黄el 669,000.00 1.29% g?+W?金{?t?N”v?N?N?”TXc?g?,W?金v?‘ˉQ?8.3 l?:g,b¥TJg?+,W?金{?t?N”v?N?N?”TXg*c?g?,W?金0? g?+W?金{?t?N”v?N?N?”TXc?g?,_?e>_?W?金N?额‘;量S:间v?‘ˉQ?8.4 项v? c?g?W?金N?额‘;量v?ep量S:间(N??) g,QlS?高~§{?t?N”TX0?W?金b?资T?x?zv 部门负责N”c?g?,_?e>_?W?金 0 g,W?金W?金~ˇt?c?g?,_?e>_?W?金 0 ~¢R)LV2019 ^tSJ^t^?b¥TJdX要 {, 32


页 Qq37


页 _?e>_?W?金N?额S?R¤§9 SUOM:N? W?金T??u?eHe?(2018^t12g?19e?)W?金N?额‘;额 683,555,390.00 g,b¥TJg??R?W?金N?额‘;额 683,555,390.00 g,b¥TJg??间W?金‘;u3购N?额 53,000,000.00 Qˇ:g,b¥TJg??间W?金‘;赎V?N?额 684,500,000.00 g,b¥TJg??间W?金b?R?S?R¤N?额(N?额Qˇ\?N?"-"XkR?) - g,b¥TJg??+W?金N?额‘;额 52,055,390.00 ~¢R)LV2019 ^tSJ^t^?b¥TJdX要 {, 33


页 Qq37


页 重Y’N譎?c?y:§10 W?金N?额c?g?N”Y’O?Q?议10.1 b¥TJg?Q?g*S?_?W?金N?额c?g?N”Y’O?0?





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10.7 W?金y?u(证R8QlS?N?f?SUQC进行股yhb?资S?Oc金e/N?‘ˉQ?10.7.1 金额SUOM:N”l?^?QC R8UFT?y? N?f?SUQC ep量 股yhN?f? ^?e/N?该R8UFv?Oc金 Y?l? b?N?金额 S‘_Sg?股yh b?N?‘;额v?k? O? Oc金 S‘_Sg?Oc金 ‘;量v?k?O? SNl?证R8 4 481,327,304.57 55.73% 444,709.49 56.69% - ~¢R)LV2019 ^tSJ^t^?b¥TJdX要 {, 34


页 Qq37


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页 Qq37


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页 Qq37


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