SNl?gˇt^u?riS;药pum;配置m?T?W?证R8b?
资W?金
2019^t{,2[c^?b￥TJ
2019^t6g?30e?
W?金{?t?N”：SNl?gˇt^W?金{?t?g?限QlS?
W?金bX{?N”：N-V?银行股N?g?限QlS?
b￥TJ送Q?e?g?：2019^t7g?17e?
SNl?gˇt^u?riS;药m?T?2019 ^t{,2 [c^?b￥TJ
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重要c—y:§1
W?金{?t?N”v?董N?O?S?董N?O?证g,b￥TJb@载资e?N?[XW(虚PG记载0?误[?‘’陈述b?重Y’遗o?，
^v[?QvQ?[?v?w?[?‘’0?Q?xn‘’T?[?et‘’b罢ˉN*R+S?连^&责N?0?
W?金bX{?N”N-V?银行股N?g?限QlS?h9cng,W?金T??规[?，N?2019^t7g?16e?Y?h8N?g,b￥TJN-
v?财R?c?h?0?Q?P<表s?T?b?资~?T?b￥TJ{IQ?[?，O?证Y?h8Q?[?N?[XW(虚PG记载0?误[?‘’陈述b?者
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W?金v?过_?N?~?^vN?a表Qvg*ge表s?0?b?资g?风险，b?资者W(O\Q?b?资Q?{VRM^?N?~?阅读g,
W?金v?b?R?说f?Nf0?
g,b￥TJN-v?财R?资e?g*~ˇ[?计0?
g,b￥TJg?自2019^t4g?1e?起至2019^t6g?30e?kb0?
W?金N§T`i?Q?§2
W?金{?y? SNl?gˇt^u?riS;药m?T?
N?f?Nax? 004905
W?金运O\e?_? YQ~?W?_?e>_?
W?金T??u?eHe? 2017^t8g?16e?
b￥TJg?+W?金N?额‘;额 179,339,793.50N?
b?资v?h?
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N;要财R?c?h?T?W?金Q?P<表s?§3
N;要财R?c?h?3.1
SUOM：N”l?^?QC
N;要财R?c?h?
b￥TJg?（ 2019^t4g?1e? － 2019^t6g?30e? ）
1.g,g?]?[?s?e6v? 6,254,733.54
2.g,g?R)m? 6,482,672.16
3.R?gC^sWGW?金N?额g,g?R)m? 0.0452
4.g?+W?金资N§Q?P< 227,639,942.31
5.g?+W?金N?额Q?P< 1.2693
l?：10?N?述W?金N?~?c?h?N?S?b?c?g?N”认购b?N?f?W?金v?T?项费u(，计Qe费u(T?[?际e6v?l4^s
要ON?b@R?ep[W0?
20?g,g?]?[?s?e6v?c?W?金g,g?R)‘oe6Qe0?b?资e6v?0?QvN?e6Qe（N?T+QlQAN?P
自W?金T??u?eHN?geW?金}/计Q?P
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l?：V?y:e?g?N:2017^t8g?16e?至2019^t6g?30e?0?
{?t?N”b￥TJ§4
W?金~ˇt?（b?W?金~ˇt?\?~?）{?N? 4.1
Y?T? 职R? N?g,W?金v?W?金~ˇt?g?限 证R8N?N?^t限 说f?
N?职e?g? y?N?e?g?
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2017^t8
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S?0?2006^t7g?
至2007^t9g?N?邦联
资N§{?t?g?限QlS?x?
zvTX；2007^t9g?R?
QeSNl?gˇt^W?金{?t?
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TX0?高~§x?zvTX0?W?
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金~ˇt?R't?0?2014
^t4g?至2015^t5g?N?
x?zv部‘;v?R'
t?0?2015^t5g?
至2018^t5g?N?SNl?
gˇt^行N?领QHm?T?W?
证R8b?资W?金v?W?金
~ˇt?0?2015^t6g?
至2018^t5g?N?SNl?
gˇt^Pe^?u?m;pum;配
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金v?W?金~ˇt?0?2015
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T?W?证R8b?资W?金v?
W?金~ˇt?0?2017^t8
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m?T?W?证R8b?资W?金
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R8b?资W?金v?W?金~ˇ
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b￥TJg?Q?g,W?金v?运O\{&T?v?Qsl?_?0?l?规N?S?W?金T??v?~?[?，N?[XW(c_[?W?金c?g?N”R)
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2019^tN?SJ^tN-V?~ˇmNX?长z3Pe， 通胀n)T?0?19^t1-5g?，规j!N?]?N?O?N?营N?e6QeT?k?
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SG至2.7%；5g?PPIT?k?V?落至0.6%，sflk?N?m¤0.2%0?
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N??\?|?选N*股N?追lB~?[?e6v?；f?R?pum;c§R6N?OMN?降ON|?~?‘’风险；进行T?t?资N§配置N?[?
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b￥TJg?Q?W?金v?N?~?表s?4.5
b*至g,b￥TJg?+g,W?金N?额Q?P
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QvN-：股yh 195,092,017.54 84.47
2 W?金b?资 - -
3 V?[?e6v?b?资 - -
QvN-：P:R8
- -
资N§e/c?证R8
- -
4 贵金\^b?资 - -
5 金融衍u?T`b?资 - -
6 NpQe返U.金融资N§ - -
QvN-：Npe?_?V?购v?NpQe返U.
金融资N§
- -
7 银行[Xk>T?~?{?Y?N?金T?计 27,202,033.74 11.78
8 QvN?资N§
8,675,481.37 3.76
9 T?计
230,969,532.65
100.00
b￥TJg?+c?行N?R?|{v?股yhb?资~?T? 5.2
b￥TJg?+c?行N?R?|{v?X?Q?股yhb?资~?T?
5.2.1
Nax? 行N?|{R+ QlQAN?P<（QC）
S‘W?金资N§Q?PO?]?O\
42,396,899.65 18.62
R e?S?0?OS育T?Z1NPN?
23,106.60 0.01
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T?计 195,092,017.54 85.70
b￥TJg?+c?行N?R?|{v?n/股通b?资股yhb?资~?T?5.2.2
l?：g,W?金g,b￥TJg?+g*c?g?n/股通b?资股yh0?
SNl?gˇt^u?riS;药m?T?2019 ^t{,2 [c^?b￥TJ
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b￥TJg?+c?QlQAN?P
b￥TJg?+c?P:R8T`y?R?|{v?P:R8b?资~?T?
5.4
l?：g,W?金g,b￥TJg?+g*c?g?P:R80?
b￥TJg?+c?QlQAN?P
b￥TJg?+c?QlQAN?P
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b￥TJg?+g,W?金b?资v?V?P:g?货c?N?T?c_v?f?~?5.10.2
l?：g,W?金g,b￥TJg?+g*c?g?V?P:g?货0?
g,g?V?P:g?货b?资评N?5.10.3
l?：g,W?金g,b￥TJg?+g*c?g?V?P:g?货0?
b?资~?T?b￥TJ附l?5.11
g,W?金b?资v?RMSAT?证R8v?S?行N;OSg,g?S?R0调g?N?S?Y?罚v?‘ˉQ?v?说f?5.1.1
b￥TJg?Q?W?金b?资v?RMSAT?证R8v?S?行N;OSl?g?被v?{?部门z?hH调g?v?‘ˉQ?，N_l?g?W(b￥TJ
编R6e?RMN?^tQ?S?R0Ql_?谴责0?Y?罚v?‘ˉQ?0?
W?金b?资v?RMSAT?股yh超Q?W?金T??规[?v?Y?选股yh^?‘ˉQ?v?说f?5.1.2
W?金b?资v?RMSAT?股yhN-，l?g?b?资N?超Q?W?金T??规[?Y?选股yh^?NKY?v?0?
QvN?资N§g?b?5.1.3
^?S? T?y? 金额（QC）
1 [XQ?O?证金 59,664.45
2 ^?e6证R8n?{?k> 5,683,920.98
3 ^?e6股R) -
4 ^?e6R)‘o 5,488.46
5 ^?e6u3购k> 2,926,407.48
6 QvN?^?e6k> -
7 _?dJ费u( -
8 QvN? -
9 T?计 8,675,481.37
b￥TJg?+c?g?v?Y?N?转股g?v?S?转cbP:R8f?~?5.1.4
l?：g,W?金g,b￥TJg?+g*c?g?Y?N?转股g?v?S?转cbP:R80?
b￥TJg?+RMSAT?股yhN-[XW(mA通S?限‘ˉQ?v?说f?5.1.5
l?：g,W?金g,b￥TJg?+RMSAT?股yhN-N?[XW(mA通S?限‘ˉQ?0?
_?e>_?W?金N?额S?R¤§6
SUOM：N?
b￥TJg??R?W?金N?额‘;额
130,590,600.57
b￥TJg??间W?金‘;u3购N?额 77,394,939.44
Qˇ:b￥TJg??间W?金‘;赎V?N?额 28,645,746.51
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b￥TJg??+W?金N?额‘;额
179,339,793.50
W?金{?t?N”运u(V?g?资金b?资g,W?金‘ˉQ?§7
W?金{?t?N”c?g?,W?金N?额S?R¤‘ˉQ?7.1
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2 20190613-20190630 - 42,233,296.73 0.00 42,233,296.73 24%
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T¤询W?金{?t?N”SNl?gˇt^W?金{?t?g?限QlS?0? [￠b7g?R?p?~?：400-888-0001（QM长途费） 021-
3878 4638 QlS?网W@：www.huatai-pb.com
SNl?gˇt^W?金{?t?g?限QlS?
2019^t7g?17e?
