“ ” 2017 8 25 “ ” 2017 1573
T+0 A
50% 50%
.......................................................................................................................... 5
.......................................................................................................................... 6
............................................................................................................ 11
............................................................................................................ 21
........................................................................................................ 25
............................................................................................................ 27
.................................................................................................... 32
........................................................................................ 33
............................................................................................................ 44
............................................................................................................ 54
................................................................................................ 55
................................................................................................ 61
............................................................................................ 63
............................................................................................ 66
................................................................................................ 67
............................................................................................................ 73
.................................................... 79
............................................................................................ 81
........................................................................................ 98
.............................................................................. 118
.......................................................................................... 120
.................................................................. 121
...................................................................................................... 122
“ ” “ ”
1
2
3
4
5
6
7
8
9
10
11
12
13 2017 8 31 10 1
14
15 /
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33 3
34
35
36 T
37 T+n T n T
38
39
40
41
42
43
44
45
46
47 10%
48
49
50
51
52
53
54 A / /
55 C / /
56 10
57
58
59
279
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2004 132
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3,000 30%
10,000 100%
2
18
1
2016 12 28
2
3
4
2004 4 2005 12 2006 9 2007 7 2007 9 2011 3 2011
4 2014 8 2014 8
2016 12 2017
1 3 2017 4 11
2017 2 28 2017
7 14
5
6
1
2
3
4
5
6 ,
7
8
9
10
11
12
13
14
15
16 15
17
18
19
20
21
22
23
24 30
25
26
27
1
2
1
2
3
4
5
6
7
8
3
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3
4
5
6
7
8
9
10
1
2
3
4
1
1
2
3
4
5
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1
2
3
4
5
6
7
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2
3
4
5
4
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25
1 1
2004 09 17
[1998]12
(010)6759 5096
1954 10 2005 10 ( 939) 2007 9 ( 601939)
2017 6 216,920.67 7,283.62 3.47% 1,720.93 1.30% 3.81% 1,390.09
2016 100 2016 ” 2016 2016
2016 1000 2 2016 500 22
22
QFII 10 220 2007
2
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(R)QFII (R)QDII
23
2017 759 11 QFII 2016
1
2
3
1
24
2
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2017 8 25 2017 1573
1
2
3
3
2017 11 2 2017 11 29
28
1.00 1.00
1 2017 11 2 2017 11 29
2
3
4
5
1 1.00
2
3 50% 50%
29
6
2
/ / / A / / C
A C
/
A 005209 C 005210
1 A
M A
M 50 1.20%
30
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300 ≤M 500 0.40%
M ≥500 1000 /
2 C
1 A
= / 1+
= -
= + /
=
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= + /
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/
2 2
10,000 A 1.20% 5.00
=10,000
10,000/(1 1.20%) 9,881.42
10,000-9,881.42 6=118.58
31
(9,881.42 +5.00)/1.00=9,886.42
10,000 A 9,886.42 A
10,000
C 5.50
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1 C 10,005.50 C
32
3 2 2 200 10 10
1
2 30
3
33
1
/ /
2
3
3
34
1 “ ”
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3
4
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35
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T T+1 T T+2
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36
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2 T T 1
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A
2 C
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2
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37
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4
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10,150 A 1.50% A 1.2000
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10,150.00 A A 1.2000 8,333.33 A
10,000 C C 1.0560
10,000/1.0560 9,469.70
10,000.00 C C 1.0560 C 9,469.70
2
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2
10,000 A 30 180
0.50% A 1.0680
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= 10,680.00 ×0.5% = 53.40
= 10,680.00 53.40 = 10,626.60
10,000 A 30 180 A 1.0680 10,626.60
10,000 C 5
39
1.5% C 1.0680
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=10,680×1.5%=160.20
=10,680-160.20=10,519.80
10,000 C 5 C 1.0680 10,519.80
3 4 5 T
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55
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