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东吴优益债券:基金合同查看PDF公告

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 










































































































































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1


1 2 ( “ ”) ( “ ”) ( “ ”) ( “ ”) ( “ ”) 3 ( “ ”)






















































































2 50% 50%

























































































3


1 2 3


4 5 6 7 8 9 2003 10 28 2012 12 28 2013 6 1 2015 4 24 < > 10 2013 3 15 6 1 11 2004 6 8 7 1 12 2014 7 7 8 8 13

























































































4 14 / 15 16 17 18 19 20 21 22 23 24 25 26






















































































5 27 28 29 3 30 31 32 T 33 T+n T n ( T ) 34 35 36 37 38 39 40 41

























































































6 42 43 ( ) 10% 44 45 46 47 48 49 50 A / / 51 C / / 52 53

























































































7


2 1.00 A C / / /






















































































8 A / / C


A C A C


/ /




























































































9


1 3 2 3 1 A C A 2 3 4 2 2 5






















































































10 1 2 3 4 5 50% 50%

























































































11 3 2 2 200 10 10 1 2 30 3

























































































12


1 2 3 3 1 “ ”

























































































13 2 “ ” 3 4 “ ” 1 2 T 7 ( ) 3 (T ) T+1 T T+2 ( ) 1 2






















































































14 3 4 1 4 5 T T+1 A C 2 A 2 3 2 4 A A C 5 6






















































































15 7 1 2 3 4 5 6 7 50% 50% 8 1 2 3 5 6 8






















































































16 1 2 3 4 5 6 4 1 ( ) 10% 2 1 2






















































































17 10% 3 2 ( ) 20 3 3 1 2 1 1 3 1 2 2 1 4 2 2 1 2 1

























































































18 A C

























































































19

























































































20





279 2004 9 2 [2004] 132 1 021-50509888


1 1 2 3 4 5 6 7 8

























































































21 9


10


11


12


13


14


15


16 17 2 1 2 3 4 5 6 7 8






















































































22 9 10 11 12 13 14 15 16 15 17 18 19 20 21 22

























































































23 23


24 30 25 26 27


188 1987 3 30 742.62


1 1 2 3






















































































24 4 5 6 7 2 1 2 3 4 5 6 7 8 9 10






















































































25 11 15 12 13 14 15 16 17 18 19 20 21 22

























































































26 1 1 2 3 4 5 6 7 8 9 2 1 2 3 4 5 6 7 8 9

























































































27


1 1 2 3 4 5 6 7 8 9 10 11 10% 10% 12 13 2 1 2 3






















































































28 4 5 6 7 8 1 2 3 10 60 4 10% 10% 10 60 10% 10% 10






















































































29 60 5 10% 10% 10% 10% 30 6 1 30 1 2 3 4 5 6 7 2 3

























































































30 1 1 2 3 6 2 1 2 2






















































































31 3 3 6 4 3 3 1 2 1

























































































32 2 30 2 1 2 2






















































































33 1 1 2 3 4 2 5

























































































34 2

























































































35





1 2 3 4


1 2 3 4


1 10% 10% 2 6














3 4 5 2 6






















































































36 7 8


1 2 6











3 4 5 2 6


7 1 2

























































































37 3 2

























































































38




























































































39


1 2 3 4 5 1 2 3 20 4






















































































40 5 6 7

























































































41


( ) ( ) ( ) 80% 5%




























































































42 1 2 3 1

























































































43 2 3 4


4 / / /






















































































44 ABS MBS 1 1 80% 2 5 3 10

























































































45 4 10 5 3 6


10 7 0.5 8 10 9 20 10 ( ) 10 11 10 12 BBB ( BBB) 3 13 14 40% 1 15 15% 30%






















































































46 30% 16 140% 17 12 10 6 2 1 2 3 4 5 6 7






















































































47 *90%+ 300 *10% 300


300 A

























































































48




























































































49


1 1 2 3 4 5 2 1 2

























































































50 3 3 1 2 3 4 5 6 7 8






















































































51 1 0.0001 5 A C 2 4 ( 4 ) 1 (“ ”) “ ” 2 1






















































































52 2 3 (“ ”) 4 3 1 2 3 4 4 1 2 0.25% 0.5%

























































































53 3 1 2 3






















































































54


1 2 3 C 4 5 6 7 / 8 9 10 1


0.7% H E×0.7%÷ H E 5 2 0.1% H E×0.1%÷ H

























































































55 E 5 3 C A C C 0.4% H E 0.4% H C E C 5


4 10 1 2 3 4

























































































56


1 12 10% 3 2 3 4 5 2 15

























































































57

























































































58


1 2 1 1 12 31 2 3 4 5 6 7 1 2 3 2

























































































59


“ ” 1 2 3 4 5 6

























































































60 1 2 6 45 15 3 3

























































































61 90 60 15 2 2 20% 2 1 2

























































































62 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26

























































































63 10


XBRL






















































































64 10

























































































65


1 2 1 2 6 3 4 1 30 2 3 4 1 2 3

























































































66 4 5 6 7 5 6 5 15

























































































67































































































68




























































































69


1 2 3 4 5

























































































70

























































































71


1 1 2 3 4 5 6 7 8


9


10


11


12


13


14


15

























































































72 16 17 2 1 2 3 4 5 6 7 8 9 10 11 12 13

























































































73 14 15 16 15 17 18 19 20 21 22 23


24 30 25 26 27 1






















































































74 1 2 3 4 5 6 7 2 1 2 3 4 5 6 7






















































































75 8 9 10 11 15 12 13 14 15 16 17 18 19 20

























































































76 21 22 1 1 2 3 4 5 6 7 8 9 2 1 2 3 4 5






















































































77 6 7 8 9 1 1 2 3 4 5 6 7 8 9 10 11 10% 10% 12 13 2

























































































78 1 2 3 4 5 6 7 8 1 2 3 10 60 4 10% 10% 10

























































































79 60 10% 10% 10 60 5 10% 10% 10% 10% 30 6 1 30 1 2 3 4 5 6 7 2 3






















































































80 1 1 2 3 6 2 1 2 2






















































































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82 2 1 2 30 2 1 2 2

























































































83 1 1 2 3 4 2

























































































84 5 2 1 12 10% 3 2

























































































85 3 4 5 2 15 1 2 3 C 4 5 6 7 / 8 9 10






















































































86 1


0.7% H E×0.7%÷ H E 5 2 0.1% H E×0.1%÷ H E 5 3 C A C C 0.4% H E 0.4% H C E C






















































































87 5


4 10 1 2 3 4 ( ) ( ) ( )

























































































88 80% 5% 1 1 80% 2 5 3 10 4 10 5 3 6


10 7 0.5 8 10 9 20 10 ( ) 10 11 10 12 BBB ( BBB) 3 13






















































































89 14 40% 1 15 15% 30% 30% 16 140% 17 12 10 6 2 1 2

























































































90 3 4 5 6 7 1 1






















































































91 2 3 4 5 2 1 2 3 3 1 2 3 4 5 6






















































































92 7 8 1 0.0001 5 A C 2 4 ( 4 )






















































































93 1 (“ ”) “ ” 2 1 2 3 (“ ”) 4 3

























































































94 1 2 3 4 4 1 2 0.25% 0.5% 3 1 2 3






















































































95 1 2 1 2 6 3 4 1 30 2 3 4

























































































96 1 2 3 4 5 6 7 5 6 5 15






















































































97 1 2 3 4 5