1
“ ” 2015 8 3 2015 1872
“ ”
2
3
............................................................................................................................ 4
............................................................................................................................ 5
................................................................................................................ 9
.............................................................................................................. 21
.......................................................................................................... 25
.............................................................................................................. 27
.............................................................................................................. 28
.................................................................................................................. 31
.......................................................................................... 32
.............................................................................................................. 39
.......................................................................................................... 47
.................................................................................................. 48
.............................................................................................. 52
.................................................................................................. 53
.............................................................................................. 56
.................................................................................................. 57
.............................................................................................................. 62
...................................................... 64
.......................................................................................... 66
.......................................................................................... 81
.............................................................................. 95
.............................................................................................. 97
.......................................................................... 97
.......................................................................................................... 97
4
“ ” “ ” “ ” “ ” 5 “ ”
5
1
2
3
4
5
6
7
8
9 2012 12 28 2013 6 1
10 2013 3 15 6 1
11 2004 6 8 7 1
12 2014 7 7 8 8
13
14 /
15
16
6
17
18
19
20
21
22
23
24
25
26
27
28 3
7
29
30
31 T
32 T+n T n ( T )
33
34
35
36
37
38
39
40
41
42 ( ) 10%
43
8
44
45
46
47 7 7 ( )
48
49 A B 7
50 A 0.25%
51 B 0.01%
52 A B A B
53 B B
A
54
55
56
57 7
58
9
59
2003 9 30
368
500 19-20
021-20398888
1.5
“ ” “ ” [2003]100 2003 9 30 2008 1 2 [2008]6 AEGON
International B.V 51% 49% “ ” “ ” 9800 12000 2008 7 7
[2008]888 “ ” “ ” 1.2 1.5
2015 9 30 LOF
10
300 LOF LOF LOF LOF 16
——
1
1960
1963 EMBA
Marc van Weede 1965 Forsythe International B.V.
. Bastiaan Van Buuren 1971 ING
11
AEGON
. 1969 Robeco Aegon Aegon
Aegon Aegon
1970
1962
1977
1968 DAC
1959
1974 KPMG Prudential SunLife Everbright
12
1981
1982
2
1970
1964
1968
1977 LOF LOF
1962
13
LOF
3
4
4
LOF
1
1
2
3
4
5
14
6
7
8
9
10
11
12
13
14
15
2
1
2
3 ,
4
5
15
6 ,
7
8 7
9
10
11
12
13
14
15
16 15
17
18 ,
19
20
16
21
22
23
24 30
25
26
27
1
2
3
1
2
3
4
5
6
7
17
8
9
10
11 5%
12
4
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
5
18
1
2
3
4
1
1
2
3
4
5
2
1
2
3
4
5
3
19
1
2
3
4
5
6
4
1
2
20
3
5
1
2
3
4
21
5
6
7
6
( )
154
154
1988 8 26
190.52
021-62677777-212017
021-62159217
22
1988 8 2007 2 5 601166 190.52
“ ” 2014 12 31 4.41 2579.34 471.38 2014 50 500 200
( )
97
( )
2005 4 26 [2005]74 2015 9 30 53 2093.37
( )
1.
2.
23
3.
(1)
(2)
(3)
(4)
(5)
(6)
(7) “ ”
(8)
( )
24
1.
2.
3.
4.
5.
6.
( )
25
1
1
368
500 20
4006780099 021-38824536
: 021-20398927 20398706
021-58368869
2
https://trade.xyfunds.com.cn
400-678-0099 021 38824536
368
500 19-20
26
021-20398888
021-20398858
68 19
68 19
021-31358666
021-31358600
222 30
222 30
021 61418888
021 63350377
27
A B 7
A B
/ 1.00
10
500
/
1.00
10
1.00
0.25% 0.01%
1 A 500
A B B
2 B 500 B A A
1
28
2
2015
8 3 2015 1872
29
3
2
1 1.00
2
3
= + /
2 2
1 10,000 A 3
10,000+3 /1.00 10,003.00
10,000 A 10,003.00 A
1
2
3
1 “ ”
30
2
3
4
1
2
3
4 A 1.00 1.00 B 500 1.00 A 10 10 B 500 10
5
5
T T+2
31
3 2 2 200 10 10
1
2 30
3
32
1
2
3
3
1 “ ” 1.00
2 “ ”
33
3
4 “ ”
1
2
T 2 ( )
3
(T ) T+1 T T+2 ( )
34
1
A 1.00 1.00 B 500 1.00 A 10 10 B 500 10
2
3
4
5
1
1.00
2
35
3
/1.00
1.00 2 2
2 T 10,000 A
10,000/1.00 10,000.00
10,000.00 A
4
= ×1.00+ T
2 2
3 T 100,000 T 50,000
T 1.50
50,000×1.00+1.50 50,001.50
5 50,001.50
1 T T 1
2 T T 1
3
36
1
2
3
4
5
6
7
1 2 3 4 6 7
1
2
3
4
5
37
6
7
5
1
2 1 1 7
3 1
4 1 7
1
10%
2
38
1
2 10%
3 2 ( ) 20
3
3
39
1
40
2
3
4 1 1
5 1 1
6 1 1 “ ”
7 397 397
8 397 397
9 397 397
10
(1)
(2)
120
41
(3)
(4)
(5)
(6)
—— ——
(7)
“ ”
42
1
1 120
2 10 10%
3 30%
4 30% 5%
43
5 20% 20% 5
6 397
7 397 397 20%
8 20%
9 10%
10 10% 10%
11 10%
12
1) A-1 A-1
2) 3
a) AAA AAA
b)
20
13 AAA AAA 3
44
14 1
15 140%
16
5 12 13 10
6
2
1
2
3 397
4 AAA
5
6
7
3
45
1
2
3
4
5
6
7
1
( Σ × - Σ × + × )/( - + )
397 397 397 397 397 397
46
( )
“ ”
2
1 0
2
3
4
5
6
7
8
9
47
48
1.00
1 “ ”
2 “ ” “ ” “ ” “ ” 0.25% 0.5%
3
4
49
7 7
1 4 5 7 7 ( ) 3 4
2 7
4 7 3
1
“ ” “ ”
50
2
1
2
3 (“ ”)
4
3
1
2
3
51
4
4
1
2 0.25% 0.5%
3
1
2
3
7 7
1 2 3
2
52
( )
( )
1.
2.
3.“ ” 2 3
4.
5 ( )
6.
7
( )
53
( )
7 7 7
( )
( ) 7
1
2
3
4
5
6
7
8
9
10
1
54
0.15%
H E×0.15 %÷
H
E
3 ,
2
0.04%
H E×0.04%÷
H
E
3
3
A 0.25% B A A B 0.01% A B B
H E× ÷
H
E
55
5
“ 4 10 ”
1
2
3
4
56
1
2 1 1 12 31 2
3
4
5
6
7
1
2
3 2
57
“ ”
1
2
3
4
5
6
1
58
1
2 6 45 15
3
3
2
3
4 7
1 7
7
/ ×10000
59
7 %
Ri i ( )
4 7 3
7 7 7
2 7
3 7 7
5
90
60
15
2
2
60
6
2
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18 “ ” “ ” 0.5%
61
19
20
21
22
23
24
25
26
27
28
7
8
9
7
62
10
120
63
( )
64
1
2 2
1
2 6
3
4
65
1 30
2
3
4
1
2
3
4
5
6
7
5 6
66
5
15
1
1
2
3
4
5
6
7
8
9
67
2
1
2
3
4
5
6
7
8
9
1
1
2
3
4
5
6
7
8
68
9
10
11
12
13
14
15
2
1
2
3
4
5
6
7
8 7
69
9
10
11
12
13
14
15
16 15
17
18
19
20
21
22
70
23
24 30
25
26
27
1
1
2
3
4
5
6
7
2
1
2
71
3
4
5
6 ,
7
8 7
9
10
11 15
12
13
14
15
16
17
72
18
19
20
21
22
1
1
2
3
4
5
6
7
8
9
10
11 10% 10%
73
12
13
2
1
2
3
4
5
6
1
2
3 10 60 60
4 10% 10% 10 60
74
10% 10% 10 60
5 10% 10% 10% 10% 30
6
1 30
1
2
3
4
5
6
7
2
3
75
1
1
2 3
6
2
1 2
2
76
3 3
6
4 3
3
4
1
2
77
1
2
30 2
1 2
2
78
1
1
2
3
4
2
79
5
2
1
2 2
1
2 6
3
4
80
1 30
2
3
4
1
2
3
4
5
6
7
5 6
81
5
15
1 :
368
2003 9 30
[2003]100
1.5
82
2
154
168
1988 8 26
[1988]347
[2005]74
190.52
1.
1.1
1
2
3
4 1 1
83
5 1 1
6 1 1 “ ”
7 397 397
8 397 397
9 397 397
10
1.2
1
1
2
3 397
4 AAA
5
6
7
2
1 120
2 10 10%
3
84
30%
4 30% 5%
5 20% 20% 5
6 397
7 397 397 20%
8 20%
9 10%
10 10% 10%
11 10%
12
1) A-1 A-1
2) 3
a) AAA AAA
b)
85
20
13 AAA AAA 3
14 1
15 140%
16
5 12 13 10
6
1.3
1
2
86
3
4
5
6
7
2
1.4
1
2
87
2
2
3
1.5
1
88
2
3 ,
1.6
1
2
3
4
89
2
2.
2.1 7
2.2
2.3
2.4
2.5
2.6
2.7
90
2.8
1 7
2
3
4
5
1
1
91
2
3
4
5
6
7
2
1 “ ”
2 2 2
3
3
92
1
2
3
4
1 /
2 /
3
5
6
93
7
/
8
30 15
1 4 5 7 7 ( ) 3 4
2 7
94
3
1
2
3
4
1
2
95
3
1
2
1
2
3
4
E-MAIL
96
20
https://trade.xyfunds.com.cn
400-678-0099 021-38824536
021-58367239
http://www.xyfunds.com.cn
service@xyfunds.com.cn
( )
/ /
97
98
( )
2015 10