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上 投 α(377010)

上 投 α:2014年第三季度报告查看PDF公告

2014


3 2014





3 2014


9


30
































1















































2014


10


24 2014


7


1








9








30




















2









































1











3 3.1





















































(2014 7 1








-2014 9


30 ) 1.
















































































-32,872,541.89 2.
















































































107,461,193.61 3.




























































































0.1364 4.













































































1,670,835,828.76 5.




























































































2.1917






























































(


























) 3.2 3.2.1



















































































-











-

















6.80%


0.89%








10.69%














0.72%


-3.89%





0.17% 3.2.2











2005


10


11








2014





9








30



































2














1.



































2005











10








11



































2005








10








11








2014








9








30








2.


























2005


10











11

















2006








4


10








3.

















2013





12





7



















































































A

















80%+ 20%

















"





300























80%+


















































20%
















































































4 4.1

























































































































































































2001





















































































































































3











2004








3





















































































































































2004





3














2005








4



























































2014-1-3



































-














12





















































































































































2005





5














2008








5




































































































































































2008 5


































































































3















































2013 7





















































2013 9



























































,



































2014


1














1.








2. 4.2 4.3








4.3.1








4.3.2























5%





























4 4.4 4.4.1


























2014












































A




















A



























































A














A 4.4.2









































6.80%
































10.69%



































5 5.1








1












































1,415,048,732.42

















84.12















































5












































1,415,048,732.42





84.12








2






































69,219,000.00





4.11


















































69,219,000.00





4.11




































































-











-








3
























































-











-








4
























































-











-








5
























































-











-




































































-











-








6






































136,248,070.32





8.10








7






































61,700,392.62





3.67








8



































1,682,216,195.36


100.00 5.2


A






























































-











-


B












































23,375,860.97





1.40


C









































1,044,012,697.63





62.48


D


















































83,770.89





0.01


E












































64,460,420.61





3.86


F












































25,736,311.70





1.54


G






























































-











-


H






























































-











-


I












































152,580,397.40





9.13


J












































32,083,990.00





1.92


K






























































-











-


L












































25,431,540.20





1.52


M












































32,493,681.92





1.94


N












































14,790,061.10





0.89


O






























































-











-


P






























































-











-


Q






























































-











-


R






























































-











-


S






























































-











-












































1,415,048,732.42





84.69 5.3
























































( )








1


002241


5,100,000





140,505,000.00








8.41








2


002353


2,185,250





85,181,045.00








5.10








3


002038


1,891,055





80,180,732.00








4.80








4


002008


2,824,030





55,209,786.50








3.30








5


300115


2,347,195





51,520,930.25








3.08








6


002104


3,507,254





50,855,183.00








3.04








7


600406


2,930,000





50,190,900.00








3.00





























6


8








600887

















1,600,000











41,440,000.00


2.48


9








002022

















1,515,786











40,835,274.84


2.44


10








600893

















1,331,642











39,576,400.24


2.37 5.4








1










































































-








-








2










































































-








-








3
























































69,219,000.00


4.14




































































69,219,000.00


4.14








4










































































-








-








5










































































-








-








6










































































-








-








7










































































-








-








8










































































-








-








9
























































69,219,000.00


4.14 5.5
















































































( )








1


130243


13


43














300,000


30,015,000.00


1.80








2


140212


14


12














200,000


20,022,000.00


1.20








3


140338


14


38














200,000


19,182,000.00


1.15 5.6 5.7 5.8 5.9 5.10 5.11 5.11.1 5.11.2 5.11.3












































7


1







































































1,020,739.94


2




































































58,334,490.07


3






















































































-


4







































































1,873,283.98


5










































































471,878.63


6






















































































-


7






















































































-


8






















































































-


9




































































61,700,392.62 5.11.4 5.11.5






























































( )












































( )


1








002353











32,743,200.00





1.96 5.11.6





























6










































































808,129,511.10










































































10,511,983.82










































































56,279,192.47




























































































-










































































762,362,302.45




















7



































§8 8.1








1.








2.








3.








4.








5.


















































8








6. 8.2 8.3














9