........................................................................................................................................... 1
........................................................................................................................................... 1
............................................................................................................................... 5
............................................................................................................................. 13
......................................................................................................................... 15
............................................................................................. 25
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............................................................................................................................. 42
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1
2
3
4
Coopers &
Lybrand
5
Paul Bateman
Leicester
Chase Fleming Asset Management Limited
CEO
Jed Laskowitz
J.P Morgan
J.P Morgan
MMI
MBA
MBA
6
PECC
(
)
2.
Simon Walls
JPMorgan Asset Management (Japan) Ltd
JPMorgan Trust Bank
7
3.
4.
2004
2010
8
MBP
9
1
2
3
4
5
6
7
8
10
11
12
股东会
董事会
风险控制委员会
督察长
经营管理层
监察稽核部
风险评估联席会议
风险管理部
13
14
www.abchina.com
15
www.bankcomm.com
www.cmbc.com.cn
16
www.nbcb.com.cn
17
www.gtja.com
18
19
20
金立群
010-65058065
21
www.essence.com.cn
www.noah-fund.com
22
www.1234567.com.cn
23
6
2
6
010-62020088
010-62020035
: 4008886661
www.myfund.com
(
A
)
33
28
01A
02A
04
29
02
30
01
32
01
01B
33
01
03
34
01
35
33
28
01A
02A
04
29
02
30
01
32
01
01B
33
01
03
34
01
35
AU SIU LUEN
021-28966000
021-28963332
800 8301 880
www.citibank.com.cn
9
C
702
2
A
2208
400-001-1566
www.yilucaifu.com
24
580
45
021-5234 1668
021-5234 1670
1318
6
1318
6
8621-61233277
[2012]441
2012
5
14
2012
6
15
2,235,699,845.49
A
1,379,445,875.31
B
856,253,970.18
566,442.42
566,442.42
2,236,266,287.91
A
1,379,756,512.82
B
856,509,775.09
2012
6
25
25
26
27
28
29
30
31
32
33
34
35
36
37
38
1
1
-
-
-
-
2
118,740,173.46
96.74
118,740,173.46
96.74
-
-
3
-
-
4
-
-
5
-
-
-
-
6
1,008,590.88
0.82
7
2,990,294.10
2.44
8
122,739,058.44
100.00
2014
3
31
80,801,855.93
A
0.987
1.035
B
0.984
1.025
2
39
3
4
1
13,222,721.60
16.36
2
-
-
3
10,000,000.00
12.38
10,000,000.00
12.38
4
85,871,701.00
106.27
5
-
-
6
-
-
7
9,645,750.86
11.94
8
-
-
9
118,740,173.46
146.95
5
( )
1
130218
13
18
100,000
10,000,000.00
12.38
2
010107
21
70,400
7,012,544.00
8.68
3
122020
09
50,000
5,035,000.00
6.23
4
019322
13
22
50,000
5,025,000.00
6.22
5
122831
11
44,990
4,534,992.00
5.61
6
7
8
40
9
10
11
11.1
11.2
11.3
1
61,364.71
2
-
3
-
4
2,925,644.55
5
3,284.84
6
-
7
-
8
-
9
2,990,294.10
11.4
( )
( )
1
110015
2,047,400.00
2.53
2
125887
1,539,525.00
1.91
3
128001
1,497,407.12
1.85
4
110024
827,280.00
1.02
5
126729
717,030.18
0.89
6
128003
137,748.48
0.17
11.5
11.6
41
2.00%
0.06%
1.28%
0.03%
0.72%
0.03%
0.39%
0.14%
1.78%
0.05%
-1.39%
0.09%
1.02%
0.21%
1.42%
0.05%
-0.40%
0.16%
1.70%
0.05%
1.28%
0.03%
0.42%
0.02%
-0.20%
0.14%
1.78%
0.05%
-1.98%
0.09%
0.92%
0.21%
1.42%
0.05%
-0.50%
0.16%
42
43
44
45
46
47
B
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
B
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
