上投债券：更新招募说明书（2014年8月）查看PDF公告
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1
2
3
4
5
6
1.
7
Coopers & Lybrand
Paul Bateman
Leicester
Chase Fleming Asset Management Limited
CEO
Jed Laskowitz
J.P Morgan
J.P
Morgan
MMI
MBA
MBA
8
PECC
(
)
9
2.
Simon Walls
JPMorgan Asset Management (Japan) Ltd
JPMorgan
Trust Bank
3.
4.
10
2004
2010
MBP
11
12
1
2
3
4
5
6
7
8
13
14
股东会
董事会
风险控制委员会
督察长
经营管理层
监察稽核部
风险评估联席会议
风险管理部
15
16
2005 2007 2009 2010
SAS70
70
20
ISAE3402
SAS70
ISAE3402
1
17
2
18
19
20
(1)
55
95588
www.icbc.com.cn
(2)
25
1
1
95533
010-66275654
(3)
69
69
95599
www.abchina.com
(4)
95566
www.boc.cn
(5)
:
7088
:
7088
95555
21
www.cmbchina.com
(6)
188
188
95559
www.bankcomm.com
(7)
500
12
021-61618888
95528
www.spdb.com.cn
(8)
154
021
52629999
021
62569070
95561
www.cib.com.cn
(9)
168
168
021-68475888
021-68476111
021-962888
www.bankofshanghai.com
(10)
22
6
010
63636153
010
63639709
95595
www.cebbank.com
(11)
8
C
24
95558
bank.ecitic.com
(12)
2
24
95568
www.cmbc.com.cn
(13)
17
17
010-66223584
010-66226045
95526
www.bankofbeijing.com.cn
(14)
700
96528
962528
www.nbcb.com.cn
(15)
23
(16)
http://www.gdb.com.cn
(17)
2
2
961122
www.drcbank.com
(18)
981
8
15-20 21-23
www.srcb.com
021-962999
(19)
171
021-54033888
021-54038844
(021)962505
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(20)
24
336
(021 53519888
(021) 53519888
4008918918
021-962518
www.962518.com
(21)
618
168
29
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6161
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400-8888-666
www.gtja.com
(22)
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43
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5
18
19
36
38
39
41
42
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44
95575
http://www.gf.com.cn
(23)
38-45
95565
www.newone.com.cn
(24)
25
1508
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: 021-22169999
: 021-22169134
:
www.ebscn.com
(25)
35
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: 010-66568430
010-66568536
: 4008888888
www.chinastock.com.cn
(26)
66
4
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(010)65182261
400-8888-108
www.csc108.com
(27)
268
021-38565785
26
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: www.xyzq.com.cn
(28)
98
021
23219000
95553
www.htsec.com
(29)
:
1012
16-26
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: 0755-82130833
: 0755-82133952
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: 95536
:www.guosen.com.cn
(30)
3
9
10
3
9
10
4008188118
www.guodu.com
(31)
90
025-84579897
025-84457777-248
www.htsc.com.cn
27
(32)
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48
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010-84588888
010-84865560
010-95558
(33)
318
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22
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021-63325888
021-63326173
95503
www.dfzq.com.cn
(34)
80
26
0731-4403343
www.cfzq.com
(35)
63
12
021-68634518
021-68865680
400-888-1551
www.xcsc.com
(36)
588
19
20
28
588
19
20
0571-95548
www.bigsun.com.cn
0571-95548
(37)
222
1
2001
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0532-85022605
95548
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(38)
200
39
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(39)
6008
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400 6666 888
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(41)
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18-20
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82026539
400-600-8008
www.cjis.cn
(42)
233
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4008-000-562
www.hysec.com
(43)
157
7
8
157
7
10
0591-87383623
0591-87383610
:0591-96326
:www.hfzq.com.cn
(44)
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2
27
28
1
2
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28
30
010-65051166
www.cicc.com.cn
021-58881690
(45)
4018
35
28
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4018
35
28
A02
4008001001
www.essence.com.cn
(46)
100
9
021-38784818
021-68775878
68777877
www.cf-clsa.com
(47)
8
95579
4008-888-999
027-65799999
027-85481900
www.95579.com
(48)
7650
205
68
8
801
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400-821-5399
www.noah-fund.com
(49)
685
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4
449
1118
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5047
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5047
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4006-788-887
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www.jjmmw.com
(51)
526
2
220
555
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021-58788678-8201
021
58787698
400-089-1289
www.erichfund.com
(52)
903
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2
4008-773-772
www.5ifund.com
32
(53)
3588
12
400-0766-123
www.fund123.cn
(54)
190
2
2
195
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9
400-1818-188
www.1234567.com.cn
(55)
22
10
22
10
4009200022
021-20835588
licaike.hexun.com
(56)
(57)
33
34
35
36
37
38
×
×
39
40
41
42
43
44
45
46
47
48
49
1
5%
f
20%
g
10%
h
10%
j
50
51
1
-
-
-
-
2
59,024,638.10
95.34
59,024,638.10
95.34
-
-
3
-
-
4
-
-
5
-
-
-
-
6
1,284,880.22
2.08
7
1,601,487.80
2.59
8
61,911,006.12
100.00
2014
3
31
47,111,267.50
A
1.088
1.088
B
1.066
1.066
1
3,604,822.60
7.65
2
-
-
3
-
-
-
-
4
54,502,559.17
115.69
5
-
-
6
-
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7
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52
8
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9
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1
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6.42
3
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12
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2,820,000.00
5.99
4
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08
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2,340,600.00
4.97
5
019314
13
14
22,730
2,274,136.50
4.83
53
1
16,263.94
2
-
3
-
4
1,325,158.78
5
260,065.08
6
-
7
-
8
-
9
1,601,487.80
5
6
54
A
2009/06/24-2009/12/31
1.20%
0.04%
-1.58%
0.05%
2.78%
-0.01%
2010/01/01-2010/12/31
2.37%
0.06%
-0.87%
0.10%
3.24%
-0.04%
2011/01/01-2011/12/31
-0.29%
0.16%
2.52%
0.11%
-2.81%
0.05%
2012/01/01-2012/12/31
2.81%
0.11%
-0.67%
0.07%
3.48%
0.04%
2013/01/01-2013/12/31
1.41%
0.13%
-5.28%
0.11%
6.69%
0.02%
2014/01/01-2014/03/31
1.02%
0.19%
1.60%
0.11%
-0.58%
0.08%
B
2009/06/24-2009/12/31
0.90%
0.03%
-1.58%
0.05%
2.48%
-0.02%
2010/01/01-2010/12/31
1.98%
0.06%
-0.87%
0.10%
2.85%
-0.04%
2011/01/01-2011/12/31
-0.68%
0.16%
2.52%
0.11%
-3.20%
0.05%
2012/01/01-2012/12/31
2.35%
0.11%
-0.67%
0.07%
3.02%
0.04%
2013/01/01-2013/12/31
1.05%
0.13%
-5.28%
0.11%
6.33%
0.02%
2014/01/01-2014/03/31
0.85%
0.19%
1.60%
0.11%
-0.75%
0.08%
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
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82
83
84
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86
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88
89
99
20
99
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021-38794999
021-68881170
2
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h
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10
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1
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4
5
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8
93
94
95
96
97
98
99
4
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101
15
102
103
104
105
106
